Welcome to our dedicated page for OFA Group SEC filings (Ticker: OFAL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The OFA Group (NASDAQ: OFAL) SEC filings page on Stock Titan provides access to the company’s official regulatory disclosures as a foreign private issuer. OFA Group files reports on Form 20-F and Form 6-K under the Securities Exchange Act of 1934, documenting material events, financing arrangements, shareholder approvals, and changes to its capital structure as it builds an integrated architecture, AI, real-estate, and digital-asset business.
In these filings, investors can review details of OFA Group’s equity line of credit facility, which allows the company to sell ordinary shares to an institutional investor and directs a significant portion of net proceeds into a cryptocurrency-focused treasury strategy. The filings also describe a Securities Purchase Agreement for Series A Convertible Preferred Shares, including terms on conversion pricing, dividend rights, ranking, covenants, and triggering events that govern redemptions and default conditions.
OFA Group’s Form 6-K reports further outline shareholder-approved changes such as increases in authorized share capital, the re-designation of ordinary shares into Class A and Class B classes, adoption of a second amended and restated memorandum and articles of association, issuance of Class B ordinary shares, and the establishment of a digital asset treasury. Voting results from extraordinary general meetings are recorded in detail, providing transparency into shareholder support for these measures.
Regulatory and listing matters are also captured in the filings, including a Nasdaq notification regarding non-compliance with the minimum bid price requirement and the associated compliance period. Additional 6-Ks cover joint venture letters of intent for real-estate development, notices of shareholder meetings, and press releases that are incorporated by reference.
On Stock Titan, these filings are paired with AI-powered summaries that highlight key terms, structural features, and potential implications for shareholders. Users can quickly identify important provisions in OFA Group’s 6-Ks and related documents, while still having direct access to the full text as filed on EDGAR for deeper analysis.
OFA Group reported board changes and a new director compensation arrangement. On April 2, 2026, the board accepted the immediate resignation of director and audit committee member Won Ping Cheng, noting his decision was not due to any disagreement with the company or its management.
On the same date, the board appointed Erwin Baquiran Pineda as an independent director for an initial two‑year term and named him to the audit, compensation, and nominating and corporate governance committees. Under an independent director agreement, he will receive $20,000 in annual cash fees and annual grants of 30,000 restricted ordinary shares, prorated for 2026 and vesting in quarterly installments, subject to continued service.
OFA Group entered a Material Definitive Agreement under which its subsidiary, Office for Fine Architecture Limited, acquired a 50% undivided co-ownership interest in the QIKBIM intellectual property from Alan To AI Consultancy Co. Limited for a total purchase price of $17,500,000.
Past payments of $11,994,800 are credited toward this price, with a final installment of $2,998,700 and supplemental consideration of $2,506,500 due on or before December 31, 2026, some of which will be funded via an $880,000 escrow deposit. Any late amounts accrue interest at 3% per year.
Although ownership is split 50/50, OFA’s subsidiary has sole authority over key operational and commercial decisions for the QIKBIM business, while net monetization proceeds are generally shared equally after recovery of certain development costs. The seller will provide technical and transition support for 24 months.
OFA Group, Inc. entered into a Real World Asset tokenization service agreement with MD Queens Development LLC for a Long Island City mixed-use project, entitling the company to a $15,000,000 platform technology fee. The fee is milestone-based, with 50% due at agreement execution and initial platform delivery and 50% at deployment of smart contracts and full integration. A related press release notes the project’s estimated stabilized value is about $1 billion and confirms OFA has already received the first payment, giving near-term revenue visibility. OFA’s role is limited to blockchain-based technology and tokenization infrastructure, while the client remains solely responsible for securities law compliance and investor-related activities.
OFA Group reported the initial holdings of Chief Operations Officer Thomas Michael Gaffney on a Form 3. The filing shows that 3,750 Class A ordinary shares are held by Gaffney Ventures LLC, over which Mr. Gaffney exercises voting and dispositive power and is deemed the beneficial owner. These shares are reported as indirect ownership, and the filing does not reflect a new purchase or sale but rather discloses his existing position.
OFA Group director and Chief Technology Officer Chong Wai Wong reported his initial insider position on a Form 3. He is deemed the beneficial owner of 1,649,444 Class A ordinary shares held indirectly through CP COWORK LIMITED, over which he exercises voting and dispositive power.
OFA Group director and Chief Executive Officer Wong Li Hsien has filed an initial ownership report showing indirect control of 1,649,445 Class A ordinary shares. These shares are held by FNHK Inc., over which he exercises voting and dispositive power and is deemed the beneficial owner.
OFA Group disclosed the initial holdings of major shareholder R-OPUS Inc. in a Form 3. R-OPUS Inc. reports ownership of 4,412,222 Class A ordinary shares of OFA Group. The filing states that Weiyi Yu, as Director of R-OPUS Inc., exercises voting and dispositive power over these shares and is deemed the beneficial owner.
OFA Group filed Amendment No. 1 to its Form F-1 registering the resale of up to 35,000,000 Class A Ordinary Shares issuable upon conversion of Series A Convertible Preferred Shares, to be sold from time to time by specified selling shareholders. The prospectus states the company will not receive proceeds from these resales and that sales may occur at market or negotiated prices after the registration statement is declared effective. The filing discloses the PIPE/Preferred facility (aggregate stated value up to $50,000,000), registration rights for conversion shares, Nasdaq listing under the symbol OFAL, and a cited closing price of $0.438 on March 18, 2026. The prospectus highlights risks including regulatory uncertainty related to PRC/Hong Kong rules and the company’s digital-asset and AI development initiatives.