Welcome to our dedicated page for Marex Group plc SEC filings (Ticker: MRX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page compiles U.S. Securities and Exchange Commission filings for Marex Group plc (NASDAQ: MRX), a diversified global financial services platform operating across energy, commodities and financial markets. As a foreign private issuer, Marex files an annual report on Form 20-F and periodic Form 6-K reports that furnish press releases and financial information to U.S. investors.
Recent Form 6-K filings include earnings-related disclosures, such as interim results, third quarter results and preliminary trading updates. These documents provide detail on revenue, adjusted profit before tax, segment performance across Clearing, Agency and Execution, Market Making, and Hedging and Investment Solutions, as well as information on net commission income, net trading income, net interest income and net physical commodities income. They also discuss non-IFRS measures, their definitions and reconciliations to the most comparable IFRS metrics.
Other 6-Ks relate to corporate actions and governance, including press releases about purchases of ordinary shares by the Chief Executive Officer and other directors and officers. These filings help investors track insider share dealings and understand how management and board members are building or adjusting their holdings in Marex.
Filings may also reference capital and ratings developments, such as senior debt issuances, Additional Tier 1 instruments and credit ratings from S&P Global Ratings for Marex Group and its U.S. subsidiary, Marex Capital Markets Inc. Together, these disclosures provide insight into the Group’s capital structure, funding and external credit assessment.
On Stock Titan, Marex’s SEC filings are updated as new documents are released on EDGAR. AI-powered tools can assist users by surfacing key points from lengthy filings, highlighting segment trends, explaining non-IFRS measures and drawing attention to notable items such as insider transactions and earnings commentary, helping readers navigate the technical language common in cross-border capital markets reporting.
Marex Group plc reports the results of recent shareholder meetings. At its Annual General Meeting on 21 May 2026, all resolutions described in the 10 April 2026 notice were passed by the requisite votes, with resolutions 1–12 and 14–15 as ordinary resolutions and resolution 13 as a special resolution.
On the same date, shareholders also approved resolutions at a Court Meeting and General Meeting related to a scheme under Part 26 of the UK Companies Act 2006 and a proposed redomiciliation from England and Wales to Bermuda. Detailed resolutions and poll results are available in the AGM notice and Scheme Circular on the company’s website.
Marex Group plc is offering Contingent Income Barrier Notes linked to the worst performing of DIA, QQQ and SPY with a principal amount of $1,000 per Note and an aggregate principal amount of $2,535,000. The Notes pay a monthly Contingent Coupon of $8.03 per $1,000 (0.803% per month, equivalent to 9.636% per annum) when each underlying closes at or above its Coupon Trigger on monthly Coupon Determination Dates. Each Underlying’s Coupon Trigger and Barrier Value equal 70.00% of its Initial Value (DIA: 350.17; QQQ: 499.21; SPY: 518.88). At maturity, if the Worst Performing Underlying’s Reference Return is greater than or equal to -30.00%, investors receive $1,000 plus the final Contingent Coupon; if the Reference Return is less than -30.00%, the cash payment equals $1,000 × (1 + Reference Return), exposing holders to up to 100% principal loss. The Estimated Initial Value per Note on the Trade Date is $994.20, which is less than the price to public.
Marex Group plc has successfully completed a consent solicitation for its 6.404% Senior Notes due 2029 and entered into a Fourth Supplemental Indenture. Holders representing more than a majority of the notes approved amendments that allow a Bermuda or similar holding company to assume Marex’s obligations under the notes and indenture.
Consenting holders will receive a cash payment of $1.00 per $1,000 principal amount, expected to be paid on May 19, 2026. The changes align the 2029 notes with Marex’s other SEC‑registered notes and support its previously announced plan to redomicile the parent holding company to Bermuda, subject to shareholder, court and regulatory approvals.
Marex Group plc priced a $4,000,000 offering of Capped Leveraged Buffered Notes linked to the S&P 500® Index due May 22, 2028. Each Note has a $1,000 principal amount, an Estimated Initial Value of $996.70 per Note on the Trade Date and is being sold at a price to public of $1,000.00 per Note.
The Notes return at maturity is structured with a 200% Upside Participation Rate subject to a 28.00% Maximum Return, a -10.00% Buffer Percentage (Buffer Amount 10.00%), and potential loss exposure up to 90% of principal if the Reference Return is below the Buffer Percentage. The Notes are senior unsecured obligations of Marex and do not pay interest; they may be listed on the Vienna MTF.
