Welcome to our dedicated page for NewtekOne SEC filings (Ticker: NEWT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to NewtekOne, Inc. (NASDAQ: NEWT) SEC filings, offering a detailed view of how the financial holding company reports its activities as a provider of business and financial solutions to independent business owners. Through its filings, NewtekOne discloses information on banking operations, lending programs, capital structure, and listed securities.
Annual reports (Form 10-K) and quarterly reports (Form 10-Q) typically contain discussions of NewtekOne’s business model, including banking through Newtek Bank, N.A., SBA Lending Solutions, Alternative Loan Program (ALP) loans, electronic payment processing, accounts receivable and inventory financing, insurance solutions, payroll and benefits services, and technology offerings delivered via Intelligent Protection Management Corp. These reports also describe risk factors, segment information, and other data relevant to evaluating the company.
Current reports on Form 8-K document material events such as earnings releases, share repurchase authorizations, changes in credit facilities, preferred stock and depositary share offerings, and exchange offers for outstanding notes. Recent 8-K filings identify NewtekOne’s listed securities on the Nasdaq Global Market, including its common stock (NEWT), multiple series of notes (NEWTZ, NEWTI, NEWTG, NEWTH), and depositary shares representing interests in its 8.500% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series B (NEWTP).
Investors interested in capital structure and financing can review filings related to preferred stock designations, depositary share offerings, credit and guaranty agreements for subsidiaries such as Newtek Merchant Solutions, and securities purchase and exchange agreements with institutional investors. These documents explain how NewtekOne raises capital, refinances obligations, and manages its mix of equity, preferred stock, and debt.
On Stock Titan, NewtekOne filings are updated from the SEC’s EDGAR system and accompanied by AI-powered summaries that highlight key points, such as changes in capital programs, new securities offerings, or significant lending and securitization developments. Users can quickly scan 10-Ks, 10-Qs, and 8-Ks, and review information on listed notes and depositary shares, while also accessing insider and capital-related disclosures where applicable.
NewtekOne, Inc. reported strong results for the quarter ended March 31, 2026, with basic and diluted EPS of $0.43, up from $0.36 and $0.35 in the prior-year quarter. Net income available to common shareholders rose to $12.3 million from $9.0 million.
Book value per common share reached $12.36, while tangible book value per common share was $11.85, both showing double‑digit year-over-year growth. Net interest income increased to $17.2 million, and net income before taxes climbed to about $17.1 million, up 46.7% from the prior year.
Newtek Bank’s deposits nearly doubled year-over-year to almost $1.9 billion, with business and consumer balances each showing strong growth. The company closed a $295 million securitization backed by $342 million of C&I long‑amortizing loans and retired $95 million of fixed‑rate senior unsecured notes, while maintaining solid profitability metrics including a 1.96% ROAA and 14.8% ROTCE.
NewtekOne, Inc. disclosed that two wholly owned subsidiaries entered into a new Term Loan Agreement under which D2 Asset Based Credit Partners, LP extended a term loan with an aggregate principal amount of $20,000,000.
The loan may be increased by an additional $10,000,000 if certain lender consents and other conditions in the agreement are satisfied. The loan matures on April 28, 2029. A subsidiary pledged certain loans and equity interests as collateral, and NewtekOne guaranteed the prompt and unconditional payment of all borrower obligations. NewtekOne may receive all or part of the loan proceeds via dividend from a subsidiary for general corporate purposes.
NewtekOne, Inc. is asking shareholders to vote at its June 12, 2026 annual meeting in Boca Raton. Investors will elect two directors to terms running to 2029, ratify RSM US LLP as independent auditor for 2026, and cast an advisory vote on executive pay.
Shareholders of record on April 24, 2026, when 28,831,491 common shares were outstanding, may vote by mail, phone, internet or in person. Patriot Financial Group beneficially owns 2,307,692 shares, or 8.0%, and BlackRock, Inc. holds 1,793,129 shares, or 6.2%.
The proxy details board composition, committee structure and director compensation, including $140,000 in 2025 cash fees plus $25,000 in restricted stock for non-employee directors. CEO Barry Sloane’s 2025 total compensation was $1,000,000, about 10.53 times the median employee’s $95,000.
NewtekOne, Inc. reported a record 961 loan originations in the first quarter of 2026, a 40% increase over the first quarter of 2025. Dollar volume of first-quarter 2026 loan originations was approximately $391 million, up from $366 million a year earlier.
