Welcome to our dedicated page for NORTHPOINTE BANCSHARES SEC filings (Ticker: NPB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Northpointe Bancshares, Inc. (NYSE: NPB) SEC filings page provides access to the company’s official regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Northpointe Bancshares is a Michigan-incorporated bank holding company for Northpointe Bank, with its common stock listed on the New York Stock Exchange. Its filings offer detailed insight into the financial condition, governance structure, and capital activities of a regional bank focused on home loans and retail banking products.
Investors can use this page to review current and historical Forms 10-K and 10-Q (when available in the broader SEC record) for information on loan portfolios, including Mortgage Purchase Program ("MPP") and All-in-One ("AIO") home equity lines, net interest income, non-interest income from mortgage banking and servicing, deposit composition, asset quality, and risk management practices. Form 8-K filings play a prominent role for Northpointe, documenting material events such as quarterly earnings announcements, subordinated note offerings, preferred stock redemptions, board and committee appointments, corrections to previously communicated guidance, and employment agreements with key executives.
This page is also a resource for tracking capital structure changes and funding instruments. For example, a December 2025 Form 8-K describes the issuance of 7.50% Fixed-to-Floating Rate Subordinated Notes due 2035 under a Subordinated Note Purchase Agreement, intended to qualify as Tier 2 capital. Another Form 8-K reports the completion of the redemption of the company’s 8.25% Fixed-to-Floating Rate Non-Cumulative Perpetual Series A Preferred Stock, funded with proceeds from the subordinated notes and cash on hand.
In addition, filings include details on governance and executive compensation arrangements, such as the appointment of independent directors, changes in audit committee leadership, and employment agreements that outline base salary, incentive compensation tied to specific business units, and severance and change-in-control provisions. With AI-powered summaries and real-time updates from EDGAR, users can quickly understand the key points in lengthy documents, monitor new Form 4 insider transaction reports when available, and navigate Northpointe’s regulatory disclosures without reading every page in full.
Northpointe Bancshares director-related trusts reported small open-market sales of Common Stock. Trusts associated with David S. Hooker sold a total of 3,375 shares between June 5 and June 9 at prices around $17.52–$17.70 per share, and still hold more than 11,000 and 820,000 shares respectively after the transactions.
Northern Pontine Bancshares, Inc. (NPB) related trusts associated with David S. Hooker reported multiple proposed sales of Common Stock on Form 144. The filings list discrete resale transactions between 05/01/2026 and 06/09/2026, with individual lots ranging from 17 to 7,000 shares.
Trusts associated with David S. Hooker and Tanis S. Hooker reported multiple sales of Common Stock of Northpointe Bancshares Inc. The filing lists transactions on 05/01/2026, 06/02/2026, 06/05/2026, and 06/08/2026, including a 7,000-share sale on 05/01/2026 for $124,741.40.
Northern POINTE Bancshares filed a Rule 144 notice reporting proposed and recent resales of common stock by trusts associated with the estate of former control person David S. Hooker. The filing lists multiple transactions in May–June 2026 with specific share counts and cash amounts for each sale.
NORTHPOINTE BANCSHARES INC. reported Form 144 sale notices for controlled-share resales by entities tied to David S. Hooker and Tanis S. Hooker. The filing lists multiple private resale transactions of Common Stock on 05/01/2026, 06/02/2026, and 06/05/2026, with individual trades ranging from 17 to 7,000 shares.
The filings identify the sellers as DAVID S HOOKER TRUST and TANIS S HOOKER IRRE DISCRETIONARY TRUST and show gross proceeds per trade in dollars alongside share counts.
Northpointe Bancshares resale notice reports private resales of Common Stock identified as control securities by estates and trusts. The excerpt lists a 7,000-share sale on 05/01/2026 and smaller transactions of 500 shares on 05/01/2026 and 275 shares on 06/02/2026, with dollar amounts shown for each sale.
Northpointe Bancshares submitted a Rule 144 notice reporting proposed resales of Common Stock by trusts linked to the estate of a former control person. The filing lists two transactions on 05/01/2026: 500 shares (reporting value $8,910.10) and 7,000 shares (reporting value $124,741.40).
The filing describes these as private resales of control securities tied to David S. Hooker, with the original control resale date noted as 09/21/2017. No issuer proceeds or additional offering mechanics are disclosed in the excerpt.
Northpointe Bancshares executive vice president of national sales Amy M. Butler received a grant of 21,000 restricted stock units as equity compensation. These RSUs convert into common stock on a one-for-one basis and vest in three approximately equal annual installments on April 1 of 2027, 2028 and 2029.
NORTHPOINTE BANCSHARES INC reported that executive David J. Christel, President of the Mortgage Purchase Program, received a grant of 28,000 restricted stock units (RSUs). These RSUs are a form of equity compensation that convert into common stock on a one-for-one basis.
The RSUs vest in three approximately equal annual installments on April 1, 2027, April 1, 2028, and April 1, 2029. Following this grant, Christel holds 28,000 RSUs directly, which may become shares of common stock as they vest over time.
Williams Charles Alan reported acquisition or exercise transactions in this Form 4 filing.
Northpointe Bancshares Inc director, chairman, and CEO Charles Alan Williams reported a compensation-related equity grant. On April 1, 2026, he received 28,000 restricted stock units (RSUs), each convertible into one share of common stock. Following the grant, he holds 28,000 RSUs directly.
The RSUs vest in three approximately equal annual installments on April 1, 2027, 2028, and 2029, aligning his compensation with longer-term company performance rather than an immediate cash transaction.