NOVONIX (NVNXF) adds 13,442 ASX shares after employee performance rights convert

Rhea-AI Filing Summary

NOVONIX Limited has reported the issue of new shares on the ASX following the conversion of performance rights under an employee incentive scheme. The company will have 861,410,374 ordinary fully paid shares quoted on ASX after the quotation of 13,442 additional shares issued on April 17, 2026.

The new shares are issued for non-cash consideration linked to performance rights valued at approximately AUD 0.295 per share. NOVONIX also has unquoted performance rights, options with various expiries and prices, and convertible notes on issue in addition to its quoted share capital.

Key Figures

New shares to be quoted: 13,442 shares Estimated value per new share: AUD 0.295000 per security Total quoted ordinary shares: 861,410,374 shares +3 more

6 metrics

New shares to be quoted 13,442 shares Ordinary fully paid shares issued 17/04/2026 from performance rights

Estimated value per new share AUD 0.295000 per security Consideration value for securities to be quoted

Total quoted ordinary shares 861,410,374 shares NVX ordinary fully paid on issue after quotation

Unquoted performance rights 28,660,501 rights NVXAD performance rights on issue

Unquoted options 14,016,667 options NVXAA options expiring various dates at various prices

Convertible notes on issue 45,221,586 notes NVXAL convertible notes unquoted on ASX

Key Terms

performance rights, employee incentive scheme, convertible notes, ordinary fully paid, +1 more

5 terms

performance rights financial

"PERFORMANCE RIGHTS TO (Existing Class) ASX +security code and description"

Performance rights are conditional awards that give employees or executives the promise of receiving company shares or cash only if the business meets specific targets or survives for a set period. They work like a bonus you only get when certain goals are hit, so they matter to investors because they can increase the number of shares outstanding (dilution), signal management’s incentives and confidence in future results, and affect per-share earnings and valuation.

employee incentive scheme financial

"Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme?"

convertible notes financial

"NVXAL CONVERTIBLE NOTES | 45,221,586"

Convertible notes are a type of short-term loan that a company receives from investors, which can later be turned into company shares instead of being paid back in cash. They matter to investors because they offer a way to support a company early on while giving the potential to own a stake in its success if the company grows and later raises more funding.

ordinary fully paid financial

"NVX | ORDINARY FULLY PAID"

Appendix 2A regulatory

"Appendix 2A (Application for quotation of securities) dated April 17, 2026."

Form 6-K: How Foreign Companies Report to the SEC →

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE

SECURITIES EXCHANGE ACT OF 1934

For the month of April, 2026

001-41208

(Commission File Number)

NOVONIX LIMITED

(Translation of registrant’s name into English)

Level 38

71 Eagle Street

Brisbane, QLD 4000 Australia

(Address of principal executive office)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20‑F or Form 40‑F.

Form 20-F ☒ Form 40-F ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐

EXHIBIT INDEX

Exhibit No.		Description
Exhibit 99.1		Appendix 2A (Application for quotation of securities) dated April 17, 2026.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

NOVONIX LIMITED
By:	/s/ Robert Long
	Robert Long
	Chief Financial Officer

Date: April 17, 2026

Appendix 2A - Application for quotation of securities

EXHIBIT 99.1

Announcement Summary

Entity name

NOVONIX LIMITED

Announcement Type

New announcement

Date of this announcement

Friday April 17, 2026

The +securities to be quoted are:

+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted

Total number of +securities to be quoted

	ASX +security		Number of +securities to
	code	Security description		be quoted	Issue date
	NVX	ORDINARY FULLY PAID		13,442	17/04/2026

Refer to next page for full details of the announcement

Appendix 2A - Application for quotation of securities 1 / 6

Appendix 2A - Application for quotation of securities

Part 1 - Entity and announcement details

1.1 Name of entity

NOVONIX LIMITED

We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.

