Oppenheimer (NYSE: OPY) shares 2025 Q4 and full-year investor update

Filing Impact

(High)

Filing Sentiment

(Neutral)

Form Type

8-K

Rhea-AI Filing Summary

Oppenheimer Holdings Inc. filed a Form 8-K to share that it posted an investor presentation on its website on February 2, 2026. The slides, furnished as Exhibit 99.1, provide a fourth quarter and full year 2025 investor update.

The company states the slides are "furnished" under Regulation FD rather than "filed," limiting potential liability under Section 18 of the Exchange Act unless specifically incorporated by reference. Oppenheimer may reuse or slightly modify the slides in future investor presentations and does not undertake to update them regularly.

8-K Event Classification

2 items: 7.01, 9.01

2 items

Item 7.01 Regulation FD Disclosure Disclosure

Material non-public information disclosed under Regulation Fair Disclosure, often investor presentations or guidance.

Item 9.01 Financial Statements and Exhibits Exhibits

Financial statements, pro forma financial information, and exhibit attachments filed with this report.

Understanding 8-K Material Events →

02/02/2026 - 10:01 AM

As filed with the Securities and Exchange Commission on February 2, 2026

___________________________________________________

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of report (Date of earliest event reported): February 2, 2026

OPPENHEIMER HOLDINGS INC.

(Exact name of registrant as specified in its charter)

Commission File Number 1-12043


Delaware						98-0080034
(State or other jurisdiction of						(I.R.S. Employer
incorporation or organization)						Identification No.)

85 Broad Street

New York, New York 10004

(Address of principal executive offices) (Zip Code)

(212) 668-8000

(Registrant's telephone number, including area code)

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CRF 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:


Title of each class	Trading Symbol	Name of each exchange on which registered
Class A non-voting common stock	OPY	The New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

SECTION 7 – REGULATION FD

ITEM 7.01 Regulation FD Disclosure.

On February 2, 2026, Oppenheimer Holdings Inc. (the “Company”) posted to the Investor Relations page of its website, www.oppenheimer.com, a presentation to investors regarding the Company in the form of the slides containing the information attached to this Current Report on Form 8-K as Exhibit 99.1 (the “Slides”). The Company may use the Slides, in whole or in part, and possibly with minor modifications, in connection with presentations to investors after such date.

By filing this Current Report on Form 8-K and furnishing the information contained herein, the Company makes no admission as to the materiality of any information in this report that is required to be disclosed solely by reason of Regulation FD.

The information contained in the Slides is summary information that is intended to be considered in the context of the Company’s Securities and Exchange Commission (“SEC”) filings and other public announcements that the Company may make, by press release or otherwise, from time to time. The Company undertakes no duty or obligation to publicly update or revise the information contained in this report, although it may do so from time to time as its management believes is warranted. Any such updating may be made through the filing of other reports or documents with the SEC, through press releases or through other public disclosure.

In accordance with General Instruction B.2 of this Current Report on Form 8-K, the information presented in Item 7.01 of this Current Report on Form 8-K and Exhibit 99.1 shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, unless the Company specifically states that the information is to be considered “filed” under the Exchange Act or incorporates it by reference into a filing under the Securities Act of 1933, as amended, or the Exchange Act.

SECTION 9 – FINANCIAL STATEMENTS AND EXHIBITS

ITEM 9.01. Financial Statements and Exhibits.

(d)Exhibits:

The following Exhibit is submitted herewith:

99.1 Investor Presentation (Fourth Quarter and Full Year 2025 Investor Update) posted on February 2, 2026

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Oppenheimer Holdings Inc.


Date: February 2, 2026 By: /s/ Brad M. Watkins --------------------------------- Brad M. Watkins Chief Financial Officer (Duly Authorized Officer and Principal Financial and Accounting Officer)

EXHIBIT INDEX


Exhibit Number			Description
99.1			Investor Presentation (Fourth Quarter and Full Year 2025 Investor Update)

Source: View Original Filing on SEC EDGAR

FAQ

What does Oppenheimer Holdings Inc. (OPY) disclose in this Form 8-K?

Oppenheimer Holdings Inc. uses this Form 8-K to disclose that it has posted an investor presentation on its website. The presentation, furnished as Exhibit 99.1, provides a fourth quarter and full year 2025 investor update for investors and analysts reviewing the company.

What is Exhibit 99.1 in Oppenheimer (OPY)'s February 2, 2026 filing?

Exhibit 99.1 is an investor presentation titled "Fourth Quarter and Full Year 2025 Investor Update" posted on February 2, 2026. It consists of slides that Oppenheimer may use, in whole or in part, in future presentations to investors after that date.

How is the investor presentation treated under the Exchange Act in OPY’s 8-K?

The investor presentation in Item 7.01 and Exhibit 99.1 is expressly treated as information "furnished" rather than "filed" under the Exchange Act. As a result, it is not subject to Section 18 liability unless Oppenheimer later states otherwise or incorporates it by reference.

Where can investors access Oppenheimer (OPY)’s fourth quarter and full year 2025 update?

Investors can access the fourth quarter and full year 2025 investor update on the Investor Relations page of Oppenheimer’s website, www.oppenheimer.com. The same slide deck is also identified in the Form 8-K as Exhibit 99.1, dated February 2, 2026.

Does Oppenheimer (OPY) commit to updating the investor presentation over time?

Oppenheimer explicitly states it undertakes no duty or obligation to publicly update or revise the information in the investor slides. Any future updates, if management deems warranted, may occur through subsequent SEC filings, press releases, or other public disclosures.

What is the purpose of the Regulation FD disclosure in this OPY Form 8-K?

The Regulation FD disclosure ensures that all investors have equal access to the same investor presentation information at the same time. By furnishing the slides and posting them online, Oppenheimer distributes its fourth quarter and full year 2025 update broadly and consistently.