Welcome to our dedicated page for Nicola Mining SEC filings (Ticker: NICM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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Nicola Mining Inc. filed its Annual Report on Form 40-F for the fiscal year ended December 31, 2025, incorporating an Annual Information Form, audited IFRS financial statements, and MD&A by reference. The report states 210,614,380 common stock outstanding as of the close of the period. Management (CEO and CFO) concluded that the company’s disclosure controls and internal control over financial reporting were effective as of December 31, 2025. The company qualifies as an emerging growth company and therefore did not include an auditor attestation under Section 404(b). The filing discloses auditor fees, the audit committee composition and the adoption of a Clawback Policy.
Nicola Mining Inc. ownership disclosure: Citadel-affiliated entities and Kenneth Griffin report shared beneficial ownership of Nicola Mining Inc. common shares represented by American Depositary Shares (each ADS = 12 common shares).
The filing shows Citadel Advisors LLC, Citadel Advisors Holdings LP and Citadel GP LLC each report 16,832,952 shares (reported as 7.0% of the class). Citadel Securities LLC reports 180,339 shares (0.1%) and related Citadel securities entities report 493,839 shares (0.2%). Kenneth Griffin is reported with 17,326,791 shares (7.2%). The filing cites 240,251,392 Shares outstanding comprised of 229,088,596 Shares outstanding as of April 17, 2026 and 11,162,796 Shares issuable upon conversion of certain warrants.