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New Mountain Finance Corp SEC Filings

NMFCZ NASDAQ
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New Mountain Finance Corporation reported results from its 2026 Annual Meeting of Stockholders. As of the March 13, 2026 record date, 98,509,563 shares of common stock were outstanding and entitled to vote.

Stockholders elected three directors—Rome G. Arnold III, Daniel B. Hébert, and Steven B. Klinsky—to three-year terms expiring at the 2029 annual meeting. Each nominee received more votes “for” than “withheld,” with substantial broker non-votes recorded.

Stockholders also ratified the appointment of Deloitte & Touche LLP as NMFC’s independent registered public accounting firm for the fiscal year ending December 31, 2026, with 71,984,085 votes for, 1,201,914 against, and 513,579 abstentions.

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New Mountain Finance Corporation reported results from its 2026 Annual Meeting of Stockholders. As of the March 13, 2026 record date, 98,509,563 shares of common stock were outstanding and entitled to vote.

Stockholders elected three directors—Rome G. Arnold III, Daniel B. Hébert, and Steven B. Klinsky—to three-year terms expiring at the 2029 annual meeting. Each nominee received more votes “for” than “withheld,” with substantial broker non-votes recorded.

Stockholders also ratified the appointment of Deloitte & Touche LLP as NMFC’s independent registered public accounting firm for the fiscal year ending December 31, 2026, with 71,984,085 votes for, 1,201,914 against, and 513,579 abstentions.

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New Mountain Finance Corporation reported a net decrease in net assets from operations of $50.9 million for the quarter ended March 31, 2026, driven by significant realized and unrealized losses on investments.

Total investment income was $68.8 million, down from $85.7 million a year earlier, while net investment income of $30.6 million supported quarterly distributions of $0.32 per share. Net assets attributable to the company declined to $1.04 billion, and net asset value per share fell from $11.52 to $10.92, reflecting portfolio mark-downs and share repurchases of about 7.1 million shares.

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New Mountain Finance Corporation reported a net decrease in net assets from operations of $50.9 million for the quarter ended March 31, 2026, driven by significant realized and unrealized losses on investments.

Total investment income was $68.8 million, down from $85.7 million a year earlier, while net investment income of $30.6 million supported quarterly distributions of $0.32 per share. Net assets attributable to the company declined to $1.04 billion, and net asset value per share fell from $11.52 to $10.92, reflecting portfolio mark-downs and share repurchases of about 7.1 million shares.

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New Mountain Finance Corporation reported first quarter 2026 results, announced a cash distribution, and named an interim finance chief. Adjusted net investment income was $32.2 million, or $0.32 per weighted average share, matching the prior year on a per-share basis.

GAAP results showed a net loss of $50.9 million, or $(0.51) per share, driven by $81.4 million of net realized and unrealized losses, compared with net income of $23.4 million, or $0.22 per share, a year earlier. Net asset value per share declined to $10.92 from $11.52 as of December 31, 2025.

The company completed a roughly $470 million portfolio sale at 94% of December 31, 2025 fair value, repurchased about $66 million of stock at an average $8.01 per share, and expanded share repurchase authorization by $50 million. It declared a second quarter 2026 distribution of $0.25 per share, payable June 30, 2026 to holders of record on June 16, 2026. The board appointed Laura C. Holson as interim Chief Financial Officer and Treasurer effective May 29, 2026, while she continues as Chief Operating Officer.

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New Mountain Finance Corporation reported first quarter 2026 results, announced a cash distribution, and named an interim finance chief. Adjusted net investment income was $32.2 million, or $0.32 per weighted average share, matching the prior year on a per-share basis.

GAAP results showed a net loss of $50.9 million, or $(0.51) per share, driven by $81.4 million of net realized and unrealized losses, compared with net income of $23.4 million, or $0.22 per share, a year earlier. Net asset value per share declined to $10.92 from $11.52 as of December 31, 2025.

