Nu Holdings (NYSE: NU) director sells 21,000 Class A shares in open market

Rhea-AI Filing Summary

Nu Holdings Ltd. director Anita M. Sands sold 21,000 Class A ordinary shares in an open-market transaction on May 15, 2026 at a weighted average price of $12.2401 per share.

After this sale, she holds 162,150 Class A shares, which include 6,982 Class A shares underlying unvested Restricted Share Units that will vest only if her service with the company continues.

Insider Trade Summary

Net Seller: 21,000 shares ($257,042)

Net Sell 1 txn

Insider Sands Anita M

Role null

Sold 21,000 shs ($257K)

Type	Security	Shares	Price	Value
Sale	Class A ordinary shares ("Class A Shares")	21,000	$12.2401	$257K

Holdings After Transaction: Class A ordinary shares ("Class A Shares") — 162,150 shares (Direct, null)

Footnotes (1)

1. The price reported in Column 4 is a weighted average price. These Class A Shares were sold in multiple transactions at prices ranging from $12.2401 to $12.2450, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Figure includes 6,982 Class A Shares underlying unvested Restricted Share Units (RSUs) associated with prior grant(s). Each RSU represents a contingent right to receive one Class A share. These RSUs are subject to the Reporting Person's continued service through the vesting date.

Key Figures

Shares sold: 21,000 shares Weighted average sale price: $12.2401 per share Shares owned after transaction: 162,150 shares +1 more

4 metrics

Shares sold 21,000 shares Open-market sale on May 15, 2026

Weighted average sale price $12.2401 per share Open-market sale of Class A shares

Shares owned after transaction 162,150 shares Post-sale Class A holdings for Anita M. Sands

Unvested RSUs 6,982 RSUs Class A shares underlying unvested RSUs requiring continued service

Key Terms

weighted average price, Restricted Share Units (RSUs), Class A ordinary shares, open-market sale

4 terms

weighted average price financial

"The price reported in Column 4 is a weighted average price."

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

Restricted Share Units (RSUs) financial

"Figure includes 6,982 Class A Shares underlying unvested Restricted Share Units (RSUs) associated with prior grant(s)."

Restricted share units (RSUs) are a form of employee pay where a company promises to give shares (or their cash value) to workers after certain conditions, usually time or performance, are met. For investors, RSUs matter because they can increase the number of shares outstanding and signal how management is being paid and incentivized—think of them as delayed bonuses that convert into ownership when vesting conditions are satisfied.

Class A ordinary shares financial

"Class A ordinary shares ("Class A Shares")"

Class A ordinary shares are a type of ownership stake in a company that typically grants voting rights to shareholders, allowing them to have a say in important company decisions. They often come with priority in receiving dividends or profits, making them attractive to investors seeking influence and potential income. These shares help distinguish different levels of ownership and rights within a company's stock structure.

open-market sale financial

"transaction_action": "open-market sale""

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Sands Anita M

(Last) (First) (Middle)

RUA CAPOTE VALENTE

39, PINHEIROS

(Street)

SAO PAULO 05409001

(City) (State) (Zip)

BRAZIL

(Country)

2. Issuer Name and Ticker or Trading Symbol
Nu Holdings Ltd. [ NU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A ordinary shares ("Class A Shares")	05/15/2026		S		21,000	D	$12.2401(1)	162,150(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The price reported in Column 4 is a weighted average price. These Class A Shares were sold in multiple transactions at prices ranging from $12.2401 to $12.2450, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

2. Figure includes 6,982 Class A Shares underlying unvested Restricted Share Units (RSUs) associated with prior grant(s). Each RSU represents a contingent right to receive one Class A share. These RSUs are subject to the Reporting Person's continued service through the vesting date.

	/s/ Beatriz Outeiro, attorney-in-fact for Anita Mary Sands	05/19/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Nu Holdings (NU) director Anita M. Sands report in this Form 4?

Anita M. Sands reported selling 21,000 Class A shares. The open-market sale occurred on May 15, 2026, and was executed at a weighted average price of $12.2401 per share, as disclosed in the Form 4 filing.

How many Nu Holdings (NU) shares did Anita M. Sands sell and at what price?

Anita M. Sands sold 21,000 Class A ordinary shares. The Form 4 states these shares were sold in multiple transactions at a weighted average price of $12.2401 per share, with individual trade prices ranging from $12.2401 to $12.2450.

How many Nu Holdings (NU) shares does Anita M. Sands own after the reported sale?

After the sale, Anita M. Sands owns 162,150 Class A shares. This figure includes shares currently held plus 6,982 Class A shares underlying unvested Restricted Share Units, contingent on her continued service with Nu Holdings Ltd.

What type of transaction did Anita M. Sands execute in Nu Holdings (NU) stock?

The transaction was an open-market sale of Class A shares. The Form 4 lists transaction code "S," described as a sale in an open-market or private transaction, with no indication of gifts, option exercises, or tax-withholding events.

What are the unvested RSUs reported for Anita M. Sands at Nu Holdings (NU)?

She has 6,982 unvested Restricted Share Units (RSUs). Each RSU represents a contingent right to receive one Class A share, subject to her continued service through the applicable vesting dates, as described in the Form 4 footnotes.

Were Anita M. Sands’s Nu Holdings (NU) share sales executed at a single price?

No, the shares were sold at multiple prices within a narrow range. The Form 4 notes a weighted average price of $12.2401 per share, with individual trades executed between $12.2401 and $12.2450, inclusive.