Welcome to our dedicated page for Bank of N.T. Butterfield & Son SEC filings (Ticker: NTB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission filings for The Bank of N.T. Butterfield & Son Limited ("Butterfield") (NYSE: NTB), a full-service bank and wealth manager headquartered in Hamilton, Bermuda. As a foreign private issuer, Butterfield files an annual report on Form 20-F and submits Form 6-K current reports that supply interim and event-driven information to investors.
Butterfield’s Form 6-K filings commonly include earnings releases, financial statements and earnings call presentations for specific quarters, such as the three months ended March 31, June 30 and September 30, as well as the year-end period. These documents explain net income, core net income, net interest income, non-interest income, efficiency ratios, capital ratios and balance sheet metrics, giving investors structured insight into the bank’s performance and risk profile.
The company also uses Form 6-K to furnish press releases on corporate actions, including new share repurchase programs approved by the Board of Directors, senior leadership appointments and Pillar 3 disclosures. For example, filings have attached press releases announcing a new ordinary share repurchase program and senior leadership changes, as well as a Pillar 3 report for a six-month period.
Through this filings page, users can monitor Butterfield’s capital management and regulatory reporting, including disclosures related to the adoption of the Basel Committee on Banking Supervision’s revised standardized approach for credit risk as required by the Bermuda Monetary Authority. Stock Titan enhances these filings with AI-powered summaries that highlight key figures, trends and risk factors, helping readers interpret lengthy documents more efficiently. Real-time updates from EDGAR ensure that new NTB 6-K and 20-F filings, along with any Form 4 insider transaction reports if filed, are quickly reflected and summarized for convenient review.
Bank of N.T. Butterfield & Son Ltd Chief Risk Officer (Cayman), Andrew Ronald Burns, filed an initial ownership report showing existing equity and award holdings. He holds 18,566 common shares directly, plus restricted stock units representing 5,881 underlying shares and an additional 46,377 underlying shares.
The restricted stock units have an exercise price of $0.0000 and represent a contingent right to receive one common share upon vesting and settlement. According to the footnotes, these awards vest on 12-Feb-2027, 10-Feb-2028, and 9-Feb-2029, subject to continued service, and do not expire but are either settled or forfeited.
Bank of N.T. Butterfield & Son Ltd executive Jody Terence Feldman filed an initial ownership report showing equity-based awards and share holdings. He holds restricted stock units that represent contingent rights to receive common shares, plus directly owned common stock, reflecting his compensation and alignment with shareholders.
The restricted stock units tied to the bank’s common stock vest in tranches on 12-Feb-2027, 10-Feb-2028, and 9-Feb-2029, subject to continued service. These units do not expire; they either vest and settle into shares or are forfeited or cancelled before vesting.
Bank of N.T. Butterfield & Son Ltd executive Lee Michael Sean filed an initial ownership report showing direct holdings in both common stock and restricted stock units. He reports 17,007 common shares and two RSU awards covering 5,568 and 5,346 underlying shares, which vest between February 2027 and February 2029, subject to continued service. Each RSU represents a contingent right to receive one common share upon vesting; units may vest and settle or be forfeited or cancelled before the vesting dates.
Bank of N.T. Butterfield & Son Ltd executive Tara Hidalgo, the Chief Risk Officer, has reported her initial ownership position. She directly holds 18,586 shares of common stock and restricted stock units that are contingently tied to 5,724 and 42,704 underlying common shares.
The restricted stock units carry an exercise price of $0.0000 and either vest and settle into common shares or are forfeited or cancelled before vesting. Footnotes state that RSUs vest on 12-Feb-2027, 10-Feb-2028, and 9-Feb-2029, with each unit representing a right to receive one common share upon vesting.
Bank of N.T. Butterfield & Son Ltd executive Kevin Dallas, Head of Marketing, filed an initial ownership report showing his equity stake in the company. The filing lists 15,834 shares of common stock held directly, plus two blocks of restricted stock units that can convert into shares.
These include 5,006 RSUs and 37,376 RSUs, each representing a contingent right to receive one common share upon vesting and settlement at an exercise price of $0.0000 per unit. According to the footnotes, these RSUs either vest and settle or are forfeited or cancelled and do not have a fixed expiration date.
The footnotes state that the restricted stock units, including performance stock units, are scheduled to vest on February 12, 2027, February 10, 2028, and February 9, 2029, subject to Mr. Dallas’s continued service through each vesting date. The filing does not show any new purchases or sales, only the existing holdings and unvested awards.
Bank of N.T. Butterfield & Son Ltd Chief Operating Officer Michael Walter Neff filed an initial ownership report showing his equity interests in the company. He directly holds 48,718 common shares and two blocks of restricted stock units covering 5,730 and 45,636 underlying shares.
The restricted stock units vest on February 12, 2027, February 10, 2028, and February 9, 2029, subject to continued service through each vesting date. Each unit represents a contingent right to receive one common share and does not expire but will either vest and settle or be forfeited or cancelled if conditions are not met.
Bank of N.T. Butterfield & Son Ltd executive Richard Saunders, Managing Director UKCI, has filed an initial ownership report showing his equity interests in the company. The filing lists 18117 common shares held directly and restricted stock units tied to 5904 and 37125 underlying shares.
These restricted stock units carry a zero exercise price and each unit represents a contingent right to receive one common share upon vesting and settlement. According to the footnotes, the units vest on 12-Feb-2027, 10-Feb-2028 and 9-Feb-2029, subject to continued service, and will either vest and settle or be forfeited before those dates.
Bank of N.T. Butterfield & Son Ltd’s Cayman Managing Director Michael McWatt filed an initial ownership report. He holds 34,544 common shares directly, plus restricted stock units covering 7,079 and 57,526 underlying shares at a $0.0000 exercise price.
The RSUs vest on 12-Feb-2027, 10-Feb-2028 and 9-Feb-2029, subject to continued service, and each unit represents the right to receive one common share upon vesting or settlement.
Bank of N.T. Butterfield & Son Ltd filed an initial insider ownership report for Jane Pearce, Managing Director, Trust. The filing shows she directly holds 16,367 common shares and two blocks of restricted stock units that can convert into 5,595 and 38,556 shares, respectively.
The restricted stock units have an exercise price of 0.0000 and vest over three years in one-third annual installments on each anniversary of the listed grant dates, subject to continued service. Each unit represents a contingent right to receive one common share upon vesting and will either vest and settle or be forfeited or cancelled. The filing also notes performance stock units scheduled to vest on the third anniversary of the same grant dates.
Bank of N.T. Butterfield & Son Ltd director John R. Wright has filed an initial Form 3 showing his stake in the company. The filing reports beneficial ownership of 10,102 common shares held directly, and reflects his position rather than any new buy or sell transaction.