The Northpointe Bancshares, Inc. (NYSE: NPB) SEC filings page provides access to the company’s official regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Northpointe Bancshares is a Michigan-incorporated bank holding company for Northpointe Bank, with its common stock listed on the New York Stock Exchange. Its filings offer detailed insight into the financial condition, governance structure, and capital activities of a regional bank focused on home loans and retail banking products.
Investors can use this page to review current and historical Forms 10-K and 10-Q (when available in the broader SEC record) for information on loan portfolios, including Mortgage Purchase Program ("MPP") and All-in-One ("AIO") home equity lines, net interest income, non-interest income from mortgage banking and servicing, deposit composition, asset quality, and risk management practices. Form 8-K filings play a prominent role for Northpointe, documenting material events such as quarterly earnings announcements, subordinated note offerings, preferred stock redemptions, board and committee appointments, corrections to previously communicated guidance, and employment agreements with key executives.
This page is also a resource for tracking capital structure changes and funding instruments. For example, a December 2025 Form 8-K describes the issuance of 7.50% Fixed-to-Floating Rate Subordinated Notes due 2035 under a Subordinated Note Purchase Agreement, intended to qualify as Tier 2 capital. Another Form 8-K reports the completion of the redemption of the company’s 8.25% Fixed-to-Floating Rate Non-Cumulative Perpetual Series A Preferred Stock, funded with proceeds from the subordinated notes and cash on hand.
In addition, filings include details on governance and executive compensation arrangements, such as the appointment of independent directors, changes in audit committee leadership, and employment agreements that outline base salary, incentive compensation tied to specific business units, and severance and change-in-control provisions. With AI-powered summaries and real-time updates from EDGAR, users can quickly understand the key points in lengthy documents, monitor new Form 4 insider transaction reports when available, and navigate Northpointe’s regulatory disclosures without reading every page in full.
Wellington Management filed an Amendment No. 2 to a Schedule 13G/A reporting beneficial ownership of 4,507,932 shares of Northpointe Bancshares, Inc. Common Stock, representing 13.07% of the class as shown on the cover pages.
The filing states these shares are owned of record by clients of Wellington investment advisers and that shared voting and dispositive power over 4,507,932 shares is held across Wellington entities. The filing identifies the CUSIP 66661N886 and includes the 03/31/2026 reference on the cover pages.
Northpointe Bancshares insider activity shows a new purchase tied to its chairman and CEO. A trust associated with Charles A. Williams, identified as the Charles A Williams TR Charles A Williams Trust, completed an open-market purchase of 25,000 shares of common stock at $17.0812 per share.
After this transaction, the trust held 2,312,650 shares indirectly, while Williams also reported 718,006 shares held indirectly through a 401(k) plan and 113,789 shares held directly. Two additional entries in the filing simply update these direct and 401(k) holdings and do not reflect new buy or sell transactions.
Northpointe Bancshares, Inc. reported stronger results for the quarter ended March 31, 2026. Total assets reached $7.40 billion, up from $7.02 billion at year-end, driven largely by growth in loans held for investment to $6.41 billion.
Net income rose to $22.2 million from $17.2 million a year earlier, with net income available to common stockholders of $21.7 million. Basic earnings per common share increased to $0.63, while diluted earnings per share were $0.62. Net interest income improved to $41.3 million, helped by higher loan interest, and the company recorded a small net benefit for credit losses.
Total deposits were $5.00 billion, including significant time deposits, and total borrowings rose to $1.63 billion. Stockholders’ equity increased to $590.0 million, supported by retained earnings and higher mortgage servicing rights, while credit quality metrics, including nonaccrual and past-due balances, remained manageable relative to the growing loan portfolio.
Northpointe Bancshares Chairman and CEO Charles Alan Williams, a ten percent owner, reported an indirect open-market purchase of common stock through the Charles A Williams Trust. On May 12, 2026, the trust bought 25,000 shares at $17.21 per share, bringing its reported holdings to 2,287,650 shares of common stock. The filing also shows Williams with 113,789 shares held directly and 718,006 shares held indirectly through a 401(k) plan.
Northpointe Bancshares, Inc. held its annual stockholder meeting by conference call on May 13, 2026. As of the March 19, 2026 record date, 34,494,116 common shares were outstanding and entitled to vote, with 29,309,147 shares represented by proxy at the meeting.
Stockholders elected eight directors to one-year terms expiring at the 2027 annual meeting. Support levels varied by nominee, with votes for ranging from 21,097,409 to 27,915,382 and broker non-votes of 1,375,890 for each director. Stockholders also ratified the appointment of RSM US LLP as independent registered public accounting firm for the fiscal year ending December 31, 2026, with 29,305,516 votes for, 3,387 against, and 244 abstentions.
Adage Capital Management, L.P. filed an Amendment No. 1 to a Schedule 13G reporting beneficial ownership of 2,601,503 shares of Northpointe Bancshares, Inc. Common Stock, equal to 7.54% of the class based on 34,494,116 shares outstanding as of March 27, 2026.
The filing shows the shares are held through Adage Capital Partners, L.P. and that the Reporting Persons (Adage, Robert Atchinson and Phillip Gross) report shared voting and shared dispositive power over the 2,601,503 shares. The amendment is signed on May 13, 2026.
Northpointe Bancshares director-related trusts sold shares in an open-market transaction. On May 1, entities associated with director David S. Hooker sold a combined 7,500 shares of Northpointe Bancshares common stock at $17.8202 per share in indirect, open-market sales.
Following these transactions, one trust held 11,500 shares and another held 827,879 shares of common stock, all reported as indirect ownership through the David S. Hooker Trust and the Tanis S. Hooker Discretionary Trust.
NORTHPOINTE BANCSHARES, INC. submitted a Form 144 notice for the private resale of 7,000 shares of Common Stock by the estate of former control person David S. Hooker.
The filing also lists a sale of 500 shares reported for Tanis S. Hooker Irrevocable Discretionary Trust on 05/01/2026.
Northpointe Bancshares (issuer) reported a resale filing under Form 144 for shares. The filing lists a sale of 7,000 shares realized on 05/01/2026 for $124,741.40. The record also shows a prior notation of 500 control shares tied to a private resale dated 09/21/2017.
Northpointe Bancshares, Inc. reported strong first quarter 2026 results, with net income to common stockholders of $21.7 million, or $0.62 per diluted share, up from $18.4 million and $0.52 in the prior quarter and $15.0 million and $0.49 a year earlier.
Returns were solid, as return on average assets was 1.28% and return on average equity was 15.32%, while return on average tangible common equity reached 15.71%. Tangible book value per share rose to $16.35, with book value per share at $17.10, supported by balance sheet growth and disciplined credit.
Assets grew to $7.40 billion at March 31, 2026, driven by loans held for investment of $6.41 billion, notably a $435.7 million increase in Mortgage Purchase Program balances and $28.0 million growth in All-in-One home equity loans. Total deposits increased to $5.00 billion, while non‑performing assets declined slightly and net charge‑offs remained low at $266,000. The board declared a quarterly cash dividend of $0.025 per share.