Eagle Point Credit Management LLC and managing partner Thomas Philip Majewski report significant ownership of Oxford Lane Capital Corp. preferred shares. They may be deemed to beneficially own 1,671,158 preferred shares, representing about 19.99% of the issuer’s outstanding preferred shares. Including Majewski’s additional holdings, he may be deemed to beneficially own 1,676,658 preferred shares, or about 20.05% of the class.
The preferred shares were accumulated over time in multiple secondary market transactions using capital from client accounts that Eagle Point advises. Recent activity includes large purchases and sales of 8.25% Series 2031 term preferred shares around $24.50–$25.30 per share and a redemption of 81,761 6.25% Series 2027 term preferred shares at $25.00 per share. The reporting persons state the holdings are for investment purposes and reserve the right to increase or decrease their positions.
Eagle Point Credit Management LLC and managing partner Thomas Philip Majewski report significant ownership of Oxford Lane Capital Corp. preferred shares. They may be deemed to beneficially own 1,671,158 preferred shares, representing about 19.99% of the issuer’s outstanding preferred shares. Including Majewski’s additional holdings, he may be deemed to beneficially own 1,676,658 preferred shares, or about 20.05% of the class.
The preferred shares were accumulated over time in multiple secondary market transactions using capital from client accounts that Eagle Point advises. Recent activity includes large purchases and sales of 8.25% Series 2031 term preferred shares around $24.50–$25.30 per share and a redemption of 81,761 6.25% Series 2027 term preferred shares at $25.00 per share. The reporting persons state the holdings are for investment purposes and reserve the right to increase or decrease their positions.
Eagle Point Credit Management LLC and Thomas Philip Majewski filed Amendment No. 3 to a Schedule 13G/A reporting beneficial ownership of Preferred Shares of Oxford Lane Capital Corp. The filing states EPCM holds 1,807,711 preferred shares (16.20%) and Mr. Majewski holds 1,813,211 preferred shares (16.24%), reflecting combined beneficial ownership of 1,813,211 preferred shares (approximately 16.24%). EPCM is described as the investment manager with sole voting and dispositive power over 1,807,711 shares; Mr. Majewski directly owns 5,500 shares and is disclosed as sharing voting and dispositive power over the 1,807,711 shares by virtue of his role with EPCM. The filing is jointly submitted pursuant to a Joint Filing Agreement.
Eagle Point Credit Management LLC and Thomas Philip Majewski filed Amendment No. 3 to a Schedule 13G/A reporting beneficial ownership of Preferred Shares of Oxford Lane Capital Corp. The filing states EPCM holds 1,807,711 preferred shares (16.20%) and Mr. Majewski holds 1,813,211 preferred shares (16.24%), reflecting combined beneficial ownership of 1,813,211 preferred shares (approximately 16.24%). EPCM is described as the investment manager with sole voting and dispositive power over 1,807,711 shares; Mr. Majewski directly owns 5,500 shares and is disclosed as sharing voting and dispositive power over the 1,807,711 shares by virtue of his role with EPCM. The filing is jointly submitted pursuant to a Joint Filing Agreement.
Oxford Lane Capital Corp. disclosure: Leroy Scott Frantz reports beneficial ownership of 800,000 shares of Preferred Stock, representing 7.1% of cumulative term preferred shares outstanding as of March 20, 2026. The filing lists CUSIPs 691543607 and 691543839 and is signed on April 7, 2026.
Oxford Lane Capital Corp. disclosure: Leroy Scott Frantz reports beneficial ownership of 800,000 shares of Preferred Stock, representing 7.1% of cumulative term preferred shares outstanding as of March 20, 2026. The filing lists CUSIPs 691543607 and 691543839 and is signed on April 7, 2026.
Karpus Management, Inc., doing business as Karpus Investment Management, filed an amended ownership report on the preferred shares of Oxford Lane Capital Corp.. Karpus reports beneficial ownership of 192,355 preferred shares, representing 5.50% of the class, held in accounts it manages.
Karpus, a New York-based registered investment adviser, states it has sole power to vote and dispose of these 192,355 shares, with no shared voting or dispositive power. The firm certifies the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of Oxford Lane Capital Corp.
Karpus Management, Inc., doing business as Karpus Investment Management, filed an amended ownership report on the preferred shares of Oxford Lane Capital Corp.. Karpus reports beneficial ownership of 192,355 preferred shares, representing 5.50% of the class, held in accounts it manages.
Karpus, a New York-based registered investment adviser, states it has sole power to vote and dispose of these 192,355 shares, with no shared voting or dispositive power. The firm certifies the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of Oxford Lane Capital Corp.
Oxford Lane Capital Corp. received an updated ownership filing showing that Karpus Management, Inc., doing business as Karpus Investment Management, beneficially owns 516,391 preferred shares, or 21.52% of that class as of 12/31/2025. Karpus has sole voting and dispositive power over all of these shares.
The preferred shares are held in accounts Karpus manages as a registered investment adviser, and the filing states they were acquired and are held in the ordinary course of business. Karpus certifies the holdings are not intended to change or influence control of Oxford Lane Capital Corp.
Oxford Lane Capital Corp. received an updated ownership filing showing that Karpus Management, Inc., doing business as Karpus Investment Management, beneficially owns 516,391 preferred shares, or 21.52% of that class as of 12/31/2025. Karpus has sole voting and dispositive power over all of these shares.
The preferred shares are held in accounts Karpus manages as a registered investment adviser, and the filing states they were acquired and are held in the ordinary course of business. Karpus certifies the holdings are not intended to change or influence control of Oxford Lane Capital Corp.
Karpus Management, Inc., a New York investment adviser doing business as Karpus Investment Management, reports beneficial ownership of 603,268 preferred shares of Oxford Lane Capital Corp., representing 25.14% of this class as of 12/31/2025.
