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Nocera (NCRA) CEO receives 300,000-share fully vested equity grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Nocera, Inc. reported that Chief Executive Officer and director Andy Ching-An Jin acquired 300,000 shares of common stock as an equity grant. The shares were issued at no cash cost under the company's 2018 Stock Option and Award Incentive Plan and were fully vested upon grant. Following this award, he directly holds 540,000 shares of common stock.

Positive

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Negative

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Insider JIN ANDY CHING-AN
Role Chief Executive Officer
Type Security Shares Price Value
Grant/Award Common Stock 300,000 $0.00 --
Holdings After Transaction: Common Stock — 540,000 shares (Direct)
Footnotes (1)
  1. [object Object]
Equity grant 300,000 shares Common stock granted to CEO on April 13, 2026
Grant price per share $0.0000 per share Stated transaction price for granted shares
Post-transaction holdings 540,000 shares Total common shares directly held by CEO after grant
2018 Stock Option and Award Incentive Plan financial
"issued pursuant to the Company's 2018 Stock Option and Award Incentive Plan"
fully vested upon grant financial
"The shares were fully vested upon grant."
Grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
JIN ANDY CHING-AN

(Last)(First)(Middle)
C/O NOCERA, INC.
3F (BUILDING B), NO. 185, SEC. 1

(Street)
DATONG RD., XIZHI DIST.NEW TAIPEI CITY221

(City)(State)(Zip)

TAIWAN

(Country)
2. Issuer Name and Ticker or Trading Symbol
NOCERA, INC. [ NCRA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/13/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/13/2026A300,000(1)A$0.00540,000D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents a grant of shares of common stock issued pursuant to the Company's 2018 Stock Option and Award Incentive Plan. The shares were fully vested upon grant.
/s/ Jin Andy Ching-An04/13/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Nocera (NCRA) disclose for its CEO?

Nocera disclosed that CEO and director Andy Ching-An Jin received 300,000 shares of common stock as an equity grant. The award was issued under the 2018 Stock Option and Award Incentive Plan and was fully vested when granted, increasing his direct holdings to 540,000 shares.

Was the Nocera (NCRA) CEO stock transaction an open-market purchase?

No, the CEO did not buy shares in the open market. He received 300,000 shares of common stock as a grant under Nocera’s 2018 Stock Option and Award Incentive Plan, at a stated price of $0.0000 per share, fully vested upon grant as compensation.

How many Nocera (NCRA) shares does the CEO hold after the latest grant?

After receiving 300,000 fully vested shares as an equity grant, Nocera CEO Andy Ching-An Jin directly holds 540,000 shares of common stock. This reflects his position immediately following the reported Form 4 transaction on the company’s equity compensation plan.

What plan was used for the Nocera (NCRA) CEO’s 300,000-share grant?

The 300,000-share grant to Nocera CEO Andy Ching-An Jin was issued under the company’s 2018 Stock Option and Award Incentive Plan. According to the disclosure, the shares of common stock were fully vested upon grant, meaning there is no additional vesting schedule attached.

Did the Nocera (NCRA) CEO pay a purchase price for the granted shares?

The filing lists a transaction price of $0.0000 per share for the 300,000 common shares granted to the CEO. This indicates the shares were awarded as equity compensation rather than purchased, consistent with a grant under the 2018 Stock Option and Award Incentive Plan.