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NetApp (NTAP) CFO exercises 28,654 RSUs and withholds 12,939 shares for tax

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

NetApp, Inc. EVP and CFO Wissam G. Jabre exercised restricted stock units that converted into common shares on a one-for-one basis. On April 15, 2026, 28,654 restricted stock units converted into 28,654 common shares at a stated price of $0.00 per share.

To cover tax obligations, 12,939 of these common shares were disposed of at $98.89 per share as a tax-withholding transaction, not an open-market sale. Following these transactions, Jabre directly holds 15,849 common shares of NetApp.

Positive

  • None.

Negative

  • None.
Insider JABRE WISSAM G
Role EVP, CFO
Type Security Shares Price Value
Exercise Restricted Stock Unit 28,654 $0.00 --
Exercise Common Shares 28,654 $0.00 --
Tax Withholding Common Shares 12,939 $98.89 $1.28M
Holdings After Transaction: Restricted Stock Unit — 57,309 shares (Direct); Common Shares — 28,788 shares (Direct)
Footnotes (1)
  1. Restricted stock units convert into common stock on a one-for-one basis. Reflects 134 shares purchased at $83.9545 per share under the NetApp Employee Stock Purchase Plan on November 28, 2025. On April 15, 2025, the reporting person was granted 85,963 restricted stock units. Restricted stock unit awards shall vest as to one-third (1/3) of the shares annually for the next three years, subject to continued service on each applicable vesting date.
RSUs exercised 28,654 units Restricted stock units converted into common shares on April 15, 2026
Shares disposed for tax 12,939 shares Common shares withheld and disposed of for tax at $98.89 per share
Tax disposition price $98.89 per share Price for 12,939 shares used to satisfy tax liability
Shares held after transactions 15,849 shares NetApp common shares directly held by CFO after April 15, 2026
RSU grant 85,963 units Restricted stock units granted on April 15, 2025, vesting over three years
ESPP purchase 134 shares at $83.9545 Shares previously purchased under NetApp Employee Stock Purchase Plan on November 28, 2025
Restricted Stock Unit financial
"Restricted stock units convert into common stock on a one-for-one basis."
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
tax-withholding disposition financial
"Payment of exercise price or tax liability by delivering securities."
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
NetApp Employee Stock Purchase Plan financial
"Reflects 134 shares purchased at $83.9545 per share under the NetApp Employee Stock Purchase Plan"
vest financial
"Restricted stock unit awards shall vest as to one-third (1/3) of the shares annually"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
JABRE WISSAM G

(Last)(First)(Middle)
3060 OLSEN DRIVE

(Street)
SAN JOSE CALIFORNIA 95128

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
NetApp, Inc. [ NTAP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, CFO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares04/15/2026M28,654A(1)28,788(2)D
Common Shares04/15/2026F12,939D$98.8915,849D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit(1)04/15/2026M28,654 (3) (3)Common Shares28,654(1)57,309D
Explanation of Responses:
1. Restricted stock units convert into common stock on a one-for-one basis.
2. Reflects 134 shares purchased at $83.9545 per share under the NetApp Employee Stock Purchase Plan on November 28, 2025.
3. On April 15, 2025, the reporting person was granted 85,963 restricted stock units. Restricted stock unit awards shall vest as to one-third (1/3) of the shares annually for the next three years, subject to continued service on each applicable vesting date.
/s/ Dena Acevedo, Attorney-in-Fact for Wissam Jabre04/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did NetApp (NTAP) report for EVP and CFO Wissam Jabre?

NetApp reported that EVP and CFO Wissam Jabre exercised 28,654 restricted stock units into common shares. As part of the same event, 12,939 shares were disposed of to satisfy tax obligations, and he now directly holds 15,849 common shares.

Did the NetApp (NTAP) CFO buy or sell shares on the open market?

The CFO did not trade on the open market. He acquired shares by exercising 28,654 restricted stock units, then 12,939 shares were withheld and disposed of at $98.89 per share solely to cover tax liabilities related to the award.

How many NetApp (NTAP) shares does the CFO hold after these transactions?

After the April 15, 2026 transactions, EVP and CFO Wissam Jabre directly holds 15,849 NetApp common shares. This figure reflects the net position after exercising 28,654 restricted stock units and disposing of 12,939 shares for tax withholding.

What restricted stock unit activity occurred for NetApp (NTAP) on April 15, 2026?

On April 15, 2026, 28,654 restricted stock units held by the NetApp CFO converted into an equal number of common shares at a stated price of $0.00. These units convert on a one-for-one basis into NetApp common stock when they vest.

How were taxes handled on the NetApp (NTAP) CFO’s equity vesting?

Taxes were handled through share withholding. Of the 28,654 common shares issued from vested restricted stock units, 12,939 shares were disposed of at $98.89 per share as a tax-withholding transaction, rather than a discretionary market sale.

What prior equity grants to the NetApp (NTAP) CFO are referenced in this filing?

The filing notes a grant of 85,963 restricted stock units to the CFO on April 15, 2025. These units vest in one-third increments annually over three years, conditioned on continued service on each vesting date, influencing when shares can be delivered.