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OSR Holdings, Inc. SEC Filings

OSRH NASDAQ

Welcome to our dedicated page for OSR Holdings SEC filings (Ticker: OSRH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

The OSR Holdings, Inc. (NASDAQ: OSRH) SEC filings page on Stock Titan provides centralized access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. OSR Holdings is a global healthcare holding company engaged through its subsidiaries in immuno-oncology, regenerative biologics, and medical device technologies, and its filings offer detailed information on corporate transactions, governance, financing arrangements, and listing status.

Investors can review Form 8-K current reports where OSR Holdings describes material events such as share exchange agreements, licensing term sheets, financing amendments, and notices from The Nasdaq Stock Market LLC. For example, 8-K filings outline the Share Exchange Agreement under which OSR Holdings Co., Ltd. will acquire all issued and outstanding shares of Woori IO Co., Ltd., making Woori IO a wholly owned subsidiary, and describe Woori IO’s non-invasive biosensing technology for glucose monitoring. Other 8-Ks detail Vaximm AG’s non-binding and binding term sheets with BCM Europe AG for potential global licensing of the VXM01 oral cancer immunotherapy platform, including exclusivity periods and proposed financial structures.

The company’s proxy materials, such as the Definitive Proxy Statement on Schedule DEF 14A, set out proposals for director elections, advisory votes on executive compensation, share-based incentive plans under the 2025 Omnibus Incentive Plan, and approvals under Nasdaq Listing Rule 5635(d) for potential issuances of common stock or related securities in excess of 20% of outstanding shares. These documents also confirm OSR Holdings’ status as an emerging growth company and describe its principal executive offices and meeting logistics.

Filings also include disclosures related to Nasdaq listing compliance, such as the Form 8-K describing receipt of a minimum bid price deficiency notice under Listing Rule 5550(a)(2), along with the company’s stated intention to monitor its share price and consider options to regain compliance. Additional 8-Ks cover amendments to a Note Purchase Agreement and Common Stock Purchase Warrant with White Lion Capital, LLC, clarifying exchange caps and shareholder approval requirements.

On Stock Titan, these filings are supplemented by AI-powered summaries that highlight key terms, conditions, and implications for OSR Holdings’ capital structure and strategic direction. Users can quickly scan material agreements, governance proposals, and listing updates, and then drill down into the full-text filings for deeper analysis, including exhibits such as term sheets, annexes, and press releases incorporated by reference.

Rhea-AI Summary

OSR Holdings, Inc. is calling an annual meeting on June 18, 2026 to vote on five proposals. Stockholders will elect seven directors, ratify the 2026 independent auditor, and cast an advisory say-on-pay vote on 2025 executive compensation.

The company also seeks approval to amend its 2025 Omnibus Incentive Plan, raising the share reserve from 6,300,000 to 8,000,000 shares, and to change its legal name to OSR Health, Inc.. Holders of 35,104,695 shares of common stock as of May 6, 2026 are entitled to one vote per share. The board unanimously recommends voting “FOR” all proposals.

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Rhea-AI Summary

OSR Holdings, Inc. is soliciting proxies for its June 18, 2026 annual meeting to consider five proposals: election of seven directors; ratification of the independent auditor; a non-binding advisory say-on-pay vote; an amendment to increase the 2025 Omnibus Incentive Plan reserve from 6,300,000 to 8,000,000 shares; and a corporate name change to OSR Health, Inc. Only holders of record as of May 6, 2026 may vote. Shares outstanding were 35,104,695 as of the record date. The Board recommends a vote FOR all proposals.

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Rhea-AI Summary

OSR Holdings, Inc. filed an amended current report to add an independent fairness opinion on its related-party Global Exclusive License Agreement for cancer immunotherapy asset VXM01 with BCM Europe. The opinion concludes that up to $815 million in clinical, regulatory, and commercial milestones plus royalties are financially fair to OSR, Vaximm, and unaffiliated shareholders, based on a Monte Carlo median standalone asset value of about $93.4 million and a 40/60 licensor–licensee value split. The structure includes a 15% preferred return on any milestone shortfall recovered from downstream royalties, an option for OSR to issue up to $15 million of stock at $10.00 per share, and full pass-through of royalties after recovery. A contemplated blockchain-based TAC token royalty mechanism is explicitly excluded from the fairness conclusion.

