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NOVA MINERALS LTD SEC Filings

NVA NASDAQ

Welcome to our dedicated page for NOVA MINERALS SEC filings (Ticker: NVA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Nova Minerals Limited (NVA) is an Australian-incorporated gold, antimony and critical minerals exploration and development company that reports to U.S. investors as a foreign private issuer. Its SEC filings provide structured insight into the Estelle Gold and Critical Minerals Project in Alaska, corporate actions, funding arrangements and governance matters.

As a foreign private issuer, Nova files an annual report on Form 20‑F and furnishes current reports on Form 6‑K. The 6‑K filings often attach key documents originally released to the Australian Securities Exchange or to the market, such as quarterly activities and cashflow reports, press releases on drilling and project milestones, investor presentations, and notices related to trading halts or suspensions on the ASX. For example, recent 6‑Ks have included the September 30, 2025 quarterly activities report, updates on equipment procurement to expedite antimony production, and details of conference presentations by the company’s CEO.

Nova’s SEC filings also capture capital markets transactions and corporate actions relevant to NVA shareholders. These include disclosures on public offerings of American Depositary Shares, use of proceeds for Estelle exploration and development, and changes to the ADS ratio that affect the relationship between ordinary shares and ADSs. Additional 6‑Ks cover matters such as the results of the company’s Annual General Meeting, adoption of an Employee Securities Ownership Plan and option grants to directors, along with explanatory notes on how these actions fit within the company’s broader strategy.

On this page, Stock Titan presents Nova’s SEC filings with AI-powered summaries that explain the purpose and key points of each document in accessible language. Investors can review Form 6‑Ks for project and financing updates, track governance and incentive structures, and use the platform’s tools to quickly identify items related to Estelle’s gold and antimony development, the U.S. Department of War funding arrangements and other material developments disclosed through EDGAR.

Rhea-AI Summary

Nova Minerals Limited submitted a Form 6-K as a foreign private issuer to furnish an investor presentation to U.S. markets. The filing attaches as Exhibit 99.1 a corporate presentation dated April 1, 2026, titled “Investor Presentation April 2026.”

The presentation was originally filed with the Australian Securities Exchange on March 31, 2026 and posted on the company’s website on April 1, 2026. The Form 6-K states that this material is not deemed “filed” under the Securities Exchange Act of 1934 and will not be incorporated by reference into Securities Act filings unless specifically referenced.

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Nova Minerals Limited has amended its Scheme Implementation Deed for its proposed move of its corporate base to the United States. The change restates the consideration for its Nasdaq-listed warrants so that holders receive 3 new Nova Minerals Corp warrants for every 1 existing warrant, increased from a 1-for-1 ratio, to meet NYSE listing requirements. Security holders do not need to take any action at this stage, and the company continues to advance its Estelle gold and critical minerals project in Alaska, supported by a US$43.4 million U.S. Department of War award for a domestic antimony supply chain targeted for late 2026/2027.

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Nova Minerals Limited is highlighting an upcoming online presentation at the Emerging Growth Conference, where CEO Christopher Gerteisen will discuss the Estelle Gold and Critical Minerals Project in Alaska and provide a corporate update.

The webinar is scheduled for 1.45pm US EST on 1 April 2026, with a replay available on the company’s website and EmergingGrowth.com. Nova also reiterates its strategy to fast-track antimony production in Alaska, supported by a US$43.4 million U.S. Department of War award, targeting a domestic antimony supply chain in late 2026/2027.

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Nova Minerals Ltd officer Ian Craig Pamensky, the company’s Secretary, has filed an initial ownership report showing his equity position. Through Lorian Pty Ltd, over which he has voting and investment control, he indirectly holds four classes of stock options, each linked to 250,000 Ordinary Shares at an exercise price of $0.4500 per share, expiring on December 23, 2028. According to the notes, some of these options are already fully vested and exercisable, while others will vest only if specified operational and sales milestones are achieved by the end of 2026, with those milestones not yet met as of the report date. He also indirectly holds 45,000 Ordinary Shares through Lorian Pty Ltd and directly holds 55,618 Ordinary Shares.