The company completed a roughly $470 million portfolio sale at 94% of December 31, 2025 fair value, repurchased about $66 million of stock at an average $8.01 per share, and expanded share repurchase authorization by $50 million. It declared a second quarter 2026 distribution of $0.25 per share, payable June 30, 2026 to holders of record on June 16, 2026. The board appointed Laura C. Holson as interim Chief Financial Officer and Treasurer effective May 29, 2026, while she continues as Chief Operating Officer.

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New Mountain Finance Corporation will hold its 2026 annual stockholder meeting as a fully virtual event on May 12, 2026 at 10:30 a.m. Eastern via webcast at www.virtualshareholdermeeting.com/NMFC2026. Stockholders of record at the close of business on March 13, 2026, when 98,509,563 common shares were outstanding, are entitled to vote.

Investors are asked to elect three Class III directors (Steven B. Klinsky, Daniel B. Hébert and Rome G. Arnold III) for terms expiring in 2029 and to ratify Deloitte & Touche LLP as independent auditor for the year ending December 31, 2026. The board, which is majority independent, recommends voting “FOR” all director nominees and the auditor ratification.

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New Mountain Finance Corporation will hold its 2026 annual stockholder meeting as a fully virtual event on May 12, 2026 at 10:30 a.m. Eastern via webcast at www.virtualshareholdermeeting.com/NMFC2026. Stockholders of record at the close of business on March 13, 2026, when 98,509,563 common shares were outstanding, are entitled to vote.

Investors are asked to elect three Class III directors (Steven B. Klinsky, Daniel B. Hébert and Rome G. Arnold III) for terms expiring in 2029 and to ratify Deloitte & Touche LLP as independent auditor for the year ending December 31, 2026. The board, which is majority independent, recommends voting “FOR” all director nominees and the auditor ratification.

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New Mountain Finance Corporation reported that its Board of Directors has received and accepted the resignation of Kris Corbett as Chief Financial Officer and Treasurer. He will remain in both roles until a successor is in place, with the transition expected to be completed by May 29, 2026. The company states that, in submitting his resignation, Mr. Corbett did not express any disagreement regarding its operations, policies, or practices, indicating an orderly leadership change rather than a dispute-driven departure.

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New Mountain Finance Corporation reported that its Board of Directors has received and accepted the resignation of Kris Corbett as Chief Financial Officer and Treasurer. He will remain in both roles until a successor is in place, with the transition expected to be completed by May 29, 2026. The company states that, in submitting his resignation, Mr. Corbett did not express any disagreement regarding its operations, policies, or practices, indicating an orderly leadership change rather than a dispute-driven departure.

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New Mountain Finance Corp director and 10% owner Steven B. Klinsky reported a net purchase of 500,000 shares of Common Stock in open-market transactions at $8.05 per share on March 10 and 11, 2026. These shares are held indirectly through various trusts and related entities, and the filing notes that Klinsky disclaims beneficial ownership except for his pecuniary interest. The Form 4 also lists updated direct and indirect share balances for multiple trusts and family-related accounts.

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New Mountain Finance Corp director and 10% owner Steven B. Klinsky reported a net purchase of 500,000 shares of Common Stock in open-market transactions at $8.05 per share on March 10 and 11, 2026. These shares are held indirectly through various trusts and related entities, and the filing notes that Klinsky disclaims beneficial ownership except for his pecuniary interest. The Form 4 also lists updated direct and indirect share balances for multiple trusts and family-related accounts.

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New Mountain Finance Corporation’s chairman and related trusts reported increased ownership in the company’s common stock. Steven B. Klinsky and affiliated trusts now beneficially own 12,330,153.91 shares, or 12.52% of the outstanding common stock, including holdings by several 2024 revocable trusts and long-term family trusts.

Between March 3 and March 11, 2026, Klinsky and his trusts acquired an aggregate 1,175,273 shares through open‑market purchases and the company’s dividend reinvestment plan, funded with his personal (non‑borrowed) capital. Co‑reporting person Adam B. Weinstein holds 738,856.32 shares, or 0.75% of the common stock, and did not purchase additional shares in this period.

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New Mountain Finance Corporation’s chairman and related trusts reported increased ownership in the company’s common stock. Steven B. Klinsky and affiliated trusts now beneficially own 12,330,153.91 shares, or 12.52% of the outstanding common stock, including holdings by several 2024 revocable trusts and long-term family trusts.