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Rhea-AI Summary

OSR Holdings, Inc. entered a definitive global exclusive license agreement with its largest shareholder, BCM Europe AG, for VXM01, a Phase 3-ready oral immunotherapy targeting VEGFR-2. The structure includes potential milestone obligations of up to $815 million tied to VXM01’s development and commercialization.

To secure these obligations, BCM Europe and affiliates signed a Pledge Agreement, pledging their entire unencumbered OSR Holdings stake, representing about 29.7% of shares as of signing, as collateral. The deal also grants OSR Holdings a put option to require BCM Europe to buy up to $15 million of common stock at $10.00 per share, exercisable no earlier than six months after the agreement takes effect. The transaction is a related party deal and was approved by the Board, including independent directors, after an independent fairness opinion.

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joint protein central, inc. filed a Schedule 13G reporting beneficial ownership of 2,603,759 shares of OSR Holdings, Inc. common stock, representing 7.9% of the class. The filing shows sole voting power over 2,603,759 shares and no dispositive power. The form is signed by Senyon Choe, Director on 04/22/2026.

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OSR Holdings, Inc. appointed Yeiseok Kim as Chief Operating Officer, effective April 16, 2026. The Board approved his appointment on March 26, 2026, and an amended employment agreement provides for increased annual compensation.

Kim, age 36, previously served as a Senior Analyst at OSR Holdings Co., Ltd. from 2020 to 2025, supporting cross-border healthcare investments and pharmaceutical licensing. He holds a BA in Environmental Science from Seoul National University and an MS in Medicine from Jeonbuk National University, along with a Korean medical license obtained in 2019.

The company notes there are no special arrangements or understandings behind his appointment, no family relationships with directors or executives, and no related-party transactions requiring disclosure under Item 404(a) of Regulation S-K.

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OSR Holdings, Inc. executive Kim Yeiseok, the Chief Operating Officer, filed an initial Form 3 reporting beneficial ownership of 24,699 shares of the company’s Common Stock. These shares are reported as held directly, and the filing does not show any recent purchase or sale transactions.

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OSR Holdings, Inc. entered into a second amendment to its equity line with White Lion GBM Innovation Fund, adding new intraday and fixed purchase mechanisms that let the company sell stock at 90% of the volume-weighted average price over defined trading periods, with threshold-price protections for certain purchases.

The company also agreed to issue a senior secured convertible promissory note with a principal amount of $1,055,555.55 to White Lion. OSR Holdings received $500,000 in cash and reduced approximately $2,019,290 of amounts outstanding under an existing warrant, effectively cancelling that warrant.

The note bears 5% annual interest, matures in nine months, and is initially convertible at the holder’s option at a $1.00 per share fixed price, with certain market-based conversion alternatives. Conversion generally cannot begin until six months after issuance and is limited by a 4.99% beneficial ownership cap, which White Lion may increase to 9.99%. The note is a senior secured obligation, backed by substantially all company assets, and was issued in a private placement relying on Securities Act exemptions.

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OSR Holdings, Inc. filed an amended current report to correct an exhibit attached to a prior disclosure. The amendment replaces Exhibit 10.1 with a corrected version of the Global License Agreement for VXM01, dated March 23, 2026, among Vaximm AG, OSR Holdings, Inc. and BCM Europe AG. The update is described as fixing clerical errors, including the stated per share price, and does not change any other information contained in the original report.

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FAQ

How many OSR Holdings (OSRH) SEC filings are available on StockTitan?

StockTitan tracks 30 SEC filings for OSR Holdings (OSRH), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for OSR Holdings (OSRH)?

The most recent SEC filing for OSR Holdings (OSRH) was filed on May 26, 2026.