	1.2 Registered number type	Registration number
	ABN	54157690830

1.3 ASX issuer code

NVX

1.4 The announcement is

New announcement

1.5 Date of this announcement

17/4/2026

Appendix 2A - Application for quotation of securities 2 / 6

Appendix 2A - Application for quotation of securities

Part 2 - Type of Issue

2.1 The +securities to be quoted are:

+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted

2.2 The +class of +securities to be quoted is:

Additional +securities in a class that is already quoted on ASX ("existing class")

Appendix 2A - Application for quotation of securities 3 / 6

Appendix 2A - Application for quotation of securities

Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an Appendix 3B

Existing +securities converting into additional +securities in an existing class FROM (Existing Class)

ASX +security code and description

NVX:AD : PERFORMANCE RIGHTS

TO (Existing Class)

ASX +security code and description

NVX : ORDINARY FULLY PAID

Please state the number of options
that were exercised or other +convertible securities that were
converted 20,153 The first date the options were
exercised or other +convertible
securities were converted 17/4/2026 The last date the options were
exercised or other +convertible
securities were converted 17/4/2026

Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)?

No

The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by:

An issue of new +securities

The underlying +securities being received by the holder are:

Intended to be, but are not yet, quoted by ASX

Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme?

Yes

Are any of the options being exercised or other +convertible securities being converted held by +key managemetn personnel (KMP) or an +associate?

No

Issue date

17/4/2026

Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued

+securities in that class?

Yes

Appendix 2A - Application for quotation of securities 4 / 6

Appendix 2A - Application for quotation of securities

Issue details

Number of +securities to be quoted

13,442

Are the +securities being issued for a cash consideration?

No

Please describe the consideration being provided for the +securities

Issue of ordinary shares on the vesting of employee performance rights.

Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the

+securities to be quoted

0.295000

Any other information the entity wishes to provide about the +securities to be quoted

Appendix 2A - Application for quotation of securities 5 / 6

Appendix 2A - Application for quotation of securities

Part 4 - Issued capital following quotation

Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:

The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.

4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the

+securities subject of this application)

ASX +security code and description	Total number of +securities on issue
NVX : ORDINARY FULLY PAID	861,410,374

4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)

ASX +security code and description	Total number of +securities on issue
NVXAD : PERFORMANCE RIGHTS	28,660,501
NVXAA : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES	14,016,667
NVXAL : CONVERTIBLE NOTES	45,221,586

NVXAH : CONVERTIBLE DEBENTURES 35,000,000

Appendix 2A - Application for quotation of securities 6 / 6

FAQ

What did NOVONIX Limited (NVNXF) disclose in its latest Form 6-K?

NOVONIX Limited disclosed the issue of new ordinary fully paid shares on ASX. These shares result from the conversion of performance rights under an employee incentive scheme and will be quoted as part of the company’s existing class of ordinary shares.

How many new NOVONIX (NVNXF) shares are being quoted on ASX?

NOVONIX is applying for quotation of 13,442 additional ordinary fully paid shares on ASX. These securities were issued on April 17, 2026, following the conversion of performance rights, and will rank equally in all respects with the existing quoted ordinary shares.

What is the consideration for the new NOVONIX (NVNXF) shares issued?

The new NOVONIX shares are not issued for cash consideration. They arise from the exercise or conversion of performance rights, with the estimated value of the consideration provided per security stated as AUD 0.295000, reflecting the value attributed to those rights when converted into shares.

What will NOVONIX’s (NVNXF) total quoted share capital be after this issue?

After quotation of the 13,442 new ordinary shares, NOVONIX’s total quoted ordinary fully paid share capital on ASX will be 861,410,374 shares. This figure reflects the total number of ordinary shares on issue in that class following this specific Appendix 2A application.

What unquoted securities does NOVONIX Limited (NVNXF) currently have on issue?

NOVONIX has several classes of unquoted securities on issue, including 28,660,501 performance rights, 14,016,667 options expiring on various dates with various exercise prices, and 45,221,586 convertible notes. These instruments sit alongside the company’s quoted ordinary fully paid shares on ASX.

Were NOVONIX (NVNXF) performance rights converted under an employee incentive scheme?

Yes. The converting securities were performance rights issued under an employee incentive scheme. These rights have been satisfied by an issue of new ordinary fully paid shares, which NOVONIX is now applying to have quoted as part of its existing ASX-listed class.

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