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Ooma (NYSE: OOMA) CLO adds ESPP shares and transfers stock for taxes

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Ooma Inc. senior vice president and chief legal officer Jenny C. Yeh reported routine equity compensation-related movements in company stock. She delivered 1,575 shares of common stock at $13.68 per share to Ooma to cover withholding taxes upon vesting of restricted stock units.

On the same date, she acquired 1,964 shares of common stock at $10.82 per share through Ooma’s Employee Stock Purchase Plan. Following these transactions, Yeh directly holds 286,431 shares of Ooma common stock. The activity reflects tax withholding and plan-based share accumulation rather than open-market trading.

Positive

  • None.

Negative

  • None.

Insights

Routine tax withholding and ESPP purchase with no open-market trading.

Ooma’s SVP & chief legal officer Jenny C. Yeh reported two compensation-driven stock movements: a tax-withholding transfer of 1,575 shares tied to RSU vesting, and an acquisition of 1,964 shares via the Employee Stock Purchase Plan.

Code F transactions, like this tax-withholding disposition, do not represent discretionary selling; shares go back to the issuer to satisfy tax obligations. The ESPP acquisition (code A) similarly reflects ongoing participation in a company benefit program rather than a market-timed purchase.

After these entries, Yeh directly owns 286,431 common shares, indicating the reported share movements are small relative to her total position. With no open-market buys or sells, the filing primarily documents standard equity compensation mechanics and has limited informational value for assessing sentiment.

Insider Yeh Jenny C
Role SVP & Chief Legal Officer
Type Security Shares Price Value
Tax Withholding Common Stock 1,575 $13.68 $22K
Grant/Award Common Stock 1,964 $10.82 $21K
Holdings After Transaction: Common Stock — 284,467 shares (Direct)
Footnotes (1)
  1. Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Represents shares acquired under the Issuer's Employee Stock Purchase Plan.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Yeh Jenny C
(Last) (First) (Middle)
C/O OOMA, INC.
525 ALMANOR AVE., SUITE 200
(Street)
SUNNYVALE CA 94085
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
OOMA INC [ OOMA ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
SVP & Chief Legal Officer
3. Date of Earliest Transaction (Month/Day/Year)
03/15/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/15/2026 F(1) 1,575 D $13.68 284,467 D
Common Stock 03/15/2026 A 1,964(2) A $10.82 286,431 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.
2. Represents shares acquired under the Issuer's Employee Stock Purchase Plan.
/s/ Jenny C. Yeh 03/17/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider stock transactions did OOMA SVP Jenny C. Yeh report?

Jenny C. Yeh reported two movements: delivery of 1,575 Ooma shares to the company to cover withholding taxes on RSU vesting, and acquisition of 1,964 shares through Ooma’s Employee Stock Purchase Plan, both dated March 15, 2026.

Did OOMA executive Jenny C. Yeh sell shares on the open market?

No, she did not report any open-market sales. The 1,575-share disposition was a tax-withholding transfer back to Ooma tied to RSU vesting, not a market sale, and the 1,964-share increase came from the Employee Stock Purchase Plan.

How many OOMA shares does Jenny C. Yeh own after this Form 4?

After the reported transactions, Jenny C. Yeh directly owns 286,431 shares of Ooma common stock. This total reflects her equity position following the 1,575-share tax-withholding transfer and the 1,964-share acquisition under the Employee Stock Purchase Plan.

What does the 1,575-share disposition by OOMA’s Jenny C. Yeh represent?

The 1,575-share disposition represents shares delivered to Ooma to satisfy withholding tax obligations upon vesting of restricted stock units. It is a code F tax-withholding event, meaning shares were returned to the issuer rather than sold in the open market.

How did Jenny C. Yeh acquire 1,964 OOMA shares in this filing?

She acquired 1,964 Ooma common shares through the company’s Employee Stock Purchase Plan. This is reported as a code A grant or award acquisition, reflecting benefit-plan participation instead of a discretionary open-market purchase of additional stock.