Welcome to our dedicated page for Nexpoint Real Estate Finance SEC filings (Ticker: NREF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The NexPoint Real Estate Finance, Inc. (NREF) SEC filings page on Stock Titan provides structured access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. As a commercial mortgage REIT with common and preferred stock listed on the New York Stock Exchange and NYSE Texas, NREF uses SEC filings to report on its real estate credit portfolio, capital structure, and material corporate actions.
Investors can review current reports on Form 8-K that describe significant events such as preferred stock offerings, amendments to dealer manager agreements, note purchase agreements, property dispositions, and earnings releases. For example, recent 8-K filings detail the launch and terms of the 8.00% Series C Cumulative Redeemable Preferred Stock offering, the full subscription and closing of the 9.00% Series B Cumulative Redeemable Preferred Stock offering, and the sale of the Hudson Montford multifamily property. Other 8-Ks cover senior unsecured note issuances, related-party promissory notes, and pro forma financial information related to asset dispositions.
Through its periodic reports on Forms 10-K and 10-Q (accessible via EDGAR and summarized on this page when available), NREF provides comprehensive financial statements and portfolio disclosures. These documents expand on items referenced in earnings press releases, including details on loans held for investment, CMBS holdings, preferred stock investments, stock warrants, and variable interest entities, as well as explanations of non-GAAP measures such as Earnings Available for Distribution (EAD) and Cash Available for Distribution (CAD).
Stock Titan enhances these filings with AI-powered summaries that highlight key points, such as changes in capital structure, new debt obligations, amendments to partnership agreements, and updates to preferred stock terms. Users can quickly understand the implications of items like Articles Supplementary designating new preferred stock series, amendments to the operating partnership agreement creating preferred units, or covenants associated with senior unsecured notes.
This page also surfaces insider- and security-related filings when available, including information about securities registered under Section 12(b), trading symbols, and exchange listings. Real-time updates from EDGAR ensure that new NREF filings—whether earnings-related, capital markets transactions, or material definitive agreements—are added promptly, while AI-generated explanations help interpret complex legal and financial language in a more accessible way.
NexPoint Real Estate Finance, Inc. is asking stockholders to vote at its June 2, 2026 virtual annual meeting on six items, including electing seven directors, approving executive pay on an advisory basis, setting the frequency of future pay votes, and ratifying KPMG as auditor for 2026.
Stockholders are also being asked to approve, under NYSE Section 312.03, the potential issuance of common stock to redeem 8.00% Series C Cumulative Redeemable Preferred Stock, including shares held by related parties. Holders of record of common stock as of March 27, 2026, when 18,686,983 shares were outstanding, may vote electronically before or during the meeting.
NexPoint Real Estate Finance, Inc. is soliciting proxies for its virtual 2026 annual meeting to be held June 2, 2026 at 10:30 a.m. Central Time. The meeting will be held exclusively online and stockholders of record as of March 27, 2026 (18,686,983 shares outstanding) may vote.
Agenda items include election of seven directors; advisory votes on named executive officer compensation and its frequency; approval, under NYSE Section 312.03, to issue common stock upon redemptions of Series C Preferred Stock issued in a continuous registered offering (up to 8,000,000 shares authorized for the offering); and ratification of KPMG LLP as independent auditors. Proxy voting, registration and legal-proxy procedures are described for holders of record and street holders.
NexPoint Real Estate Finance director Catherine D. Wood reported compensation-related equity activity. On April 2, 2026, she received a grant of 6,154 restricted stock units, each representing a right to one share of common stock, scheduled to vest on April 2, 2027. On April 3, 2026, she exercised 5,518 previously granted restricted stock units into 5,518 shares of common stock at no exercise price. Following these transactions, she holds 30,228 shares of common stock directly, along with 6,154 unvested restricted stock units that will generally settle within 30 days after vesting, in shares or cash at the Compensation Committee’s discretion.
