Eagle Point Credit Management LLC and managing partner Thomas Philip Majewski report significant ownership of Oxford Lane Capital Corp. preferred shares. They may be deemed to beneficially own 1,671,158 preferred shares, representing about 19.99% of the issuer’s outstanding preferred shares. Including Majewski’s additional holdings, he may be deemed to beneficially own 1,676,658 preferred shares, or about 20.05% of the class.
The preferred shares were accumulated over time in multiple secondary market transactions using capital from client accounts that Eagle Point advises. Recent activity includes large purchases and sales of 8.25% Series 2031 term preferred shares around $24.50–$25.30 per share and a redemption of 81,761 6.25% Series 2027 term preferred shares at $25.00 per share. The reporting persons state the holdings are for investment purposes and reserve the right to increase or decrease their positions.
Eagle Point Credit Management LLC and Thomas Philip Majewski filed Amendment No. 3 to a Schedule 13G/A reporting beneficial ownership of Preferred Shares of Oxford Lane Capital Corp. The filing states EPCM holds 1,807,711 preferred shares (16.20%) and Mr. Majewski holds 1,813,211 preferred shares (16.24%), reflecting combined beneficial ownership of 1,813,211 preferred shares (approximately 16.24%). EPCM is described as the investment manager with sole voting and dispositive power over 1,807,711 shares; Mr. Majewski directly owns 5,500 shares and is disclosed as sharing voting and dispositive power over the 1,807,711 shares by virtue of his role with EPCM. The filing is jointly submitted pursuant to a Joint Filing Agreement.
Oxford Lane Capital Corp. disclosure: Leroy Scott Frantz reports beneficial ownership of 800,000 shares of Preferred Stock, representing 7.1% of cumulative term preferred shares outstanding as of March 20, 2026. The filing lists CUSIPs 691543607 and 691543839 and is signed on April 7, 2026.
Oxford Lane Capital Corp. filed Post-Effective Amendment No. 3 to its Form N-2 registration statement under Rule 462(d) to furnish exhibits; the amendment becomes effective immediately upon filing. The amendment incorporates audited financial statements for the year ended March 31, 2025 and unaudited financials for the six months ended September 30, 2025 by reference.
The filing lists exhibits including a March 12, 2026 underwriting agreement and multiple indentures, preferred stock certificates, equity distribution agreements, and governance documents. The prospectus contemplates offers "from time to time after the effective date." The number of record holders of common stock was 129 as of November 5, 2024.
Oxford Lane Capital Corp. is offering 2,400,000 shares of its 8.25% Series 2031 Term Preferred Shares at a $25 liquidation preference per share, with a public offering price totaling $60,000,000 and proceeds to the company of $58,125,000 before expenses.
Dividends accrue at an annual fixed rate of 8.25% of the $25 liquidation preference, payable monthly beginning April 30, 2026. All outstanding Series 2031 Term Preferred Shares are required to be redeemed on March 20, 2031 at $25 per share plus accumulated unpaid dividends; the company may optionally redeem on or after March 20, 2028. Net proceeds are stated to be used to redeem a portion of outstanding preferred stock and/or for general working capital.
Oxford Lane Capital is offering shares of its % Series 2031 Term Preferred Shares with a $25 per-share liquidation preference and monthly cumulative dividends at a fixed annual rate of % of the liquidation preference. The shares are mandatorily redeemable in 2031 and rank pari passu with existing term preferred series and senior to common stock.
As of December 31, 2025, the company had $219.1 million of Term Preferred Shares and $500.0 million of Notes outstanding. NAV per share was $15.51 on December 31, 2025 (down from $19.19 on September 30, 2025). For the quarter ended December 31, 2025, net investment income was $71.8 million and the company recorded a $240.7 million net decrease in net assets (including $305.4 million net unrealized depreciation).
Karpus Management, Inc., doing business as Karpus Investment Management, filed an amended ownership report on the preferred shares of Oxford Lane Capital Corp.. Karpus reports beneficial ownership of 192,355 preferred shares, representing 5.50% of the class, held in accounts it manages.
Karpus, a New York-based registered investment adviser, states it has sole power to vote and dispose of these 192,355 shares, with no shared voting or dispositive power. The firm certifies the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of Oxford Lane Capital Corp.
Oxford Lane Capital Corp. received an updated ownership filing showing that Karpus Management, Inc., doing business as Karpus Investment Management, beneficially owns 516,391 preferred shares, or 21.52% of that class as of 12/31/2025. Karpus has sole voting and dispositive power over all of these shares.
The preferred shares are held in accounts Karpus manages as a registered investment adviser, and the filing states they were acquired and are held in the ordinary course of business. Karpus certifies the holdings are not intended to change or influence control of Oxford Lane Capital Corp.
Karpus Management, Inc., a New York investment adviser doing business as Karpus Investment Management, reports beneficial ownership of 603,268 preferred shares of Oxford Lane Capital Corp., representing 25.14% of this class as of 12/31/2025.
Karpus has sole voting and sole dispositive power over all 603,268 shares, which are held in client accounts it manages. Karpus is controlled by City of London Investment Group plc, but states that effective informational barriers mean voting and investment power over these securities are exercised independently. The holdings are described as acquired and held in the ordinary course of business, not for the purpose of changing or influencing control of Oxford Lane Capital Corp.