Karpus has sole voting and sole dispositive power over all 603,268 shares, which are held in client accounts it manages. Karpus is controlled by City of London Investment Group plc, but states that effective informational barriers mean voting and investment power over these securities are exercised independently. The holdings are described as acquired and held in the ordinary course of business, not for the purpose of changing or influencing control of Oxford Lane Capital Corp.
Karpus Management, Inc., a New York investment adviser doing business as Karpus Investment Management, reports beneficial ownership of 603,268 preferred shares of Oxford Lane Capital Corp., representing 25.14% of this class as of 12/31/2025.
Karpus has sole voting and sole dispositive power over all 603,268 shares, which are held in client accounts it manages. Karpus is controlled by City of London Investment Group plc, but states that effective informational barriers mean voting and investment power over these securities are exercised independently. The holdings are described as acquired and held in the ordinary course of business, not for the purpose of changing or influencing control of Oxford Lane Capital Corp.
Karpus Management, Inc., doing business as Karpus Investment Management, reports beneficial ownership of 853,683 preferred shares of Oxford Lane Capital Corp., representing 11.54% of that class. Karpus, a New York–based registered investment adviser, has sole voting and dispositive power over these shares.
The filing explains that the shares are held in accounts managed by Karpus and that Karpus exercises voting and investment power independently from its corporate parent, City of London Investment Group plc. Karpus certifies the holdings are in the ordinary course of business and not for the purpose of changing or influencing control of Oxford Lane.
Karpus Management, Inc., doing business as Karpus Investment Management, reports beneficial ownership of 853,683 preferred shares of Oxford Lane Capital Corp., representing 11.54% of that class. Karpus, a New York–based registered investment adviser, has sole voting and dispositive power over these shares.
The filing explains that the shares are held in accounts managed by Karpus and that Karpus exercises voting and investment power independently from its corporate parent, City of London Investment Group plc. Karpus certifies the holdings are in the ordinary course of business and not for the purpose of changing or influencing control of Oxford Lane.
Oxford Lane Capital Corp. received an amended Schedule 13G/A from Eagle Point Credit Management LLC and Thomas Philip Majewski disclosing significant ownership of its Preferred Shares as of December 31, 2025. The reporting persons collectively may be deemed to beneficially own 1,308,277 Preferred Shares, representing approximately 14.93% of the outstanding preferred stock.
Eagle Point Credit Management LLC is reported as beneficially owning 1,302,777 Preferred Shares, or 14.87% of the class, through investment accounts it manages. Mr. Majewski is reported as beneficially owning 1,308,277 Preferred Shares, including 5,500 shares he holds directly and 1,302,777 shares over which he may share voting and dispositive power via his role at Eagle Point.
The filing states that these securities were not acquired and are not held for the purpose of changing or influencing control of Oxford Lane Capital Corp., indicating a passive investment intent under the Schedule 13G framework. The amendment is jointly filed pursuant to a Joint Filing Agreement signed by Eagle Point Credit Management LLC and Mr. Majewski.
Oxford Lane Capital Corp. received an amended Schedule 13G/A from Eagle Point Credit Management LLC and Thomas Philip Majewski disclosing significant ownership of its Preferred Shares as of December 31, 2025. The reporting persons collectively may be deemed to beneficially own 1,308,277 Preferred Shares, representing approximately 14.93% of the outstanding preferred stock.
Eagle Point Credit Management LLC is reported as beneficially owning 1,302,777 Preferred Shares, or 14.87% of the class, through investment accounts it manages. Mr. Majewski is reported as beneficially owning 1,308,277 Preferred Shares, including 5,500 shares he holds directly and 1,302,777 shares over which he may share voting and dispositive power via his role at Eagle Point.
The filing states that these securities were not acquired and are not held for the purpose of changing or influencing control of Oxford Lane Capital Corp., indicating a passive investment intent under the Schedule 13G framework. The amendment is jointly filed pursuant to a Joint Filing Agreement signed by Eagle Point Credit Management LLC and Mr. Majewski.
Oxford Lane Capital Corp. (OXLCP) Schedule 13D/A — Eagle Point Credit Management LLC and Thomas P. Majewski report combined beneficial ownership of preferred shares representing ~20.6% of the class. EPCM holds 1,799,707 preferred shares with sole voting and dispositive power under its investment management agreements; Mr. Majewski is reported with shared voting and dispositive power and an aggregate position of 1,805,207 shares. The filing states the shares were acquired over time in secondary market transactions for the Accounts using their investment capital. A schedule of recent secondary sales between August 18 and September 5, 2025, is provided showing multiple small sales across two series of term preferred shares.
The filing is a joint Schedule 13D amendment filed for disclosure and notes that the reporting parties reserve the right to change their ownership level over time.
Oxford Lane Capital Corp. is soliciting proxies for its annual meeting with proxy materials made available by internet on or about September 4, 2025. The Board recommends voting FOR the director nominees, which include Jonathan H. Cohen, Saul B. Rosenthal, Mark J. Ashenfelter, John Reardon and David S. Shin, and notes directors' backgrounds in investment management, law and corporate leadership. The company disclosed governance committees (including an Audit Committee chaired by Mr. Shin) and valuation procedures, including potential use of third-party valuation firms.
The filing announces a proposed 1-for-5 reverse stock split effective September 5, 2025 (trading split-adjusted beginning September 8, 2025) and states there is no guarantee it will be effective. The company has applied for exemptive relief for certain co-investments with affiliates and recommends PricewaterhouseCoopers LLP as independent auditor for fiscal year ending March 31, 2026. Proxy voting instructions, shareholder nomination procedures and privacy/data-access rights are described in the filing.