Marex Group plc is offering $8,500,000 of Issuer Callable Contingent Income Barrier Notes linked to the worst performing of the iShares MSCI EAFE ETF (EFA), the Russell 2000 (RTY) and the Nasdaq-100 (NDX). The Notes have a $1,000 principal amount per note, a 3.525% per quarter contingent coupon (equivalent to 14.10% per annum) and mature on May 24, 2027 with a Final Valuation Date of May 19, 2027. The issuer may redeem the Notes on quarterly Call Payment Dates beginning on August 20, 2026. The Estimated Initial Value on the Trade Date was $998.00 per Note, which the document states is less than the price to public.
Marex Group plc is offering issuer-callable Contingent Income Barrier Notes linked to the worst-performing of the EFA, RTY and NDX. Each Note has a $1,000 Principal Amount, quarterly contingent coupons of 3.525% per quarter (equivalent to 14.10% per annum) subject to coupon triggers, and a maturity date of May 24, 2027. The Notes are redeemable at Marex’s option on quarterly Call Payment Dates; if not redeemed and the Worst Performing Underlying falls below its Barrier Value, investors are exposed on a one-to-one basis to losses in principal. The Estimated Initial Value on the Trade Date is expected between $985.00 and $995.00 per Note, which is less than the public offering price.
Marex Group plc is offering Capped Leveraged Buffered Notes linked to the S&P 500® Index due May 22, 2028. The Notes are sold in $1,000 principal increments and provide a 200.00% Upside Participation Rate subject to a Maximum Return of 28.00% and a -10.00% Buffer Percentage. The Estimated Initial Value is expected to be between $950.00 and $995.00 per Note, which is less than the price to public. If the Reference Return at the Final Valuation Date is below the Buffer Percentage, holders will incur losses on a 1:1 basis beyond the 10% buffer (up to 90% loss of principal). The Notes pay no interest, are senior unsecured obligations of Marex, and are subject to Marex credit risk. An application has been made to list the Notes on the Vienna MTF.
Marex Group plc priced $1,327,000 of autocallable contingent income barrier notes linked to the worst performing of AppLovin (APP), Palantir (PLTR) and Super Micro (SMCI). Each $1,000 note has an Estimated Initial Value of $999.10 and a public offering price of $1,000. The notes pay a monthly Contingent Coupon of $39.00 per $1,000 (3.90% monthly, 46.80% per annum) if on each Coupon Determination Date every underlying is at or above its Coupon Trigger (50% of its Initial Value). The notes may be automatically called if each underlying is at or above 100% of its Initial Value on a Call Observation Date; otherwise final payment depends on the Worst Performing Underlying’s Reference Return with a Barrier Value equal to 50% of Initial Value and potential loss up to 100% of principal.
Marex Group plc is offering $1,010,000 principal amount of Principal Return Twin Win Notes linked to the iShares® MSCI Emerging Markets ETF (EEM), with a Maturity Date of May 22, 2028 and Final Valuation Date of May 15, 2028.
The Notes pay no interest and return at maturity either $1,000 + $1,000 × Absolute Reference Return if no Trigger Event occurs or $1,000 + $1,000 × Trigger Return (Trigger Return = 5.70%) if a Trigger Event occurs. The Estimated Initial Value on the Trade Date is $968.70 per Note, below the price to public of $1,000 per Note. The Notes are senior unsecured obligations of Marex, subject to Marex credit risk, potential limited liquidity and complex U.S. federal income tax treatment.
Marex Group plc is offering Principal Return Twin Win Notes linked to the iShares MSCI Emerging Markets ETF (EEM) with a $1,000 principal amount per Note. The Notes mature on May 22, 2028 with a Final Valuation Date of May 15, 2028. The Initial Value of the Reference Asset was $67.21 on the Pricing Date. The Notes pay at maturity either $1,000 + $1,000 × Absolute Reference Return if no Trigger Event occurs, or $1,000 + $1,000 × Trigger Return if a Trigger Event occurs; the Trigger Return is 5.70%. A Trigger Event is any Closing Price during the Observation Period below the Lower Barrier Value of $44.36 (66.00% of Initial Value) or above the Upper Barrier Value of $82.00 (122.00% of Initial Value). The Notes do not pay interest, are senior unsecured obligations of Marex and are subject to Marex credit risk, limited liquidity, and tax and foreign‑market risks described in the Risk Factors.