Welcome to our dedicated page for Nasdaq SEC filings (Ticker: NDAQ), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Nasdaq, Inc. filings document governance, financial results, capital actions and registered securities for a public market-technology operator. Recent 8-K reports cover quarterly and annual results, Regulation FD presentation materials, dividend declarations, amendments to charter and bylaw provisions, and tender offers involving outstanding senior notes.
The company’s proxy materials describe board matters, shareholder voting items, executive compensation and equity awards. Cover-page disclosures identify Nasdaq common stock and listed senior notes, including securities registered on The Nasdaq Stock Market and related Nasdaq trading venues.
Nelson Griggs, President of Capital Access Platforms at Nasdaq, Inc., reported an open-market sale of 5,093 shares of common stock at $92.62 per share on May 18, 2026. After this transaction, he directly holds 233,798 shares. Footnote disclosures also list sizeable restricted stock and performance stock unit awards, with a substantial portion already vested.
NDAQ files a Form 144 notice of proposed resale of restricted common stock through a broker-dealer. The filing lists proposed sales handled by Morgan Stanley Smith Barney LLC and specifies proposed lot dates and share counts: 1,499 shares dated 04/03/2025, 2,095 shares dated 04/01/2026, and 1,499 shares dated 04/03/2026. The filing names the securities as Restricted Stock and identifies Morgan Stanley Smith Barney LLC as the broker-dealer.
NASDAQ, Inc. investor Massachusetts Financial Services Company reports beneficial ownership of 29,060,440 shares of Common Stock, representing 5.1% as of 03/31/2026. The filing shows sole voting power over 28,366,895 shares and sole dispositive power over 29,060,440 shares.
NASDAQ, INC. executive vice president and CIO Bradley J. Peterson sold 7,710 shares of common stock in an open-market transaction at $90.82 per share on April 28, 2026. After this sale, he holds a total of 141,035 shares and units tied to NASDAQ equity.
These holdings consist of 64,377 shares or units of restricted stock, 71,618 shares of common stock underlying performance stock units, and 5,040 shares purchased under the employee stock purchase plan. A large portion of the restricted stock and PSUs is already vested.
Vanguard Capital Management reported beneficial ownership of 35,762,865 shares of Nasdaq Inc Common Stock, representing 6.29% of the class. The filing shows Vanguard has sole dispositive power over 35,762,865 shares and sole voting power for 4,525,057 shares. The Schedule 13G is signed by Ashley Grim and dated 04/30/2026.
NASDAQ, INC. executive Tal Cohen, President of Market Platforms, reported an open-market sale of Common Stock. On April 27, 2026, he sold 15,518 shares at a weighted average price of $90.75 per share.
After the transaction, Cohen directly held 215,208 shares, including restricted stock, performance stock units and shares purchased under the employee stock purchase plan, as described in the footnotes.
Morgan Stanley Smith Barney LLC submitted a Form 144 notice related to proposed sales of Common stock listed on NASDAQ. The filing lists proposed disposals including 3,500 performance shares (02/11/2026) and restricted stock lots of 1,074, 1,571, and 1,565 with respective dates. The filing date shown is 04/28/2026.
NASDAQ, INC. senior vice president, controller and principal accounting officer Michelle Lynn Daly reported two open-market sales of common stock. On April 24, 2026, she sold 129 shares at $88.85 per share and 1,194 shares at $88.82 per share, for a total of 1,323 shares sold.
Following these transactions, she continues to hold more than 10,000 shares of Nasdaq common stock directly. A footnote states additional interests consisting of 6,787 unvested restricted stock or units, 1,764 unvested performance share units, and 1,538 shares purchased under the company’s employee stock purchase plan.
Nasdaq, Inc. is asking shareholders to elect 12 directors, approve 2025 executive pay on an advisory basis, and ratify Ernst & Young LLP as independent auditor for 2026 at its virtual annual meeting on June 10, 2026.
The company highlights 2025 as a year of strong organic growth, with net revenue of $5.2 billion, surpassing $5 billion for the first time, and Solutions revenue exceeding $4 billion. Exchange-traded product AUM reached $882 billion at December 31, 2025, with $99 billion in net inflows over the prior 12 months, and listings delivered a record $1.2 trillion in market value from listing transfers.
Nasaq increased its quarterly dividend by 13% to $0.27 per share, repaid $826 million of debt, and returned more than $1.2 billion to shareholders through dividends and buybacks. The proxy emphasizes AI-enabled product innovation, integration of the Adenza acquisition, new initiatives such as SEC‑approved tokenized equity trading and proposed 23/5 trading, and a 92% independent, highly refreshed Board with a Lead Independent Director and strong governance practices, including proxy access and majority voting.