Welcome to our dedicated page for NaaS Technology ADR SEC filings (Ticker: NAAS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
NaaS Technology Inc. (NASDAQ: NAAS) files as a foreign private issuer with the U.S. Securities and Exchange Commission, using Form 20-F for annual reporting and Form 6-K for current reports. This page brings together the company’s SEC filings, which document its EV charging service and new energy asset operation business in China, its capital structure, and its relationship with its controlling shareholder, Newlinks Technology Limited.
In its Form 6-K reports, NaaS discloses a range of material events. These include changes to authorized share capital, re-designation and reclassification of share classes, and the creation and issuance of Class D ordinary shares with enhanced voting rights. Filings also describe share subscription agreements with Newlink-related entities and other investors, detailing the number of newly issued Class A ordinary shares and the resulting ownership and voting power held by Newlinks Technology Limited and its affiliates.
Other filings cover capital markets instruments, such as the issuance of a warrant to purchase Class A ordinary shares to an institutional investor, with exercise conditions tied to market capitalization and settlement through waiver and cancellation of specified indebtedness. NaaS also files reports related to ADS ratio changes, which affect how many Class A ordinary shares each ADS represents and have the same effect as reverse ADS splits.
Regulatory and listing matters appear in Form 6-K filings that include Nasdaq notifications about minimum market value of listed securities and late filing of the annual report on Form 20-F, along with subsequent updates on regaining compliance. Many of these 6-Ks incorporate attached press releases and are themselves incorporated by reference into NaaS’s registration statement on Form F-3, as noted in the filings.
On Stock Titan, these SEC filings are available with AI-powered summaries that highlight key terms, capital structure changes, governance updates, and listing-related disclosures. This helps readers quickly understand the implications of NaaS’s Form 20-F annual report, Form 6-K current reports, and related exhibits without having to parse every technical detail.
NaaS Technology Inc. has called an extraordinary general meeting on April 29, 2026 in Langfang, China, where shareholders will vote on a major increase in authorized share capital. The proposal would raise authorized capital from US$52,000 (52,000,000,000 shares) to US$369,200 (369,200,000,000 shares), including 365,300,000,000 Class A ordinary shares.
Shareholders of record as of April 3, 2026 may vote in person or by proxy, while holders of American depositary shares, each representing 3,200 Class A ordinary shares, must vote through JPMorgan Chase Bank, N.A., the ADS depositary.
NaaS Technology Inc. director and Chief Executive Officer Wang Yang filed an initial ownership report listing existing equity interests. She holds stock options over 713,600 and 32,441,600 Class A ordinary shares at exercise prices of US$0.00005 and US$0.00000305 per share, respectively. The filing also reports large indirect holdings of Class A, B, C and D ordinary shares through Newlink Envision Limited, Newlink Linkage Limited and Newlinks Technology Limited, with Wang Yang disclaiming beneficial ownership of many of these shares except for her proportionate pecuniary interest.
NaaS Technology Inc. director Sun Weilin filed an initial ownership report showing existing equity interests rather than new trades. He holds stock options directly over 713,600 and 8,905,600 underlying Class A ordinary shares at very low exercise prices, with expirations in 2033 and 2032.
Indirectly, entities linked to him hold 11,915,840,000 Class A ordinary shares, 195,969,844 Class B shares, 1,111,577,928 Class C shares, and 16,000,000 Class D shares. Footnotes state he disclaims beneficial ownership of many of these holdings except for his stated pecuniary interests, and some share classes are convertible into Class A ordinary shares subject to conditions.
NaaS Technology Inc. director and more-than-10% shareholder Dai Zhen filed an initial ownership report detailing substantial direct and indirect holdings. Indirectly, entities including Newlink Envision Limited, Newlink Linkage Limited and Newlinks Technology Limited hold large blocks of Class A, B, C and D ordinary shares associated with him, with some holdings specifically disclaimed except for his pecuniary interest. He also holds stock options directly over 892,800 and 32,336,000 Class A ordinary shares at very low exercise prices, which are already exercisable according to the vesting schedules described. Certain Class B and Class C ordinary shares are each convertible into Class A ordinary shares subject to conditions, while Class D shares are not convertible.
NaaS Technology Inc. filed an initial insider ownership report for director Zhang Wei on Form 3. This filing identifies Zhang Wei as a board member but shows no buy, sell, or other share transactions and no derivative positions in the provided data.
NaaS Technology Inc. Chief Strategy Officer Wu Ye filed an initial ownership report showing multiple stock option grants over Class A ordinary shares. The filing lists options over 496,000 shares at an exercise price of $0.0001 per share expiring on January 31, 2032, 950,400 shares at $0.30 per share expiring on March 31, 2033, 2,000,000 shares at $0.01 per share expiring on July 2, 2033, and 278,400 shares at $0.0001 per share expiring on September 30, 2033. Footnotes describe staged vesting from February 2023 through July 2027, indicating these are long-term incentive awards rather than market trades.
NaaS Technology Inc. director LIU XIAOLI filed an initial ownership report showing derivative holdings in the company. The Form 3 lists stock options that are exercisable into 236,000 Class A ordinary shares at an exercise price of $0.0100 per share, expiring on June 9, 2032.
According to the footnote, these options became exercisable in three tranches: 76,541 shares on June 10, 2023, another 76,541 shares on June 10, 2024, and 82,919 shares on June 10, 2025. The filing reflects a direct option position rather than a new market transaction.
NaaS Technology Inc. reported the initial equity holdings of its Chief Financial Officer, Steven Sim, on a Form 3. The filing shows stock options that are exercisable for 11,544,800 Class A ordinary shares. These options became exercisable on August 12, 2025 and carry an exercise price of US$0.00005 per share.
The options expire on September 30, 2034 and are held directly by the executive. This disclosure does not reflect a new market transaction, but rather establishes the CFO’s existing derivative position and potential future equity exposure in the company.
NaaS Technology Inc. registers securities for resale by selling shareholders: up to 32,576,000,000 Class A ordinary shares, 4,800,000,000 Class A ordinary shares issuable upon exercise of the 2026 Warrants, and up to 468,750 ADSs issuable upon exercise of the 2025 Warrants. The prospectus states the company will not receive proceeds from these resales.
The prospectus describes the company as a Cayman holding company conducting operations through PRC subsidiaries, summarizes risks tied to PRC regulation (including HFCAA/PCAOB inspection outcomes and CSRC filing uncertainties), and outlines business lines in EV charging, energy solutions, procurement, SaaS and non-charging services.
NaaS Technology Inc. reported several capital structure changes and a new financing. Shareholders approved a Fourth Amended and Restated Memorandum and Articles of Association, cutting the par value of each share from US$0.01 to US$0.000001 so that total authorized and issued share capital is US$52,000.
The company entered into supplementary agreements with 2025 PIPE investors to repurchase and reissue previously issued Class A ordinary shares, reflecting this share capital reduction. It also amended 2025 Warrants, increasing the exercise price from US$0.79 to US$2.2 per ADS, with each ADS representing 3,200 Class A ordinary shares. In a new financing, NaaS agreed to sell 4,800,000,000 Class A ordinary shares at US$0.0006875 per share and issue 2026 Warrants to purchase up to US$3,300,000 of shares at the same exercise price, for expected gross proceeds of US$3,300,000.