Brookfield Oaktree Holdings, LLC filings document material-event reporting, capital-structure disclosures and agreements affecting the Oaktree-related public preferred units. The registrant's SEC record includes 8-K disclosures for entry into material definitive agreements, distributions involving affiliate-held interests and security-structure information for the 6.625% Series A preferred units and 6.550% Series B preferred units listed as OAK-PA and OAK-PB.
The filings also describe affiliate ownership of Class A common units, completed distributions in kind, indirect holdings connected to real estate investment vehicles and related governance and capital-structure matters for the LLC.
Brookfield Oaktree Holdings, LLC entered into a Distribution Agreement with its affiliate Brookfield Oaktree Holdings Canada Inc. and, on April 20, 2026, distributed 100 Common Shares of OCG NTR Holdings LLC to that affiliate as a distribution in kind on its Class A common units.
The 100 Distributed Shares represented 100% of Brookfield Oaktree Holdings’ equity interest in OCG NTR Holdings LLC, which indirectly holds 100% of the interests in several related entities, including those with indirect ownership in Brookfield Real Estate Income Trust Inc.
Brookfield Oaktree Holdings, LLC entered into a Transaction Agreement under which all outstanding limited partnership interests and equity awards of Oaktree Capital Group Holdings, L.P., Oaktree Equity Plan, L.P., and Oaktree Equity Plan II, L.P. will be acquired or cancelled in exchange for consideration that may include cash, Brookfield Asset Management and Brookfield Corporation Class A shares, ExchangeCo limited partnership interests, and/or Brookfield Asset Management RSUs.
In a related step, Brookfield US Company LLC will purchase from Oaktree Capital Holdings, LLC all outstanding interests in Oaktree Capital I GP, LLC, the general partner of Oaktree Capital I, L.P., in which Brookfield Oaktree Holdings currently holds an approximately 74% economic interest. The company states that the terms of its outstanding 6.625% Series A and 6.550% Series B preferred units will not be affected by these Transactions.
Closing is subject to customary conditions, including required governmental approvals, completion of specified pre-closing steps, accuracy of representations and warranties, and execution of additional Transaction Documents. The Transaction Agreement includes termination rights, including if the Transactions are not completed by January 14, 2027 or are permanently prohibited by a governmental order.
Brookfield-affiliated reporting persons disclose their beneficial ownership in Brookfield Real Estate Income Trust Inc. as directors and 10% owners. They report indirect holdings of 26,882,237 shares of Class I common stock and 2,842,438 shares of Class E common stock held by BUSI II-C L.P., 72,256 shares of Class E common stock held by BIM Capital LLC, and 420,303 shares of Class I common stock held by Brookfield REIT Adviser LLC. An explanation outlines the ownership chain through Brookfield Corporation and related entities and states that each reporting person disclaims beneficial ownership beyond its pecuniary interest. The amended Form 3 is described as made solely to add Brookfield Oaktree Holdings Canada Inc. to this joint insider report.
Brookfield Oaktree Holdings, LLC reported third‑quarter results showing higher revenue and stronger earnings attributable to the company.
For the quarter ended September 30, 2025, total revenues were $160.4 million, up from $140.3 million a year ago, driven by higher interest and dividend income and investment income. Total expenses declined to $33.9 million from $41.9 million. Other income was $54.7 million, lower than last year mainly due to a smaller net change in unrealized appreciation. Net income attributable to BOH rose to $66.5 million from $43.6 million. Class A unitholder earnings were $59.7 million, or $0.50 per unit, compared with $0.33.
Distributions declared per Class A unit were $0.28 for the quarter. On the balance sheet, cash and cash equivalents were $290.4 million at quarter end, and corporate investments were $1.33 billion. Debt obligations of consolidated funds were $1.17 billion. As of November 12, 2025, there were 118,832,320 Class A units and 41,758,979 Class B units outstanding.
Brookfield Oaktree Holdings, LLC reported that Brookfield and Oaktree issued a press release announcing a proposed transaction. The company stated that the terms of its outstanding preferred units will remain unchanged: the 6.625% Series A preferred units (OAK-PA) and the 6.550% Series B preferred units (OAK-PB) are not affected by the proposal.
The press release, dated October 13, 2025, was furnished as Exhibit 99.1. This update focuses on preserving existing terms for the two listed preferred series while the proposal is announced.