Welcome to our dedicated page for Nasdaq SEC filings (Ticker: NDAQ), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Nasdaq, Inc. (Nasdaq: NDAQ) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Nasdaq’s filings reflect its role as a global technology company and exchange operator, and they document material events, capital structure actions, and ongoing reporting obligations for its common stock and listed debt securities.
Among the key documents are Form 8-K current reports, where Nasdaq reports significant developments. Examples include announcements of cash tender offers for its 5.350% Senior Notes due 2028 and 3.950% Senior Notes due 2052, early tender results, and pricing details, as well as quarterly financial results and the declaration of quarterly cash dividends. These filings often incorporate press releases by reference and outline the terms, caps, and acceptance priority levels for transactions involving the company’s notes.
Nasdaq’s filings also list the securities registered under Section 12(b) of the Exchange Act, including its common stock (NDAQ) and several series of senior notes that trade on The Nasdaq Stock Market under symbols such as NDAQ32, NDAQ33, NDAQ30, and NDAQ29. This information helps investors understand which instruments are listed and how they are treated for regulatory purposes.
On Stock Titan, users can review these filings alongside AI-powered summaries that highlight the main points of lengthy documents, such as the nature of a tender offer, the type of event disclosed under specific 8-K items, or the implications for Nasdaq’s outstanding obligations. Real-time updates from EDGAR, combined with structured access to Forms 8-K and other reports, make it easier to track Nasdaq’s material events, capital management activities, and ongoing disclosure practices without reading every line of each filing.
NASDAQ, INC. executive vice president and CIO Bradley J. Peterson sold 7,710 shares of common stock in an open-market transaction at $90.82 per share on April 28, 2026. After this sale, he holds a total of 141,035 shares and units tied to NASDAQ equity.
These holdings consist of 64,377 shares or units of restricted stock, 71,618 shares of common stock underlying performance stock units, and 5,040 shares purchased under the employee stock purchase plan. A large portion of the restricted stock and PSUs is already vested.
Vanguard Capital Management reported beneficial ownership of 35,762,865 shares of Nasdaq Inc Common Stock, representing 6.29% of the class. The filing shows Vanguard has sole dispositive power over 35,762,865 shares and sole voting power for 4,525,057 shares. The Schedule 13G is signed by Ashley Grim and dated 04/30/2026.
NASDAQ, INC. executive Tal Cohen, President of Market Platforms, reported an open-market sale of Common Stock. On April 27, 2026, he sold 15,518 shares at a weighted average price of $90.75 per share.
After the transaction, Cohen directly held 215,208 shares, including restricted stock, performance stock units and shares purchased under the employee stock purchase plan, as described in the footnotes.
Morgan Stanley Smith Barney LLC submitted a Form 144 notice related to proposed sales of Common stock listed on NASDAQ. The filing lists proposed disposals including 3,500 performance shares (02/11/2026) and restricted stock lots of 1,074, 1,571, and 1,565 with respective dates. The filing date shown is 04/28/2026.
NASDAQ, INC. senior vice president, controller and principal accounting officer Michelle Lynn Daly reported two open-market sales of common stock. On April 24, 2026, she sold 129 shares at $88.85 per share and 1,194 shares at $88.82 per share, for a total of 1,323 shares sold.
Following these transactions, she continues to hold more than 10,000 shares of Nasdaq common stock directly. A footnote states additional interests consisting of 6,787 unvested restricted stock or units, 1,764 unvested performance share units, and 1,538 shares purchased under the company’s employee stock purchase plan.
Nasdaq, Inc. is asking shareholders to elect 12 directors, approve 2025 executive pay on an advisory basis, and ratify Ernst & Young LLP as independent auditor for 2026 at its virtual annual meeting on June 10, 2026.
The company highlights 2025 as a year of strong organic growth, with net revenue of $5.2 billion, surpassing $5 billion for the first time, and Solutions revenue exceeding $4 billion. Exchange-traded product AUM reached $882 billion at December 31, 2025, with $99 billion in net inflows over the prior 12 months, and listings delivered a record $1.2 trillion in market value from listing transfers.
Nasaq increased its quarterly dividend by 13% to $0.27 per share, repaid $826 million of debt, and returned more than $1.2 billion to shareholders through dividends and buybacks. The proxy emphasizes AI-enabled product innovation, integration of the Adenza acquisition, new initiatives such as SEC‑approved tokenized equity trading and proposed 23/5 trading, and a 92% independent, highly refreshed Board with a Lead Independent Director and strong governance practices, including proxy access and majority voting.
Morgan Stanley Smith Barney LLC Executive Financial Services submitted a Form 144 notice relating to proposed sales of restricted common stock and records a recent sale by an affiliate. The filing lists proposed restricted-stock items dated 04/01/2026, 04/03/2026, and a prior Employee Stock Purchase Plan item dated 12/31/2021.
The filing also records a sale by Michelle Daly of 4,339 shares on 02/19/2026 for $352,934.69. Timing and final sale mechanics for the listed restricted-stock items are described as issuer-originated awards in the table.
Nasdaq, Inc. reported solid Q1 2026 results with total revenues of $2,137 million, up from $2,096 million a year earlier. Revenues less transaction-based expenses rose to $1,407 million, while operating income increased to $657 million from $547 million.
Net income grew to $519 million versus $395 million, and diluted EPS rose to $0.91 from $0.68, helped by an $89 million net gain on divestitures. Capital Access Platforms and Financial Technology both posted higher segment revenues, though Market Services declined.
Operating cash flow was strong at $689 million. Nasdaq repurchased 6.3 million shares for $548 million and ended the quarter with 565.5 million common shares outstanding. The board later approved a 15% dividend increase to $0.31 per share.
Nasdaq, Inc. reported a strong first quarter of 2026 with broad-based growth and a higher dividend. Revenues less transaction-based expenses, or net revenue, reached $1.407 billion, up 14% year over year. Solutions revenue was $1.082 billion, also up 14%, while annualized recurring revenue rose to $3.188 billion, a 13% increase.
GAAP operating income grew to $657 million, up 20%, and non-GAAP operating income climbed 17% to $799 million. GAAP diluted EPS increased to $0.91, up 33%, and non-GAAP diluted EPS rose to $0.96, up 22%. Nasdaq returned over $700 million to shareholders in the quarter, including nearly $550 million of share repurchases, and declared a higher regular quarterly dividend of $0.31 per share, up from $0.27 a year earlier.
Nasdaq, Inc. reported a strong first quarter of 2026 with broad-based growth and a higher dividend. Revenues less transaction-based expenses, or net revenue, reached $1.407 billion, up 14% year over year. Solutions revenue was $1.082 billion, also up 14%, while annualized recurring revenue rose to $3.188 billion, a 13% increase.
GAAP operating income grew to $657 million, up 20%, and non-GAAP operating income climbed 17% to $799 million. GAAP diluted EPS increased to $0.91, up 33%, and non-GAAP diluted EPS rose to $0.96, up 22%. Nasdaq returned over $700 million to shareholders in the quarter, including nearly $550 million of share repurchases, and declared a higher regular quarterly dividend of $0.31 per share, up from $0.27 a year earlier.