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Nova Minerals SEC Filings

NVAWW NASDAQ

Welcome to our dedicated page for Nova Minerals SEC filings (Ticker: NVAWW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

This page compiles U.S. Securities and Exchange Commission filings for Nova Minerals Limited that are relevant to holders of its NASDAQ‑listed warrants under the symbol NVAWW and the underlying American Depositary Shares. As a foreign private issuer, Nova reports to the SEC primarily through Form 20‑F and current reports on Form 6‑K, which furnish information originally released to the Australian Securities Exchange and other markets.

Through these filings, investors can access Nova’s annual report filed with the Australian Securities Exchange, its corporate governance statement and Appendix 4G, and its sustainability report, all of which are furnished to the SEC via Form 6‑K. Additional 6‑K filings include press releases on exploration results at the Estelle Gold and Critical Minerals Project in Alaska, government funding awards related to antimony, strategic investments, infrastructure developments, and capital markets activities such as public offerings of American Depositary Shares and changes to the ADS ratio.

For those analyzing NVAWW, these filings provide insight into Nova’s exploration and development stage status, risk factors, project descriptions, governance practices and material corporate actions. Current reports also describe adjustments to the terms of the public warrants when corporate actions, such as changes to the ADS ratio, require changes to exercise prices or the number of ADSs issuable per warrant under the warrant agreement.

On Stock Titan, each filing is accompanied by AI‑powered summaries that highlight key points, helping readers navigate lengthy documents more efficiently. Real‑time updates from the EDGAR system ensure that new Form 6‑K submissions, annual reporting materials and other relevant disclosures appear promptly. Users can review these filings to understand how Nova presents its Estelle Project, gold and antimony strategy, funding arrangements and governance framework in official regulatory documents, and to see how these factors may relate to the value and terms of the NVAWW warrants.

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Nova Minerals Limited submitted a Form 6-K as a foreign private issuer to furnish an investor presentation to U.S. markets. The filing attaches as Exhibit 99.1 a corporate presentation dated April 1, 2026, titled “Investor Presentation April 2026.”

The presentation was originally filed with the Australian Securities Exchange on March 31, 2026 and posted on the company’s website on April 1, 2026. The Form 6-K states that this material is not deemed “filed” under the Securities Exchange Act of 1934 and will not be incorporated by reference into Securities Act filings unless specifically referenced.

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Nova Minerals Limited has amended its Scheme Implementation Deed for its proposed move of its corporate base to the United States. The change restates the consideration for its Nasdaq-listed warrants so that holders receive 3 new Nova Minerals Corp warrants for every 1 existing warrant, increased from a 1-for-1 ratio, to meet NYSE listing requirements. Security holders do not need to take any action at this stage, and the company continues to advance its Estelle gold and critical minerals project in Alaska, supported by a US$43.4 million U.S. Department of War award for a domestic antimony supply chain targeted for late 2026/2027.

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Nova Minerals Limited is highlighting an upcoming online presentation at the Emerging Growth Conference, where CEO Christopher Gerteisen will discuss the Estelle Gold and Critical Minerals Project in Alaska and provide a corporate update.

The webinar is scheduled for 1.45pm US EST on 1 April 2026, with a replay available on the company’s website and EmergingGrowth.com. Nova also reiterates its strategy to fast-track antimony production in Alaska, supported by a US$43.4 million U.S. Department of War award, targeting a domestic antimony supply chain in late 2026/2027.

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Nova Minerals Ltd director of finance Bentley Craig filed an initial statement showing his current ownership in the company’s ordinary shares and options. He holds 2,259,669 ordinary shares directly, along with additional indirect holdings through Kerse Pty Ltd and Speedy Investments Pty Ltd, over which he has voting and investment control.

Craig is also reported to hold several indirect stock option awards via Kerse Pty Ltd, each over blocks of 875,000 or 750,000 underlying ordinary shares at an exercise price of 0.4500 per share, expiring on December 23, 2028. Footnotes state that some option tranches are fully vested and exercisable, while others are scheduled to vest upon operational and sales milestones by the end of 2026, provided he remains employed and the milestones are achieved. The filing records positions only and does not show new share purchases or sales.

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Nova Minerals Ltd CEO Christopher Gerteisen reports his current equity stake in the company, focusing on options, performance rights, and ordinary shares. He holds 1,700,281 ordinary shares directly and 200,000 ordinary shares indirectly through AJ Holdings International Limited.

Gersteisen also has stock options over 4,125,000 underlying ordinary shares with an exercise price of $0.4500 per share, expiring on December 23, 2028. Some options are already fully vested and exercisable, while others vest upon achieving operational and sales milestones by the end of 2026, subject to continued employment.

In addition, AJ Holdings International Limited holds performance rights over 600,000 underlying ordinary shares at a zero exercise price, expiring on November 25, 2026. These performance rights convert into ordinary shares only if specified operational and financial milestones are met; none of these milestones had been attained as of the report date.

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Nova Minerals Ltd director Berger Chaim D. filed an initial ownership report on Form 3. The filing does not list any common stock or derivative holdings and shows no buy, sell, or other insider transactions at this time.

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Nova Minerals Ltd director Avi Geller filed an initial ownership report showing indirect holdings through Leonite entities. He holds Class A, B, C and D stock options over 375,000, 375,000, 250,000 and 375,000 Ordinary Shares at an exercise price of $0.4500, expiring on December 23, 2028. Some option tranches are fully vested and exercisable, while others vest upon operational and sales milestones targeted by the end of 2026, which had not been achieved as of this report. Indirect Ordinary Share holdings include 1,739,615 shares held by Leonite Capital LLC and 550,562 shares held by Leonite LLC, over which Geller has voting and investment control.

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Nova Minerals Ltd director Richard Beazley has filed an initial Form 3 detailing indirect holdings of four classes of stock options to buy ordinary shares. The options are held through his spouse and a trust over which he has voting and investment control. Each grant carries an exercise price of $0.4500 per share and expires on December 23, 2028. Some options are fully vested and currently exercisable, while others will vest upon achieving specified operational and sales milestones by the end of 2026, contingent on his continued employment. The filing reports holdings only, with no share purchases or sales.

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Nova Minerals Ltd Chief Financial Officer Michael Melamed filed an initial Form 3 showing his indirect equity interests in the company. The filing reports four classes of stock options, each covering 250,000 underlying Ordinary Shares at an exercise price of $0.4500 per share, expiring on December 23, 2028. One option grant is fully vested and currently exercisable, while other grants vest only upon achieving specified operational and sales milestones by the end of 2026, subject to continued employment and milestones not yet being met. The filing also shows indirect ownership of 700,000 Ordinary Shares through an affiliated entity, with footnotes indicating he has voting and investment control of that entity.

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Nova Minerals Limited reports that its 2026 winter freight haul to the Estelle Gold and Critical Minerals Project in Alaska is well underway. Heavy mining and processing equipment is being mobilized along a 150km winter snow road from Willow, supported by a US$43.4 million U.S. Department of War award.

The company states that exceptionally cold weather has produced ice bridges over 1.5m thick, enabling loads above 100,000lb. About 95% of major equipment has arrived at Nova’s Willow logistics yard and roughly 70% has already departed for site. Nova aims to deliver all essential equipment to start antimony production on schedule, while also advancing gold resources across the Estelle project.

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FAQ

How many Nova Minerals (NVAWW) SEC filings are available on StockTitan?

StockTitan tracks 41 SEC filings for Nova Minerals (NVAWW), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Nova Minerals (NVAWW)?

The most recent SEC filing for Nova Minerals (NVAWW) was filed on April 1, 2026.