Welcome to our dedicated page for Nasdaq SEC filings (Ticker: NDAQ), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Nasdaq, Inc. filings document governance, financial results, capital actions and registered securities for a public market-technology operator. Recent 8-K reports cover quarterly and annual results, Regulation FD presentation materials, dividend declarations, amendments to charter and bylaw provisions, and tender offers involving outstanding senior notes.
The company’s proxy materials describe board matters, shareholder voting items, executive compensation and equity awards. Cover-page disclosures identify Nasdaq common stock and listed senior notes, including securities registered on The Nasdaq Stock Market and related Nasdaq trading venues.
Nasdaq, Inc. reported the results of its 2026 Annual Meeting of Shareholders held on June 10, 2026. Shareholders elected all twelve director nominees to serve until the 2027 Annual Meeting and until their successors are elected and qualified.
Investors also approved the company’s executive compensation on an advisory basis and ratified Ernst & Young LLP as Nasdaq’s independent registered public accounting firm for the fiscal year ending December 31, 2026. The reported vote totals exclude excess shares that were ineligible to vote under the 5% voting limitation in Nasdaq’s Amended and Restated Certificate of Incorporation.
Innax AB, an entity associated with Investor AB, bought 56,782 shares of NASDAQ, Inc. common stock in an open-market transaction. The weighted average purchase price was $85.98 per share, with individual trades ranging from $85.81 to $86.00 per share.
After this purchase, Innax AB held 58,439,208 NASDAQ, Inc. shares indirectly. Investor AB is the sole shareholder of Innax AB, and the reporting persons state they disclaim beneficial ownership of each other’s holdings except to the extent of their pecuniary interest.
NASDAQ, INC. executive vice president and chief people officer Bryan Everard Smith sold 3,000 shares of common stock on June 11, 2026 in an open‑market transaction at an average price of $86.91 per share.
After the sale, he directly holds 71,944 shares, consisting of 22,563 restricted stock or units, 44,758 performance stock units and 4,623 shares purchased through the employee stock purchase plan. The sale was executed under a pre‑arranged Rule 10b5‑1(c) trading plan adopted on March 12, 2026.
NASDAQ, INC. director Paul Holden Spaht Jr. reported an equity compensation grant tied to the company’s stock. He acquired 2,998 Restricted Stock Units (RSUs), each representing a contingent right to receive one share of common stock, with all of these RSUs vesting on June 10, 2027. After this grant, he is shown as holding 13,399 RSUs under Nasdaq’s Equity Incentive Plan, of which 10,401 are already vested as of the filing date. The RSUs are held by the reporting person for the benefit of Thoma Bravo, L.P., and he disclaims beneficial ownership of these restricted shares.
YABUKI JEFFERY W reported acquisition or exercise transactions in this Form 4 filing.
NASDAQ, INC. director Jeffery W. Yabuki reported an equity compensation award rather than an open-market trade. He received 4,612 Restricted Stock Units (RSUs) of common stock at no cost under Nasdaq's Equity Incentive Plan.
The entire RSU grant vests on June 10, 2027. After this award, he holds 22,959 RSUs in total, of which 18,347 are already vested, plus 60 common shares held indirectly through a revocable family trust where he serves as trustee.
Nasdaq, Inc. director Charlene T. Begley received an equity award of 2,998 Restricted Stock Units (RSUs). The RSUs were granted under Nasdaq’s Equity Incentive Plan, with each unit representing a contingent right to receive one share of common stock. The entire 2,998-unit award vests on June 10, 2027. Following this grant, Begley holds a total of 48,999 RSUs under the plan, of which 46,001 are reported as vested as of the Form 4 filing date. This is a compensation-related, non-cash acquisition rather than an open-market share purchase.
Koch Kathryn A. reported acquisition or exercise transactions in this Form 4 filing.
Nasdaq, Inc. director Kathryn A. Koch received an equity grant of 3,171 Restricted Stock Units (RSUs) of common stock at no cash cost. Each RSU represents the right to receive one share of Nasdaq common stock.
The entire 3,171-unit award vests on June 10, 2027 under Nasdaq’s Equity Incentive Plan. Following this grant, Koch holds 10,743 RSUs in total, of which 7,572 are already vested as of this Form 4 filing.
Nasdaq, Inc. director Alfred W. Zollar received an equity award of 4,497 Restricted Stock Units (RSUs), each representing one share of common stock. The RSUs were granted under Nasdaq's Equity Incentive Plan and the entire award vests on June 10, 2027.
After this grant, Zollar holds 58,281 shares of common stock, including RSUs. Footnotes state he has been granted a total of 55,739 RSUs under the plan, of which 51,242 are vested, as well as 2,542 shares acquired through open market purchases.
KLOET THOMAS A reported acquisition or exercise transactions in this Form 4 filing.
NASDAQ, INC. director Thomas A. Kloet reported an equity compensation grant and updated share holdings. He received an award of 4,554 Restricted Stock Units (RSUs), with each unit representing a contingent right to one share of common stock, vesting on June 10, 2027. After this grant, he directly holds 36,559 shares of common stock and an additional 68,709 shares are held indirectly through a family trust for which he is trustee and beneficiary. The Form 4 reflects compensation-related share awards and holdings, with no reported open‑market purchases or sales.
Townes-Whitley Toni reported acquisition or exercise transactions in this Form 4 filing.
NASDAQ, INC. director Toni Townes-Whitley received an equity award in the form of 2,998 Restricted Stock Units (RSUs) of common stock at no cash cost, as part of Nasdaq's Equity Incentive Plan. Each RSU represents a right to receive one share of common stock if vesting conditions are met.
The entire 2,998-unit award is scheduled to vest on June 10, 2027. Following this grant, Townes-Whitley now holds a total of 23,469 RSUs under Nasdaq's plan, of which 20,471 are already vested as of the Form 4 filing date.