Welcome to our dedicated page for Nexgel SEC filings (Ticker: NXGL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
NexGel, Inc. filings document the formal disclosures of a Nasdaq-listed operating company focused on hydrogel-based healthcare, beauty and OTC products. Recent 8-K reports cover material definitive agreements, an exclusive license and asset purchase for regenerative biomaterial products, convertible-note financing, and capital-structure terms tied to common stock, notes and warrants.
The filings also record board and financial officer changes, employment and compensation arrangements, Nasdaq listing-compliance notices, Regulation FD communications, and exhibits to material contracts. These disclosures connect NexGel’s product expansion, financing activity, governance structure and public-company reporting obligations.
NEXGEL director Henry Scott Robert acquired new derivative securities linked to the company’s common stock. He received a Convertible Promissory Note with an original principal amount of $25,000, which is convertible into up to 41,667 shares of common stock at an initial conversion price of $0.60 per share.
He also received a Warrant to Purchase Common Stock for 20,834 shares at an initial exercise price of $0.80 per share. Both the note and warrant are exercisable at his option, subject to a 4.99% beneficial-ownership limitation and other specified conditions.
NEXGEL director Brian Joseph Kieser bought a $1,000,000 Convertible Promissory Note and received a large stock warrant as part of the same financing. The Note can be converted into up to 1,666,667 shares of common stock at $0.60 per share. The warrant is exercisable for 833,334 shares at $0.80 per share. Both instruments are convertible or exercisable at the holder’s option but are subject to a 4.99% beneficial-ownership limitation on NEXGEL’s outstanding common stock.
NEXGEL, INC. reported that Chief Executive Officer Adam R. Levy acquired derivative securities linked to its common stock. He received a Convertible Promissory Note with an original principal amount of $60,000, which is convertible into up to 100,000 shares of common stock at $0.60 per share. He also received a Warrant to Purchase Common Stock for 50,000 shares at an initial exercise price of $0.80 per share, issued as part of the consideration for purchasing the note. Both the note and warrant are exercisable at any time at his option, subject to a 4.99% beneficial-ownership limitation that restricts conversion or exercise if it would push ownership above that threshold.
NEXGEL, INC. filed a Form 3 identifying Harris Kevin McClain as a director of the company. The data provided shows no reportable purchases, sales, or other transactions in NEXGEL securities, and no derivative positions or holdings are listed in this snapshot.
NEXGEL, INC. director Brian Joseph Kieser has filed an initial ownership report showing indirect derivative positions held through Sequence LifeScience, Inc. The holdings include a warrant to acquire 4,583,334 shares of common stock at an exercise price of 0.8000, expiring on 2031-04-17, and a convertible promissory note convertible into 9,166,667 shares at 0.6000, expiring on 2027-10-17. Both instruments are exercisable or convertible at the holder’s option but are subject to a 4.99% beneficial-ownership limitation and other terms. Kieser is the indirect sole owner of Sequence and may be deemed to share voting and investment power, while disclaiming beneficial ownership beyond his pecuniary interest.
NexGel, Inc. entered into a private placement of unsecured convertible promissory notes with accredited investors, raising aggregate gross proceeds of $1,210,000. The notes have an aggregate original principal amount of $1,210,000 and are convertible into common stock at an initial price of $0.60 per share.
Investors also received warrants exercisable for an aggregate of 1,008,334 common shares at an exercise price of $0.80 per share, expiring five years from issuance. The company plans to use the net proceeds for working capital. Affiliates purchased $1,085,000 of the offering, including director Brian J. Kieser with $1,000,000, CEO Adam Levy with $60,000, and director Scott Henry with $25,000.
NexGel agreed under a Registration Rights Agreement to file a resale registration statement for the shares underlying the notes and warrants within 75 days of closing and to seek SEC effectiveness within 150 days of the initial filing.
NexGel, Inc. reported a larger quarterly loss and raised doubt about its ability to continue as a going concern. For the three months ended March 31, 2026, revenue was $2.65 million, down 5.6% from $2.81 million a year earlier, as branded consumer product sales declined.
Gross profit was $1.06 million with a 40.0% margin, compared with $1.19 million and 42.3% a year ago. Net loss attributable to NexGel stockholders widened to $927,000 (basic and diluted loss per share of $0.11) from $712,000 ($0.09 per share).
As of March 31, 2026, NexGel held $208,000 in cash and $1.91 million in restricted cash, and used $504,000 in operating cash during the quarter. Management concluded these conditions raise substantial doubt about long‑term viability, though subsequent financings and strategic initiatives are intended to improve liquidity.
NEXGEL, Inc. appointed Brian J. Kieser and Kevin M. Harris, both senior executives of Sequence LifeScience, to its board of directors. They will serve until the next annual stockholders’ meeting or until successors are elected and qualified, and will receive standard non‑employee director compensation.
The filing also describes financing linked to NEXGEL’s acquisition of certain assets and licenses from Celularity Inc. Sequence received an unsecured convertible promissory note with original principal of $5,500,000, convertible at $0.60 per share into up to 9,166,667 common shares, plus a warrant for up to 4,583,334 shares at an initial exercise price of $0.80 per share.
Separately, on May 11, 2026, NEXGEL issued Brian Kieser an unsecured convertible promissory note with original principal of $1,000,000, convertible at $0.60 per share into up to 1,666,667 shares, and a warrant for up to 833,334 shares at an initial exercise price of $0.80 per share. The company notes that Kieser, as CEO and indirect sole owner of Sequence, has indirect and direct material interests in these transactions under Item 404(a) of Regulation S‑K.
NEXGEL, INC. Chief Financial Officer Ian Howard Blackman filed an initial ownership report listing his derivative positions in the company’s common stock. The filing shows a warrant exercisable at $0.80 per share for 20,834 underlying shares, expiring on April 17, 2031, and a $25,000 convertible note convertible at $0.60 per share into 41,667 shares, expiring on October 17, 2027. It also discloses a stock option for 160,000 shares at an exercise price of $0.65 per share, expiring on April 27, 2031. According to the footnote, 40,000 option shares vest on April 27, 2027, with the remaining 120,000 vesting monthly over 36 months starting March 31, 2027, subject to continued service and potential acceleration upon a Change in Control.