Welcome to our dedicated page for Virtus Cnvtbl II SEC filings (Ticker: NCZ), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page is dedicated to the regulatory disclosure record of Virtus Convertible & Income Fund II (NYSE: NCZ), a diversified, closed-end management investment company whose investment objective is to provide total return through a combination of capital appreciation and high current income. While specific SEC filings are not listed in the available data here, the fund’s public announcements describe elements that are typically detailed in formal filings, such as capital structure changes, distribution policies, and risk disclosures.
For a closed-end fund such as Virtus Convertible & Income Fund II, key SEC filings generally include annual reports on Form N-CSR or similar fund reporting forms, which discuss the fund’s investment objective, portfolio composition, and principal risks. The fund’s communications direct investors to its annual report for more information about its investment objective and risks, and note that the most recent annual report may be obtained free of charge through shareholder services described in those announcements.
Fund press releases also outline features of the 5.500% Series A Cumulative Preferred Shares (NCZ PR A), including their dividend rate, quarterly distribution schedule, callability at liquidation value plus accrued dividends, and their “A” rating from Fitch Ratings. Details of such preferred share terms and related risk factors are typically reflected in formal offering documents and related regulatory filings.
In addition, the fund has disclosed a 1-for-4 reverse stock split of its common shares, effective as of the start of trading on February 10, 2025, with explanations of how the split affects share counts, fractional shares, and shareholder ownership percentages. Information of this nature is commonly supported by regulatory filings that describe the mechanics and rationale of capital structure changes.
On Stock Titan, NCZ’s SEC filings page is intended to provide streamlined access to the fund’s official regulatory documents as they become available from EDGAR, along with AI-powered summaries that help explain the content of lengthy reports, highlight risk disclosures, and clarify the implications of capital structure and distribution-related filings for investors.
NCZ submitted a Form N-CEN annual report that catalogs fund governance, service providers, securities-lending activity, brokerage and principal trading during the reporting period.
The filing states a monthly average value of portfolio securities on loan of $29,349,448.90 and net income from securities lending of $108,283.76. Aggregate brokerage commissions paid were $530.00, and multiple principal transaction counterparties show sizable trade values (examples include $171,037,361 and $128,576,533).
Virtus Convertible & Income Fund II (NCZ) files its annual shareholder report for the fiscal year ended January 31, 2026. The Fund reported a net asset value (NAV) total return of 24.86% and a market price total return of 23.45% for the 12-month period. The Fund used leverage of $156 million, representing approximately 33% of total assets, and outperformed its blended composite benchmark of 60% ICE BofA U.S. Convertibles / 40% ICE BofA U.S. High Yield, which returned 15.06% for the same period. The portfolio managers attribute performance to broad strength in convertible securities, technology and industrial sectors, while noting consumer staples detracted. The Fund maintains a practice of seeking a specified level of monthly distributions and states that this practice did not have a material impact on investment strategy during the fiscal year.
Advisors Asset Management, Inc., a Delaware-based broker-dealer and investment adviser, reported beneficial ownership of 1,006,400 shares of common stock of Virtus Convertible & Income Fund II, representing 5.289% of the outstanding class as of 11/30/2025. AAM has sole power to vote and dispose of all 1,006,400 shares and no shared voting or dispositive power.
The shares are held in several unit investment trusts for which AAM serves as sponsor, and no single trust holds 5% or more of the fund’s common stock. AAM disclaims beneficial ownership of these shares and certifies that the position was acquired and is held in the ordinary course of business, not for the purpose of changing or influencing control of the fund.
Morgan Stanley and Morgan Stanley Smith Barney LLC filed a Schedule 13G reporting beneficial ownership of 954,846 Common Shares of Virtus Convertible & Income Fund II (NCZ), representing 5.0% of the class. The filing lists shared dispositive power over 954,846 shares, shared voting power over 1 share, and no sole voting or dispositive power. The date of the event triggering the filing is 09/30/2025.
The reporting persons certify the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control. The address for both reporting persons is 1585 Broadway, New York, NY 10036.
Morgan Stanley and Morgan Stanley Smith Barney LLC filed Amendment No. 1 to a Schedule 13G reporting beneficial ownership in Virtus Convertible & Income Fund II 5.50% Series A Cumulative Preferred Shares. They report an aggregate 233,601 shares, representing 5.4% of the class, as of 09/30/2025.
The filing lists sole voting power: 0.00, shared voting power: 1.00, sole dispositive power: 0.00, and shared dispositive power: 233,601.00. The signatories certify the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of the issuer.
Virtus Convertible & Income Fund II (NCZ) received an amended Schedule 13G filing showing Morgan Stanley and Parametric Portfolio Associates LLC reporting beneficial ownership of 1,949,265 common shares, representing 10.2% of the class.
The reporting persons list shared voting power over 221,436 shares and shared dispositive power over 1,949,265 shares, with no sole voting or dispositive power. The filing is certified as being in the ordinary course of business and not for the purpose of changing or influencing control. The stated date triggering the filing is September 30, 2025, with signatures dated November 7, 2025.
Morgan Stanley and its affiliated adviser Parametric Portfolio Associates LLC jointly filed Amendment No. 4 to Schedule 13G for Virtus Convertible & Income Fund II (NYSE: NCZ).
- They report 2,156,244 common shares beneficially owned, equal to 11.3 % of the fund’s outstanding shares as of 30 Jun 2025.
- Voting power: 0 shares sole, 254,068 shares shared.
- Dispositive power: 0 shares sole, 2,156,244 shares shared.
- Both entities are organized in Delaware; Morgan Stanley is classified as a holding company (HC) and broker-dealer, while Parametric is an investment adviser (IA).
- The stake is held in the ordinary course of business with no intent to influence control, consistent with Rule 13d-1(b) passive ownership.
The filing signals that a major global financial institution and its systematic advisory arm collectively hold a double-digit percentage of NCZ, potentially indicating institutional confidence and increasing free-float concentration.
Morgan Stanley and its subsidiary Morgan Stanley Smith Barney LLC have filed a Schedule 13G reporting a passive, >5% ownership position in Virtus Convertible & Income Fund II (ticker NCZ).
As of the event date 06/30/2025, the firms beneficially own 302,449 of the Fund’s 5.50% Series A Cumulative Preferred Shares (CUSIP 92838U702), representing 6.9% of the class. The reporting persons hold shared voting power over 2 shares and shared dispositive power over the full 302,449 shares; they possess no sole voting or dispositive authority. The filing was made under Rule 13d-1(b), indicating the securities are held in the ordinary course of business and not for the purpose of influencing control. Morgan Stanley is classified as a parent holding company; MSSB is a broker-dealer and investment adviser. Signatures were executed on 08/06/2025.