NCNO (NASDAQ: NCNO) affiliate notifies sale of 8,064 common shares

Rhea-AI Filing Summary

NCNO filed a Form 144 notifying the sale of 8,064 shares of Common Stock.

The filing lists the securities as Common (options granted 02/01/2017) and states cash as the transaction consideration. The excerpt also reports multiple earlier sales by the same filer in April–May 2026 with disclosed share counts and proceeds.

Insights

Corporate Transactions Analyst

Form 144 lists a planned resale of 8,064 common shares by an affiliate.

The filing shows 8,064 shares proposed for sale and identifies the shares as related to options granted 02/01/2017. The method of sale is listed as cash; the filing does not specify broker details beyond a broker name and address.

Prior dispositions by the same filer are shown for 04/02/2026, 04/06/2026, 05/04/2026, and 05/05/2026 with disclosed share counts and proceeds; subsequent filings will show whether the proposed sale is completed.

Key Figures

Shares proposed for sale: 8,064 shares Options grant date: 02/01/2017 Broker: Fidelity Brokerage Services LLC +4 more

7 metrics

Shares proposed for sale 8,064 shares Form 144 securities to be sold

Options grant date 02/01/2017 Grant date tied to the shares being sold

Broker Fidelity Brokerage Services LLC Broker named on the filing with address

04/02/2026 sale 5,747 shares, $96,285.24 Securities sold during the past 3 months

04/06/2026 sale 15,440 shares, $263,406.40 Securities sold during the past 3 months

05/04/2026 sale 22,073 shares, $397,651.72 Securities sold during the past 3 months

05/05/2026 sale 16,589 shares, $299,265.56 Securities sold during the past 3 months

Key Terms

Form 144, Options Granted, Cash

3 terms

Form 144 regulatory

"Securities To Be Sold section listing 8,064 shares"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Options Granted financial

"Options Granted - 02/01/2017"

Cash financial

"Securities To Be Sold ... Cash"

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Available on EDGAR 06/03/2026 - 09:50 AM Accepted by SEC EDGAR 06/03/2026 - 09:50 AM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	8064	131120.64	109552950	06/03/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/03/2026	Options Granted - 02/01/2017	Issuer			8064	06/03/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Sean Desmond 6770 Parker Farm Drive Wilmington NC 28405	Common	04/02/2026	5747	96285.24
Sean Desmond 6770 Parker Farm Drive Wilmington NC 28405	Common	04/06/2026	15440	263406.40
Sean Desmond 6770 Parker Farm Drive Wilmington NC 28405	Common	05/04/2026	22073	397651.72
Sean Desmond 6770 Parker Farm Drive Wilmington NC 28405	Common	05/05/2026	16589	299265.56

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does NCNO's Form 144 filing report?

It reports a proposed resale of 8,064 shares of Common Stock. The filing ties those shares to options granted on 02/01/2017 and lists cash as the form of consideration.

Who is the selling party named in the NCNO excerpt?

The excerpt identifies transactions by Sean Desmond with an address in Wilmington, NC. It lists multiple past sales and the current proposed sale of 8,064 shares tied to option proceeds.

What prior sales by the filer are shown in the excerpt?

The excerpt shows sales on 04/02/2026 (5,747 shares, $96,285.24), 04/06/2026 (15,440 shares, $263,406.40), 05/04/2026 (22,073 shares, $397,651.72), and 05/05/2026 (16,589 shares, $299,265.56).

These are reported dispositions appearing in the same excerpt.

Are proceeds or the broker for NCNO's planned sale specified?

The filing denotes cash as the consideration and names a broker (Fidelity Brokerage Services LLC). The excerpt does not provide a detailed use‑of‑proceeds statement.