Welcome to our dedicated page for Oak Woods Acquisition SEC filings (Ticker: OAKU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Oak Woods Acquisition Corporation (NASDAQ: OAKU) files a range of documents with the U.S. Securities and Exchange Commission that reflect its status as a SPAC and shell company focused on completing an initial business combination. This page brings together those SEC filings and pairs them with AI-powered summaries to help readers understand the key points in each document.
For Oak Woods, Form 10-Q and any Form 10-K filings provide information on its financial position, trust account, and progress toward a business combination, although the company has disclosed delays in filing certain quarterly reports. Form 8-K filings are particularly important, as they document material events such as Nasdaq deficiency notifications, shareholder votes on charter amendments, extensions of the business combination deadline, redemption levels, and details related to its merger agreement with Huajin (China) Holdings Limited.
The company’s proxy statements on Schedule 14A outline proposals presented to shareholders, including amendments to its Amended and Restated Memorandum and Articles of Association to extend the outside date for completing a business combination and adjust extension fee structures. These documents also describe shareholder redemption rights and meeting logistics.
On this page, you can review Oak Woods’ historical and recent SEC submissions with real-time updates from EDGAR. AI-generated explanations highlight the main terms in complex filings, clarify listing rule references in Nasdaq-related 8-Ks, and summarize how charter amendments and trust account provisions affect public shareholders. Users interested in SPAC structures, listing compliance and corporate actions can use this resource to quickly interpret OAKU’s 10-K, 10-Q, 8-K and proxy materials without reading every page in full.
Oak Woods Acquisition Corporation received a Nasdaq staff determination on March 23, 2026 that it is no longer in compliance with Listing Rule IM-5101-2 because it did not complete a business combination within 36 months of its IPO registration statement becoming effective.
Nasdaq determined this deficiency is a basis for delisting, and trading in the company’s Class A ordinary shares, warrants, rights and units will be suspended at the opening of business on March 25, 2026. The company expects Nasdaq to file Form 25-NSE to remove its securities from listing and registration on Nasdaq.
The company participated in a hearing with a Nasdaq Hearing Panel, acknowledged the expected delisting, and stated it intends to keep pursuing a business combination and, thereafter, a potential re‑listing on the Nasdaq Capital Market. It plans to promptly seek shareholder approval to extend the deadline to complete a business combination, offering shareholders the option to redeem their public shares, and will file a proxy statement for these proposals.
Oak Woods Acquisition Corporation reported receiving an additional determination letter from Nasdaq on March 4, 2026 for not paying certain listing fees required under Nasdaq Listing Rule 5250(f). This non‑payment is considered another instance of noncompliance with Nasdaq’s continued listing standards and adds a further basis for potential delisting of its securities from The Nasdaq Capital Market.
The issue will be reviewed by a Nasdaq Hearings Panel together with other existing deficiencies in a previously requested hearing about the company’s continued listing. Oak Woods Acquisition Corporation states that it intends to address the unpaid fees and the other matters raised in connection with this upcoming Panel hearing.
Oak Woods Acquisition Corporation reported that Nasdaq has moved forward with plans to delist its securities, and a formal appeal hearing has been scheduled. The company received a determination letter on February 5, 2026, stating Nasdaq staff had decided to delist its securities from The Nasdaq Stock Market.
On February 17, 2026, Oak Woods was notified that a hearing before the Nasdaq Hearings Panel is set for March 24, 2026, at 12:00 p.m. Eastern Time via video conference. At the hearing, the company expects to present a plan to comply with annual meeting and round-lot holder requirements, along with Nasdaq’s general initial and continued listing rules, as it continues to pursue a business combination within its thirty-six month window from the March 23, 2023 registration statement effective date.
Meteora Capital, LLC and its managing member Vik Mittal report beneficial ownership of 302,797 shares of Oak Woods Acquisition Corp Class A common stock, representing 18.3947% of the class as of the event date 12/31/2025.
The shares are held through funds and managed accounts advised by Meteora Capital, with shared voting and dispositive power over all 302,797 shares and no sole voting or dispositive power. The holders state the position is held in the ordinary course of business and not for changing or influencing control of the company.
Mizuho Financial Group, Inc. filed an amended Schedule 13G reporting its beneficial ownership in Oak Woods Acquisition Corporation common shares. The firm reports beneficial ownership of 164,308 common shares, representing 4.6% of the class as of the event date, with sole voting and dispositive power over all reported shares.
The filing is made as a parent holding company, with the shares directly held by its wholly owned subsidiary Mizuho Securities USA LLC. Mizuho states the position is held in the ordinary course of business and not for the purpose of changing or influencing control of the issuer.
Oak Woods Acquisition Corporation received a Nasdaq Staff Delisting Determination on February 5, 2026 after failing to regain compliance with Listing Rule 5550(a)(3), which requires at least 300 public holders.
Nasdaq also cited a continued violation of Listing Rule 5620(a) for not holding an annual shareholder meeting within twelve months of the fiscal year end, creating an additional basis for delisting. Unless Oak Woods requests a hearing before a Nasdaq Hearings Panel by 4:00 p.m. Eastern on February 12, 2026, trading in its common shares, units, warrants and rights will be suspended at the opening on February 17, 2026, followed by a Form 25-NSE to remove its securities from Nasdaq. The company is evaluating options, including a possible appeal, but there is no assurance any appeal would succeed.
W. R. Berkley Corporation, through its subsidiary Berkley Insurance Company, reports beneficial ownership of 151,237 Class A ordinary shares of Oak Woods Acquisition Corporation, representing 9.2% of the class as of the reported date.
The filing states W. R. Berkley and Berkley Insurance Company have shared voting and dispositive power over all 151,237 shares, with no sole voting or dispositive power. The shares are described as acquired and held in the ordinary course of business and not for the purpose of changing or influencing control of Oak Woods Acquisition Corporation.
Oak Woods Acquisition Corporation, a SPAC targeting a merger with Huajin (China) Holdings, reported minimal operating activity but rising pressure on its capital structure. Investments in the trust account were $43,319,176 as of September 30, 2025, down from $48,084,367 at year-end, mainly due to shareholder redemptions and extension payments.
The company recorded a small net loss of $134,546 for the nine months, as $1,369,264 of interest income on trust investments offset $1,508,945 of formation and operating costs. Public redemptions were significant, with 1,492,646 shares redeemed in September 2024, 679,929 in March 2025 and 2,274,444 in October 2025, leaving 3,577,425 Class A shares subject to redemption.
To keep the merger path open, the sponsor has funded multiple extensions through unsecured promissory notes, which totaled $4,045,375 by September 30, 2025, contributing to a working capital deficit of $7,276,924. Management discloses substantial doubt about the company’s ability to continue as a going concern if a business combination is not completed within the current combination period.
Oak Woods Acquisition Corporation reported that it received a notice from Nasdaq stating it is not in compliance with Nasdaq Listing Rule 5620(a), which requires listed companies to hold an annual shareholder meeting within one year after the end of their fiscal year. Nasdaq’s letter noted the company did not hold such a meeting within twelve months of its fiscal year end, triggering a continued listing deficiency.
The company has 45 calendar days, until March 2, 2026, to submit a plan to regain compliance. If Nasdaq accepts that plan, it may grant up to 180 calendar days from the fiscal year end, until June 29, 2026, for Oak Woods to hold an annual meeting and cure the issue. Oak Woods intends to submit a compliance plan and expects it will include holding an annual meeting within the allowed period. The Nasdaq notice does not immediately affect the listing or trading of the company’s securities on The Nasdaq Stock Market.