Management attributed the growth to enhancements in the loan origination process, including expanded use of AI and the launch of the Newtek Seven Day Business LoanTM. In March 2026 alone, the company originated 500 loans, up from 287 in March 2025, with dollar volume rising to roughly $230 million from $172 million.
NewtekOne believes these technological advances reduce time and cost to close loans while supporting deposit gathering and higher-quality credits. The company reaffirmed its first-quarter EPS guidance range of $0.37–$0.47 and full-year 2026 EPS guidance range of $2.15–$2.55.
NewtekOne, Inc. renewed one-year employment agreements for key leaders, including CEO and President Barry Sloane, Chief Legal Officer Michael A. Schwartz, CFO Frank DeMaria, and Newtek Bank, N.A. President Peter Downs.
The agreements for Downs, Schwartz, and DeMaria now provide a Non-renewal Payment equal to one year of base compensation if their contracts are not renewed. All other terms of these agreements, as well as Barry Sloane’s employment agreement and the existing Change in Control Agreements, remain unchanged from versions previously filed in earlier reports.
The Vanguard Group filed Amendment No. 1 to a Schedule 13G/A reporting 0% beneficial ownership — 0 shares — of NewtekOne Inc common stock. The amendment states that on January 12, 2026 Vanguard completed an internal realignment that disaggregated certain subsidiaries' holdings, and those subsidiaries will report separately in reliance on SEC Release No. 34-39538.
The filing is signed by Ashley Grim as Head of Global Fund Administration on March 27, 2026.
NewtekOne, Inc. entered into a Securities Distribution Agreement that allows it to sell up to $50,000,000 aggregate principal and liquidation preference of certain debt securities and depositary shares in at-the-market offerings through designated placement agents.
The program covers its 8.50% and 8.625% Fixed Rate Senior Notes due 2029, 8.50% Fixed Rate Senior Notes due 2031, and depositary shares representing a 1/40th interest in 8.500% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock. Sales may be made on Nasdaq Global Market or through other permitted methods under an effective shelf registration statement and related prospectus supplement.
NewtekOne, Inc. announced that its board declared a quarterly cash dividend of $0.19 per share on its outstanding common stock. The dividend will be paid on April 1, 2026 to shareholders of record on March 24, 2026.
The board also declared a dividend on the Company’s 8.500% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series B of $21.25 per Preferred Share, or $0.53125 per depositary share, also payable on April 1, 2026 to holders of record on March 24, 2026.
NewtekOne, Inc. proposes an at-the-market registration to offer up to $50,000,000 aggregate principal amount or liquidation preference of Notes and Depositary Shares.
The program permits sales from time to time of 8.50% Fixed-Rate Reset Preferred Stock depositary shares, 8.50% and 8.625% Fixed Rate Senior Notes due 2029, and/or 8.50% Fixed Rate Senior Notes due 2031 through B. Riley, Compass Point and Roth Capital as placement agents. Placement Agents will receive a 2.00% commission on gross sales. Net proceeds are intended for general corporate purposes; if the full $50,000,000 is sold, estimated net proceeds are approximately $48,800,000 after fees and expenses.
NewtekOne, Inc. files its annual report describing its transition into a technology-enabled financial holding company centered on Newtek Bank and SBA-focused lending. The company targets small and medium businesses with SBA 7(a), SBA 504, C&I and CRE loans, plus payments, payroll and insurance services branded under Newtek and NewtekOne.
Newtek Bank is a digital, branchless bank that grew deposits to over $1.4 billion as of December 31, 2025, using high-yield savings, CDs and business checking. As of the last business day of its second fiscal quarter of 2025, non‑affiliate equity market value was approximately $276.5 million, based on a share price of $11.28.
The SBA 7(a) platform originated $767.8 million in 2025, down from $943.0 million in 2024, reflecting impacts from a U.S. government shutdown and SBA program changes. As of December 31, 2025, the SBA 7(a) portfolio included 8,431 loans across all 50 states and 82 industries. As of February 10, 2026, Newtek Bank ranked as the third‑largest SBA 7(a) lender in the U.S. by dollar approval volume, with over $355 million in approvals during the SBA’s 2026 fiscal year.
The filing also explains Newtek’s NewTracker and Newtek Advantage technology platforms, details its ALP conventional lending and securitization history, and outlines extensive regulatory oversight by the Federal Reserve, OCC, FDIC and SBA. As of March 9, 2026, there were 28,831,491 common shares outstanding.