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Nova Minerals Ltd director of finance Bentley Craig filed an initial statement showing his current ownership in the company’s ordinary shares and options. He holds 2,259,669 ordinary shares directly, along with additional indirect holdings through Kerse Pty Ltd and Speedy Investments Pty Ltd, over which he has voting and investment control.

Craig is also reported to hold several indirect stock option awards via Kerse Pty Ltd, each over blocks of 875,000 or 750,000 underlying ordinary shares at an exercise price of 0.4500 per share, expiring on December 23, 2028. Footnotes state that some option tranches are fully vested and exercisable, while others are scheduled to vest upon operational and sales milestones by the end of 2026, provided he remains employed and the milestones are achieved. The filing records positions only and does not show new share purchases or sales.

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Nova Minerals Ltd CEO Christopher Gerteisen reports his current equity stake in the company, focusing on options, performance rights, and ordinary shares. He holds 1,700,281 ordinary shares directly and 200,000 ordinary shares indirectly through AJ Holdings International Limited.

Gersteisen also has stock options over 4,125,000 underlying ordinary shares with an exercise price of $0.4500 per share, expiring on December 23, 2028. Some options are already fully vested and exercisable, while others vest upon achieving operational and sales milestones by the end of 2026, subject to continued employment.

In addition, AJ Holdings International Limited holds performance rights over 600,000 underlying ordinary shares at a zero exercise price, expiring on November 25, 2026. These performance rights convert into ordinary shares only if specified operational and financial milestones are met; none of these milestones had been attained as of the report date.

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Nova Minerals Ltd director Berger Chaim D. filed an initial ownership report on Form 3. The filing does not list any common stock or derivative holdings and shows no buy, sell, or other insider transactions at this time.

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Nova Minerals Ltd director Avi Geller filed an initial ownership report showing indirect holdings through Leonite entities. He holds Class A, B, C and D stock options over 375,000, 375,000, 250,000 and 375,000 Ordinary Shares at an exercise price of $0.4500, expiring on December 23, 2028. Some option tranches are fully vested and exercisable, while others vest upon operational and sales milestones targeted by the end of 2026, which had not been achieved as of this report. Indirect Ordinary Share holdings include 1,739,615 shares held by Leonite Capital LLC and 550,562 shares held by Leonite LLC, over which Geller has voting and investment control.

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Nova Minerals Ltd director Richard Beazley has filed an initial Form 3 detailing indirect holdings of four classes of stock options to buy ordinary shares. The options are held through his spouse and a trust over which he has voting and investment control. Each grant carries an exercise price of $0.4500 per share and expires on December 23, 2028. Some options are fully vested and currently exercisable, while others will vest upon achieving specified operational and sales milestones by the end of 2026, contingent on his continued employment. The filing reports holdings only, with no share purchases or sales.

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Nova Minerals Ltd Chief Financial Officer Michael Melamed filed an initial Form 3 showing his indirect equity interests in the company. The filing reports four classes of stock options, each covering 250,000 underlying Ordinary Shares at an exercise price of $0.4500 per share, expiring on December 23, 2028. One option grant is fully vested and currently exercisable, while other grants vest only upon achieving specified operational and sales milestones by the end of 2026, subject to continued employment and milestones not yet being met. The filing also shows indirect ownership of 700,000 Ordinary Shares through an affiliated entity, with footnotes indicating he has voting and investment control of that entity.

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FAQ

How many NOVA MINERALS (NVA) SEC filings are available on StockTitan?

StockTitan tracks 56 SEC filings for NOVA MINERALS (NVA), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for NOVA MINERALS (NVA)?

The most recent SEC filing for NOVA MINERALS (NVA) was filed on April 1, 2026.

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