STOCK TITAN

New Nocera (NCRA) director Sean Filson files initial Form 3

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Nocera, Inc. director Sean Andrew Filson filed an initial Form 3 insider ownership report for the company. The filing shows no reported transactions and no listed derivative positions, indicating this is a baseline disclosure of his status as a director rather than a record of recent trading activity.

Positive

  • None.

Negative

  • None.
Form 3 regulatory
"INSIDER FILING DATA (Form 3): {"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
reporting person regulatory
""reportingPersons": [ { "name": "FILSON SEAN ANDREW""
director financial
""is_director": 1"
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
FILSON SEAN ANDREW

(Last)(First)(Middle)
C/O NOCERA, INC.
3F (BUILDING B), NO. 185, SEC. 1

(Street)
DATONG RD., XIZHI DIST.NEW TAIPEI CITY221

(City)(State)(Zip)

TAIWAN

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
10/16/2024
3. Issuer Name and Ticker or Trading Symbol
NOCERA, INC. [ NCRA ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
Mr. Filson was a director of the Issuer as of October 16, 2024 but did not file his Form 3 at that time. No securities were beneficially owned by Mr. Filson at that time up through the date of the filing of this Form 3.
No securities are beneficially owned.
/s/ Sean Filson04/13/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Nocera (NCRA) disclose in this Form 3 filing?

Nocera discloses that Sean Andrew Filson is a director and has filed an initial Form 3 insider ownership report. The summary data shows no reported buy, sell, or derivative transactions in this filing.

Who is the reporting person in Nocera (NCRA)'s Form 3?

The reporting person is Sean Andrew Filson, identified as a director of Nocera, Inc. He is not listed as an officer or a ten percent owner in this filing’s structured data summary.

Are there any share purchases or sales in this Nocera (NCRA) Form 3?

No, the transaction summary shows zero buy, sell, acquire, or dispose transactions. Net buy-sell shares are reported as zero, indicating no trading activity is reported in this particular Form 3 submission.

Does the Nocera (NCRA) Form 3 show any derivative positions?

No derivative positions are listed for Sean Andrew Filson in this Form 3. The derivative summary is empty and derivativeTransactionCount is zero in the transaction summary data provided.

Is Sean Andrew Filson a ten percent owner of Nocera (NCRA)?

No, the structured data flags him as a director but not as a ten percent owner. The is_ten_percent_owner field is set to zero, indicating he is not reported as holding that status in this filing.