Welcome to our dedicated page for National Bk Hldgs SEC filings (Ticker: NBHC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
National Bank Holdings Corporation filings document the regulatory record of a Delaware bank holding company with Class A common stock listed on the NYSE under NBHC. The company’s 8-K reports cover operating and financial results, dividend declarations, capital actions, material agreements and securities offerings, including subordinated notes used for general corporate purposes.
Proxy and related governance filings describe board matters, shareholder voting items, executive compensation, equity-based awards and pay-versus-performance disclosures. The filing record also includes capital-structure disclosures for common stock, debt instruments, repurchase activity, bank regulatory capital measures and the holding-company relationship with NBH Bank and Bank of Jackson Hole Trust.
National Bank Holdings Corp director Maria F. Spring reported an open-market sale of 963 shares of common stock at $41.84 per share. After this transaction, she directly holds 37,157 shares, including 3,153 unvested shares of restricted stock, indicating she retains a substantial ongoing equity stake in the company.
National Bank Holdings Corporation shareholders approved all four proposals at the annual meeting, including an amended and restated 2023 Omnibus Incentive Plan. The plan now reserves and authorizes 2,525,000 shares of Class A common stock for equity awards and adds stricter share recycling limits.
All ten director nominees were elected with strong majorities, KPMG LLP was ratified as independent registered public accounting firm for the year ending December 31, 2026, and executive compensation received advisory approval by shareholders.
National Bank Holdings Corp director Kirk McLaughlin reported routine equity compensation and related tax withholding. On May 7, 2026, he received a grant of 3,153 shares of restricted common stock, issued as compensation with no cash paid. A footnote states these shares vest in two equal installments, on the 180th day after grant and the day before the 2027 annual meeting, if service continues. On May 6, 2026, 312 shares were withheld at $42.96 per share to cover tax liability upon vesting of an earlier restricted stock award, a non-market disposition.
National Bank Holdings Corp director Joseph Fred J. reported routine equity compensation and related tax withholding. On May 7, 2026, he received a grant of 3,153 shares of restricted common stock at no cash cost as payment for services. On May 6, 2026, 686 shares at $42.96 were withheld to cover tax liabilities from a prior restricted stock vesting. Following these transactions, he directly holds 27,642 common shares, including 3,153 unvested restricted shares that are scheduled to vest in two equal installments on the 180th day after grant and the day before the company’s 2027 Annual Meeting of Shareholders.
National Bank Holdings Corp director Alka Gupta reported routine equity compensation and related share movements. On May 7, 2026, she received a grant of 3,153 shares of restricted common stock for services, bringing her direct holdings to 4,906 shares, including the unvested award.
On May 6, 2026, 729 shares were withheld at $42.96 per share to cover tax liability upon vesting of an earlier restricted stock award. A separate entry reflects transfer of 930 shares from direct ownership into The Gupta Rastogi Family Trust, changing only the form of beneficial ownership. Following these updates, Gupta also reports 8,057 shares held indirectly through the trust, alongside her direct position.
National Bank Holdings Corp director Robin Ann Doyle reported routine equity compensation and related tax withholding. She received a grant of 3,153 shares of restricted common stock, with no cash paid, as compensation for services. On a separate date, 663 shares were withheld at $42.96 per share to cover tax liabilities when a prior restricted stock award vested. After these transactions, she directly owns 7,720 common shares, including 3,153 unvested restricted shares scheduled to vest in two installments subject to continued service.
National Bank Holdings Corp director Ralph W. Clermont received a grant of 3,620 shares of restricted common stock, awarded as compensation with no cash paid, under the company’s 2023 Omnibus Incentive Plan. These shares will vest in two equal installments, including one on the 180th day after grant, subject to continued service.
An earlier restricted stock award triggered withholding of 807 shares at $42.96 per share to cover tax liabilities, a non-market disposition. After these updates, Clermont holds 4,749 shares directly, including 3,620 unvested restricted shares, and 74,410 shares indirectly through the Ralph W. Clermont Revocable Trust following a non-economic transfer of 1,935 shares into the trust.
National Bank Holdings Corp director Art Zeile reported routine equity compensation activity. On May 7, 2026, he received a grant of 3,153 shares of restricted common stock at no cash cost as compensation for services. These 3,153 unvested shares were awarded under the National Bank Holdings Corporation 2023 Omnibus Incentive Plan and will vest in two equal installments on the 180th day after grant and the day before the company’s 2027 annual meeting, subject to continued service. On May 6, 2026, 686 common shares were withheld at $42.96 per share to cover tax liabilities upon vesting of a prior restricted stock award granted on April 30, 2025, a non‑market transaction. Following these transactions, Zeile directly holds 19,816 common shares, including the new unvested restricted stock.
National Bank Holdings Corp director Robert E. Dean received a grant of 3,153 shares of restricted common stock on May 7, 2026. The grant was awarded as compensation, with no cash paid other than the value of services rendered.
On May 6, 2026, 613 shares of common stock were withheld at $42.96 per share to cover tax liability upon vesting of a prior restricted stock award granted on April 30, 2025. After these transactions, Dean holds 35,538 shares directly, including 3,153 unvested restricted shares that will vest in two equal installments subject to continued service.