Welcome to our dedicated page for Bank of N.T. Butterfield & Son SEC filings (Ticker: NTB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Bank of N.T. Butterfield & Son Limited filings document a foreign issuer’s banking and wealth management disclosures, with Form 6-K reports used for earnings releases, financial statements, earnings presentations, capital actions and governance updates. The records cover operating results for the bank’s deposit, cash management, lending, trust, private banking, asset management and custody activities.
Butterfield’s regulatory disclosures also include Pillar 3 capital and risk management materials. These filings describe risk governance, prudential metrics, capital adequacy, regulatory capital structure, leverage ratio information, credit risk measurement, credit risk concentrations and mitigation practices. Other filings record share repurchase programs, dividend information, senior leadership appointments and Board-level capital management actions.
Bank of N.T. Butterfield & Son Ltd Chief Executive Officer Michael W. Collins reported open-market sales of ordinary shares. Across three transactions on June 12, June 15, and June 16, he sold a total of 60,621 shares at prices around $58 per share. After these sales, Collins directly owns 60,622 ordinary shares, indicating he reduced roughly half of his reported direct stake while retaining a substantial remaining holding.
Bank of N.T. Butterfield & Son Ltd director Mark T. Lynch reported an open-market purchase of 10,000 ordinary shares on May 29, 2026 at an average price of $56.494 per share. Following this transaction, he directly holds 234,794 ordinary shares of the company.
Hidalgo Tara reported acquisition or exercise transactions in this Form 4 filing.
Bank of N.T. Butterfield & Son Ltd Chief Risk Officer Tara Hidalgo received new share-based awards as part of her compensation. She was granted 379 restricted stock units under the ELTIP and 51 restricted stock units under the EDIP, each representing one ordinary share upon vesting.
After these grants, Hidalgo holds 43,083 ELTIP units and 5,775 EDIP units directly. The units vest on 12-Feb-2027, 10-Feb-2028, and 9-Feb-2029, subject to continued service, and will either vest and settle in shares or be forfeited. These are awards, not open-market share purchases or sales.
Lee Michael Sean reported acquisition or exercise transactions in this Form 4 filing.
Bank of N.T. Butterfield & Son Ltd executive Lee Michael Sean, Head of Human Resources, reported compensation-related equity awards. He received 47 restricted stock units (RSUs) under the ELTIP and 49 RSUs under the EDIP, each representing a right to one ordinary share upon vesting.
The RSUs carry a grant price of $0.00 and are contingent on continued service, with vesting dates extending through February 2029. Following these awards, his reported direct RSU holdings in these plans total 5,393 units under ELTIP and 5,617 units under EDIP, which will either vest and settle or be forfeited.
Schrum Michael reported acquisition or exercise transactions in this Form 4 filing.
Bank of N.T. Butterfield & Son Ltd Chief Financial Officer Michael Schrum received two equity awards in the form of restricted stock units. He was granted 1,378 units under an ELTIP plan and 2,155 units under an EDIP plan, each representing a contingent right to receive one ordinary share upon vesting.
The awards were granted at no cash cost and increase his direct equity-based exposure to the company. The restricted stock units do not expire; they will either vest and settle in shares or be forfeited or cancelled before their scheduled vesting dates, which span future years and are subject to continued service.
Pearce Jane reported acquisition or exercise transactions in this Form 4 filing.
Bank of N.T. Butterfield & Son Ltd executive Jane Pearce, Managing Director, Trust, reported awards of restricted stock units. She received 342 RSUs under the ELTIP and 50 RSUs under the EDIP, each representing a right to receive one ordinary share upon vesting.
The RSUs vest over three years in one-third annual installments on the grant anniversaries in February 2027, 2028 and 2029, subject to continued service. After these awards, Pearce holds 38,898 ELTIP RSUs and 5,645 EDIP RSUs directly. The RSUs do not expire; they either vest and settle or are forfeited or cancelled.
McWatt Michael reported acquisition or exercise transactions in this Form 4 filing.
Bank of N.T. Butterfield & Son Ltd Managing Director, Cayman, Michael McWatt reported two compensation-related awards of restricted stock units. He received 511 RSUs under the ELTIP and 63 RSUs under the EDIP, each representing one ordinary share upon vesting between 2027 and 2029.
Burns Andrew Ronald reported acquisition or exercise transactions in this Form 4 filing.
Bank of N.T. Butterfield & Son Ltd’s Chief Risk Officer for Cayman, Andrew Ronald Burns, reported new equity awards of restricted stock units. On 27-May-2026, he received 412 RSUs under the ELTIP and 52 RSUs under the EDIP as compensation grants, not open‑market purchases.
Each unit represents a right to receive one ordinary share upon vesting. The RSUs vest on 12-Feb-2027, 10-Feb-2028, and 9-Feb-2029, subject to continued service, and will either vest and settle or be forfeited. After these awards, he holds 46,789 ELTIP RSUs and 5,933 EDIP RSUs directly.
Feldman Jody Terence reported acquisition or exercise transactions in this Form 4 filing.
Bank of N.T. Butterfield & Son Ltd Managing Director, Bermuda, Jody Terence Feldman received new stock-based compensation. He was granted 305 restricted stock units (RSUs) under the ELTIP and 47 RSUs under the EDIP, each representing a right to receive one ordinary share upon vesting.
The RSUs vest in tranches on 12-Feb-2027, 10-Feb-2028, and 9-Feb-2029, subject to continued service. Following these grants, Feldman holds 34,661 ELTIP RSUs and 5,365 EDIP RSUs directly, which will either vest and settle into shares or be forfeited if conditions are not met.