Between March 3 and March 11, 2026, Klinsky and his trusts acquired an aggregate 1,175,273 shares through open‑market purchases and the company’s dividend reinvestment plan, funded with his personal (non‑borrowed) capital. Co‑reporting person Adam B. Weinstein holds 738,856.32 shares, or 0.75% of the common stock, and did not purchase additional shares in this period.

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New Mountain Finance Corp director and 10% owner Steven B. Klinsky reported indirect open-market purchases of a total of 237,873 shares of the company’s common stock at a price of $8.10 per share on March 5, 2026.

The purchases were made through entities associated with him, including various trusts such as the Steven B. Klinsky 2008 Long Term Trust, the Steven B. Klinsky Non-GST Exempt Trust, and several 2024 Revocable Trusts. The filing notes that he disclaims beneficial ownership of many of these indirectly held shares except to the extent of his pecuniary interest, and it also references shares previously acquired under the dividend reinvestment plan.

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New Mountain Finance Corp director and 10% owner Steven B. Klinsky reported indirect open-market purchases of a total of 237,873 shares of the company’s common stock at a price of $8.10 per share on March 5, 2026.

The purchases were made through entities associated with him, including various trusts such as the Steven B. Klinsky 2008 Long Term Trust, the Steven B. Klinsky Non-GST Exempt Trust, and several 2024 Revocable Trusts. The filing notes that he disclaims beneficial ownership of many of these indirectly held shares except to the extent of his pecuniary interest, and it also references shares previously acquired under the dividend reinvestment plan.

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New Mountain Finance Corp director David Ogens reported open-market purchases of the company's common stock. On March 3, 2026, he bought 10,100 shares at an average price of $7.87 per share and 2,400 shares at $7.86 per share, for a total of 12,500 shares acquired. Following these transactions, his directly owned holdings rose to 241,556 shares. He also reports 16,000 shares held indirectly through trusts benefiting family members, reflecting additional exposure via a family trust structure.

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New Mountain Finance Corp director David Ogens reported open-market purchases of the company's common stock. On March 3, 2026, he bought 10,100 shares at an average price of $7.87 per share and 2,400 shares at $7.86 per share, for a total of 12,500 shares acquired. Following these transactions, his directly owned holdings rose to 241,556 shares. He also reports 16,000 shares held indirectly through trusts benefiting family members, reflecting additional exposure via a family trust structure.

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New Mountain Finance Corporation received an updated Schedule 13D/A from long-time investor Steven B. Klinsky, several related trusts, and Adam B. Weinstein, reflecting increased share ownership. Klinsky now beneficially owns 11,154,880.91 shares of common stock, representing 11.01% of the outstanding class, through direct holdings and multiple trusts.

From November 26, 2024 through March 2, 2026, Klinsky and his related trusts acquired an additional 745,622.68 shares, while Weinstein bought 186,321.82 shares, using personal funds via open-market purchases and the company’s dividend reinvestment plan. The filing states they bought the shares because they viewed them as an attractive investment opportunity.

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New Mountain Finance Corporation received an updated Schedule 13D/A from long-time investor Steven B. Klinsky, several related trusts, and Adam B. Weinstein, reflecting increased share ownership. Klinsky now beneficially owns 11,154,880.91 shares of common stock, representing 11.01% of the outstanding class, through direct holdings and multiple trusts.

From November 26, 2024 through March 2, 2026, Klinsky and his related trusts acquired an additional 745,622.68 shares, while Weinstein bought 186,321.82 shares, using personal funds via open-market purchases and the company’s dividend reinvestment plan. The filing states they bought the shares because they viewed them as an attractive investment opportunity.

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FAQ

How many New Mountain Finance (NMFCZ) SEC filings are available on StockTitan?

StockTitan tracks 29 SEC filings for New Mountain Finance (NMFCZ), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for New Mountain Finance (NMFCZ)?

The most recent SEC filing for New Mountain Finance (NMFCZ) was filed on May 15, 2026.