Welcome to our dedicated page for Noah Hldgs SEC filings (Ticker: NOAH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Noah Holdings Limited filings document a foreign private issuer with American depositary shares listed on the NYSE and ordinary shares listed on the Hong Kong Stock Exchange. The company’s Form 20-F and related reports cover its wealth management, asset management, insurance and comprehensive-service businesses for global Chinese high-net-worth clients, including product distribution, managed investment platforms, governance, risk factors and sustainability disclosures.
Recent 6-K reports include annual meeting circulars, ADS voting materials, proxy forms, dividend announcements, auditor and director-election matters, and mandates for share repurchases and issuances. The filing record also includes Hong Kong monthly returns and next-day disclosure returns that report movements in ordinary shares, treasury shares, public float confirmations, repurchases for cancellation and other capital-structure matters tied to the ADS and HKEX share framework.
NOAH HOLDINGS LTD insider activity shows an entity associated with Chief Executive Officer Zhe Yin exercising restricted stock units into additional ordinary shares. Yin Investment Co., Ltd., which holds shares for the benefit of Mr. Yin and his family through Safe Harbor Trust, acquired 740 ordinary shares following the conversion of RSUs.
The RSUs convert at a rate of ten ordinary shares per unit. This transaction relates to an award of 21,883 RSUs, of which 19,661 vested on December 29, 2023. The remaining 2,222 RSUs vest in equal monthly installments of 74 RSUs through June 29, 2026. After this activity, indirect holdings stand at 17,204,570 ordinary shares and 74 RSUs.
Noah Holdings director and 10% owner Jingbo (Norah) Wang, through Jing Investors Co., Ltd., exercised restricted stock units on May 29, 2026, converting them into 740 ordinary shares. These RSUs convert at ten ordinary shares per unit. After the transaction, her indirect holdings total 68,735,990 ordinary shares. The award covers 13,234 RSUs, with 11,012 units already vested and the remaining 2,222 units vesting in monthly installments of 74 RSUs until full vesting on June 29, 2026.
Noah Holdings Ltd chief financial officer Pan Qing reported a compensation-related equity transaction. On May 29, 2026, Pan Qing exercised restricted stock units (RSUs) that converted into 1,035 ordinary shares, with each RSU representing ten ordinary shares.
Following the transaction, Pan Qing directly owned 927,425 ordinary shares. The filing also notes an award of 6,383 RSUs, of which 3,272 RSUs vested on December 29, 2023, and the remaining RSUs vest in equal monthly installments of 103 RSUs and are scheduled to be fully vested on June 29, 2026.
Noah Holdings Limited reports Q1 2026 net revenues of RMB625.8 million, a 1.8% increase from a year earlier. Income from operations rose to RMB236.4 million, up 27.1%, lifting operating margin to 37.8% from 30.3%.
Despite stronger operating efficiency, net income attributable to shareholders declined 16.3% to RMB124.7 million, as losses from equity affiliates and lower investment income weighed on results. Domestic revenues grew 25.9% to RMB397.7 million, while overseas revenues fell 23.3% to RMB233.2 million, highlighting a shift toward mainland China. Transaction value rose 44.8% to RMB23.3 billion, and assets under management were RMB140.2 billion at March 31, 2026, supported by growing mutual fund and private secondary product activity.
Noah Holdings Limited plans to hold a Board meeting on May 27, 2026 (Hong Kong time) to consider and approve its unaudited financial results for the three months ended March 31, 2026 and their publication.
The company will announce these first quarter 2026 results at around 6:00 a.m. Hong Kong time on May 28, 2026 and will host a bilingual earnings conference call later that day, accessible by phone and via live and archived webcast on its investor relations website.
NOAH HOLDINGS LTD ownership disclosure: FIL Limited and affiliated entities report beneficial ownership of 33,476,330 shares of common stock, representing 9.9% of the class. The filing attributes sole dispositive power over 33,476,330 shares and sole voting power of 31,876,755 shares to the reporting persons. The Schedule 13G/A is filed as an amendment and references Exhibit 99 for subsidiary/agency detail and a 13d-1(k)(1) agreement.