Director in Nocera (NCRA) receives 100,000 fully vested stock grant

Rhea-AI Filing Summary

FILSON SEAN ANDREW reported acquisition or exercise transactions in this Form 4 filing.

Nocera, Inc. director Sean Andrew Filson reported receiving a grant of 100,000 shares of Common Stock. The shares were issued at $0.00 per share as an equity award under the company’s 2018 Stock Option and Award Incentive Plan and were fully vested upon grant. Following this transaction, Filson directly holds 100,000 Common Stock shares.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider FILSON SEAN ANDREW

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	100,000	$0.00	--

Holdings After Transaction: Common Stock — 100,000 shares (Direct)

Footnotes (1)

1. [object Object]

Key Figures

Shares granted: 100,000 shares Grant price: $0.00 per share Shares held after grant: 100,000 shares

3 metrics

Shares granted 100,000 shares Common Stock grant on 2026-04-13

Grant price $0.00 per share Reported transaction price for equity award

Shares held after grant 100,000 shares Total direct Common Stock ownership after transaction

Key Terms

2018 Stock Option and Award Incentive Plan, fully vested upon grant, Common Stock

3 terms

2018 Stock Option and Award Incentive Plan financial

"issued pursuant to the Company's 2018 Stock Option and Award Incentive Plan"

fully vested upon grant financial

"The shares were fully vested upon grant."

Common Stock financial

"Represents a grant of shares of common stock issued pursuant"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

FILSON SEAN ANDREW

(Last) (First) (Middle)

C/O NOCERA, INC.

3F (BUILDING B), NO. 185, SEC. 1

(Street)

DATONG RD., XIZHI DIST. NEW TAIPEI CITY 221

(City) (State) (Zip)

TAIWAN

(Country)

2. Issuer Name and Ticker or Trading Symbol
NOCERA, INC. [ NCRA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/13/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/13/2026		A		100,000(1)	A	$0.00	100,000	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents a grant of shares of common stock issued pursuant to the Company's 2018 Stock Option and Award Incentive Plan. The shares were fully vested upon grant.

	/s/ Sean Filson	04/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did NOCERA, INC. (NCRA) disclose for Sean Andrew Filson?

NOCERA, INC. disclosed that director Sean Andrew Filson received a grant of 100,000 shares of Common Stock. The award was made under the 2018 Stock Option and Award Incentive Plan and was fully vested when granted, giving him direct ownership of the shares.

How many NCRA shares did Sean Andrew Filson acquire in this Form 4 filing?

Sean Andrew Filson acquired 100,000 shares of NOCERA, INC. Common Stock. These shares were granted as an equity award rather than bought in the market and were fully vested upon grant, meaning he had immediate ownership without further vesting conditions.

At what price were the NOCERA, INC. (NCRA) shares granted to Sean Andrew Filson?

The 100,000 Common Stock shares granted to Sean Andrew Filson carried a reported transaction price of $0.00 per share. This indicates a compensatory equity award rather than a cash purchase, consistent with issuance under the company’s 2018 Stock Option and Award Incentive Plan.

What plan governed the 100,000-share grant reported by NOCERA, INC. (NCRA)?

The 100,000-share grant to Sean Andrew Filson was issued under NOCERA, INC.’s 2018 Stock Option and Award Incentive Plan. The filing notes that the shares granted pursuant to this plan were fully vested upon grant, providing immediate equity compensation to the director.

Is the 100,000-share award to Sean Andrew Filson in NOCERA, INC. (NCRA) subject to vesting?

No, the 100,000-share award to Sean Andrew Filson is not subject to future vesting. The footnote states the shares were fully vested upon grant, so the director had immediate, unrestricted equity ownership at the time of issuance under the company’s 2018 incentive plan.