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NINEQ SEC Filings

NINEQ NYSE

Welcome to our dedicated page for NINEQ SEC filings (Ticker: NINEQ), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on NINEQ's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into NINEQ's regulatory disclosures and financial reporting.

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Schmidt Heather reported acquisition or exercise transactions in this Form 4 filing.

Nine Energy Service, Inc. reported that officer Heather Schmidt received an equity grant in the form of 33,333 time-based restricted stock units representing common stock at a stated price of $0.00 per share. These units vest in three equal installments beginning on the first anniversary of the vesting commencement date, conditioned on her continued employment through each vesting date. Following this award, she directly holds 72,222 shares of common stock, reflecting her updated equity position with the company.

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Schmidt Heather reported acquisition or exercise transactions in this Form 4 filing.

Nine Energy Service, Inc. reported that officer Heather Schmidt received an equity grant in the form of 33,333 time-based restricted stock units representing common stock at a stated price of $0.00 per share. These units vest in three equal installments beginning on the first anniversary of the vesting commencement date, conditioned on her continued employment through each vesting date. Following this award, she directly holds 72,222 shares of common stock, reflecting her updated equity position with the company.

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Nine Energy Service appointed Heather Schmidt as its permanent Chief Financial Officer and principal financial officer, effective May 22, 2026, after serving in the role on an interim basis. She has been with the company since 2012 in senior strategic and investor relations roles.

Her amended and restated employment agreement sets a base salary of $425,000 and a target annual bonus equal to 75% of base salary. She also received long-term incentives: time-based RSUs with a target value of $300,000 vesting over three years, and a performance-based cash award with a $300,000 target tied to relative total shareholder return over three annual periods, with a maximum payout of 200% of target. The agreement includes severance and enhanced benefits for certain terminations, including higher severance if a qualifying termination occurs within 24 months after a change in control.

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Nine Energy Service appointed Heather Schmidt as its permanent Chief Financial Officer and principal financial officer, effective May 22, 2026, after serving in the role on an interim basis. She has been with the company since 2012 in senior strategic and investor relations roles.

Her amended and restated employment agreement sets a base salary of $425,000 and a target annual bonus equal to 75% of base salary. She also received long-term incentives: time-based RSUs with a target value of $300,000 vesting over three years, and a performance-based cash award with a $300,000 target tied to relative total shareholder return over three annual periods, with a maximum payout of 200% of target. The agreement includes severance and enhanced benefits for certain terminations, including higher severance if a qualifying termination occurs within 24 months after a change in control.

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Nine Energy Service director Jerome D. Hall Jr. received an equity award in the form of 27,778 shares of common stock on May 18, 2026. The award is structured as time-based restricted stock units that carry no cash exercise price.

These restricted stock units are scheduled to vest on June 30, 2027, as long as Hall continues serving through that date. If he is up for re-election at the company’s next annual meeting and is not elected to remain on the board, the units will fully vest on that annual meeting date instead. Following this grant, Hall reports beneficial ownership of 27,778 shares directly.

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Nine Energy Service director Jerome D. Hall Jr. received an equity award in the form of 27,778 shares of common stock on May 18, 2026. The award is structured as time-based restricted stock units that carry no cash exercise price.

These restricted stock units are scheduled to vest on June 30, 2027, as long as Hall continues serving through that date. If he is up for re-election at the company’s next annual meeting and is not elected to remain on the board, the units will fully vest on that annual meeting date instead. Following this grant, Hall reports beneficial ownership of 27,778 shares directly.

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Nine Energy Service, Inc. reported that officer Luz S. Brett acquired a grant of 38,889 shares of common stock in the form of time-based restricted stock units at no purchase price. These units will vest in three equal installments beginning on the first anniversary of the vesting commencement date, subject to her continued employment through each vesting date. Following this grant, she is reported as directly holding 38,889 shares.

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Nine Energy Service, Inc. reported that officer Luz S. Brett acquired a grant of 38,889 shares of common stock in the form of time-based restricted stock units at no purchase price. These units will vest in three equal installments beginning on the first anniversary of the vesting commencement date, subject to her continued employment through each vesting date. Following this grant, she is reported as directly holding 38,889 shares.

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Schmidt Heather reported acquisition or exercise transactions in this Form 4 filing.

Nine Energy Service, Inc. reported that officer Heather Schmidt received an equity grant of 38,889 shares of common stock as a grant or award. These are time-based restricted stock units that vest in three equal installments starting on the first anniversary of the vesting commencement date, subject to her continued employment. Following this grant, she holds 38,889 common shares directly, reflecting a compensation-related equity award rather than a market purchase.

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Schmidt Heather reported acquisition or exercise transactions in this Form 4 filing.

Nine Energy Service, Inc. reported that officer Heather Schmidt received an equity grant of 38,889 shares of common stock as a grant or award. These are time-based restricted stock units that vest in three equal installments starting on the first anniversary of the vesting commencement date, subject to her continued employment. Following this grant, she holds 38,889 common shares directly, reflecting a compensation-related equity award rather than a market purchase.

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Hawks Carney reported acquisition or exercise transactions in this Form 4 filing.

Nine Energy Service director Hawks Carney received an equity award in the form of restricted stock units. The Form 4 reports a grant of 41,667 shares of common stock at no purchase price, increasing his directly held position to 41,667 shares.