NexPoint Real Estate Finance, Inc. director Carol Swain reported routine equity compensation activity. On April 2, 2026, she received a grant of 6,154 restricted stock units (RSUs), each representing a contingent right to one share of common stock, vesting on April 2, 2027, with settlement generally within 30 days and potentially in cash.
On April 3, 2026, a prior award of 5,518 RSUs granted on April 3, 2025 vested and was exercised into common stock, and a portion was disposed of back to the issuer and settled in cash. After these transactions, she directly held 11,563 shares of common stock.
NexPoint Real Estate Finance General Counsel and Secretary Dennis Charles Sauter Jr reported routine equity compensation activity. On April 3–4, he exercised restricted stock units into 7,549 shares of common stock, with 2,699 shares withheld to cover tax obligations. After these transactions, he directly held 33,017 common shares.
On April 2, he also received a new award of 32,308 restricted stock units, each representing one share of common stock. This award vests in four installments between April 2027 and February 2030, with settlement generally within 10 days of each vesting date and potentially in cash at the Compensation Committee’s discretion.
NexPoint Real Estate Finance, Inc. officer Paul Richards reported compensation-related stock activity. On April 2, 2026, he was granted 61,347 restricted stock units (RSUs), each representing a right to receive one share of common stock. These RSUs vest in four installments through February 15, 2030.
On April 3, 2026 and April 4, 2026, previously granted RSUs vested and were exercised into 15,087 and 6,894 shares of common stock. To cover tax obligations, the company withheld 6,825 shares and 4,044 shares at $13.36 per share rather than selling stock in the market. Following these transactions, Richards directly owns 65,692 common shares, plus indirect holdings of 7,498 shares through a 401(k) plan and 879 shares through an IRA.
NexPoint Real Estate Finance, Inc. director Brian Mitts reported a mix of RSU grants, vesting, and related share dispositions. On April 2, 2026, he received 6,154 restricted stock units that vest on April 2, 2027. On April 3–4, 2026, previously granted RSUs vested and were exercised into a total of 12,355 shares of common stock, with portions returned to the issuer and 2,448 shares withheld at $13.36 to cover tax obligations rather than sold on the market. Following these transactions, he holds 94,914 shares of common stock directly, 6,154 RSUs outstanding, and 95 shares indirectly through a child.
NexPoint Real Estate Finance, Inc. executive Matt McGraner reported equity compensation activity involving restricted stock units and common shares. On April 2, 2026, he was granted 197,789 restricted stock units, each representing a contingent right to one share of common stock. These units vest one-fourth on April 2, 2027, and one-fourth on February 15 of 2028, 2029, and 2030, with settlement generally within 10 days of vesting and potentially in cash at the Compensation Committee’s discretion.
On April 3, 2026, 36,830 restricted stock units granted April 3, 2025 were exercised into 36,830 common shares, and on April 4, 2026, 32,010 restricted stock units granted April 4, 2023 were exercised into 32,010 common shares. To cover tax obligations, the issuer withheld 17,638 shares on April 3 and 18,776 shares on April 4 at $13.36 per share as tax-withholding dispositions, rather than open-market sales.
Following these transactions, McGraner directly owned 318,044 common shares. An additional 1,800 common shares are held indirectly through a limited liability company in which he has an indirect minority interest; he disclaims beneficial ownership of those shares except to the extent of his pecuniary interest.
LAFFER ARTHUR B reported acquisition or exercise transactions in this Form 4 filing.
NexPoint Real Estate Finance director Arthur B. Laffer reported equity compensation activity. On April 2, 2026, he received a grant of 6,154 restricted stock units, each representing one share of common stock, scheduled to vest on April 2, 2027. On April 3, 2026, 5,518 previously granted restricted stock units vested and were settled into 5,518 shares of common stock at a stated price of $0.00 per share. After these transactions, he directly holds 65,009 shares of common stock.