The footnote explains these are time-based restricted stock units scheduled to vest on June 30, 2027, if he continues serving through that date. If he stands for re-election at the next annual shareholder meeting and is not elected to remain on the board, the units will instead fully vest on that meeting date.

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Hawks Carney reported acquisition or exercise transactions in this Form 4 filing.

Nine Energy Service director Hawks Carney received an equity award in the form of restricted stock units. The Form 4 reports a grant of 41,667 shares of common stock at no purchase price, increasing his directly held position to 41,667 shares.

The footnote explains these are time-based restricted stock units scheduled to vest on June 30, 2027, if he continues serving through that date. If he stands for re-election at the next annual shareholder meeting and is not elected to remain on the board, the units will instead fully vest on that meeting date.

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Willis Darryl Keith reported acquisition or exercise transactions in this Form 4 filing.

Nine Energy Service, Inc. director Willis Darryl Keith received a grant of 27,778 shares of Common Stock in the form of time-based restricted stock units, recorded at a price of $0.00 per share as a compensation award.

These restricted stock units will vest on June 30, 2027, provided he continues serving through that date. If he is nominated for re-election at the next annual stockholders’ meeting and is not elected to remain on the board, the units will fully vest on that meeting date. Following this grant, he holds 27,778 shares directly.

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Willis Darryl Keith reported acquisition or exercise transactions in this Form 4 filing.

Nine Energy Service, Inc. director Willis Darryl Keith received a grant of 27,778 shares of Common Stock in the form of time-based restricted stock units, recorded at a price of $0.00 per share as a compensation award.

These restricted stock units will vest on June 30, 2027, provided he continues serving through that date. If he is nominated for re-election at the next annual stockholders’ meeting and is not elected to remain on the board, the units will fully vest on that meeting date. Following this grant, he holds 27,778 shares directly.

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Fox Ann G reported acquisition or exercise transactions in this Form 4 filing.

Nine Energy Service, Inc. reported that director and officer Ann G. Fox received an equity award of 331,111 shares of Common Stock on May 18, 2026. The award is in the form of time-based restricted stock units granted at $0.00 per share, reflecting compensation rather than a market purchase.

The restricted stock units will vest in three equal installments, beginning on the first anniversary of the applicable vesting commencement date, if Fox remains employed through each vesting date. Following this grant, her directly held Common Stock position reported in this filing is 331,111 shares, indicating this award establishes her disclosed ownership level here.

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Fox Ann G reported acquisition or exercise transactions in this Form 4 filing.

Nine Energy Service, Inc. reported that director and officer Ann G. Fox received an equity award of 331,111 shares of Common Stock on May 18, 2026. The award is in the form of time-based restricted stock units granted at $0.00 per share, reflecting compensation rather than a market purchase.

The restricted stock units will vest in three equal installments, beginning on the first anniversary of the applicable vesting commencement date, if Fox remains employed through each vesting date. Following this grant, her directly held Common Stock position reported in this filing is 331,111 shares, indicating this award establishes her disclosed ownership level here.

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BARTELS PATRICK J JR reported acquisition or exercise transactions in this Form 4 filing.

Nine Energy Service director Patrick J. Bartels Jr. received a grant of 27,778 shares of common stock in the form of time-based restricted stock units. These RSUs were awarded at no cash cost to him and represent his current direct holdings after the transaction.

The restricted stock units are scheduled to vest on June 30, 2027, as long as he continues to serve through that date. If he stands for re-election at the next annual shareholder meeting and is not elected, the units will fully vest on that meeting date.

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BARTELS PATRICK J JR reported acquisition or exercise transactions in this Form 4 filing.

Nine Energy Service director Patrick J. Bartels Jr. received a grant of 27,778 shares of common stock in the form of time-based restricted stock units. These RSUs were awarded at no cash cost to him and represent his current direct holdings after the transaction.

The restricted stock units are scheduled to vest on June 30, 2027, as long as he continues to serve through that date. If he stands for re-election at the next annual shareholder meeting and is not elected, the units will fully vest on that meeting date.

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Crombie David reported acquisition or exercise transactions in this Form 4 filing.

Nine Energy Service, Inc. reported that officer David Crombie received an equity grant linked to the company’s common stock. The award covers 136,111 shares, reported at a price of $0.0000 per share, and represents his entire directly held position after the transaction.

According to the footnote, this grant consists of time-based restricted stock units that will vest in three equal installments, beginning on the first anniversary of the applicable vesting commencement date. Each installment requires Mr. Crombie’s continued employment through the relevant vesting date for the units to fully vest.

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Crombie David reported acquisition or exercise transactions in this Form 4 filing.

Nine Energy Service, Inc. reported that officer David Crombie received an equity grant linked to the company’s common stock. The award covers 136,111 shares, reported at a price of $0.0000 per share, and represents his entire directly held position after the transaction.

According to the footnote, this grant consists of time-based restricted stock units that will vest in three equal installments, beginning on the first anniversary of the applicable vesting commencement date. Each installment requires Mr. Crombie’s continued employment through the relevant vesting date for the units to fully vest.

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FAQ

How many NINEQ (NINEQ) SEC filings are available on StockTitan?

StockTitan tracks 79 SEC filings for NINEQ (NINEQ), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for NINEQ (NINEQ)?

The most recent SEC filing for NINEQ (NINEQ) was filed on May 22, 2026.