Welcome to our dedicated page for Monroe Capital SEC filings (Ticker: MRCC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Monroe Capital Corporation filings document the formal record of a former Nasdaq-listed investment company, including material-event reports, operating and financial results, capital-structure disclosures, governance matters and shareholder voting records. The filings include proxy-related voting disclosures for the asset sale and merger proposals.
The April 2026 filings record the completed sale of MRCC's investment assets, repayment of outstanding amounts under its credit facility, merger with and into Horizon Technology Finance Corporation, Nasdaq Form 25 removal of its common stock from listing and Form 15 termination or suspension of Exchange Act reporting obligations. These records mark the end of MRCC's separate corporate existence.
MONROE CAPITAL Corp ownership disclosure: Almitas Capital LLC reports beneficial ownership of 1,277,717 shares of common stock, representing 5.9% of the class as of 03/31/2026. The filing states Almitas holds sole voting and dispositive power over these shares.
Monroe Capital Corporation filed an amended annual report that both updates governance disclosures and reflects its completed merger with Horizon Technology Finance Corporation. The filing adds full Part III information on directors, executive compensation, ownership, related-party dealings and auditor fees.
On April 14, 2026, Monroe completed a two‑step merger into Horizon, after first selling its investment assets for cash to Monroe Capital Income Plus Corporation. Each MRCC share was converted into 0.9402 shares of HRZN common stock, with cash paid in lieu of fractional shares.
Following the merger, Monroe withdrew its business development company election and plans to file Form 15 to terminate registration of its securities and suspend periodic reporting. The report also highlights advisory and administration relationships with MC Advisors and affiliates, director independence, co‑investment exemptive relief, and the switch of audit firms from KPMG to Grant Thornton.
Director Robert S. Rubin reported disposing of Monroe Capital Corp common stock in connection with the closing of its merger with Horizon Technology Finance Corporation. The filing shows a disposition of 51,886 shares held indirectly through Cousins, LLC and 6,000 shares held directly, all as issuer dispositions.
Under the Merger Agreement, each MRCC common share was converted into the right to receive 0.9402 shares of Horizon Technology Finance Corporation common stock. The filing notes Horizon’s share price was $4.57 at the close on April 13, 2026, the last trading day before the merger closed. Following these transactions, Rubin reported holding 0 MRCC shares.
Monroe Capital Corp director Jeffrey A. Golman disposed his remaining common stock in connection with the company’s merger. On April 14, 2026, he returned 20,355.8535 shares of Monroe Capital common stock to the issuer, leaving him with zero shares.
According to the merger agreement among Monroe Capital, Horizon Technology Finance Corporation and related entities, each Monroe Capital share was converted into the right to receive 0.9402 shares of Horizon common stock. Horizon’s stock closed at $4.57 on April 13, 2026, the last trading day before the merger closing.
MONROE CAPITAL Corp Chairman, President and CEO Theodore L. Koenig and related entities reported dispositions of Monroe Capital common stock back to the issuer in connection with a completed merger. Under an Agreement and Plan of Merger dated August 7, 2025, each MRCC share was converted into the right to receive 0.9402 shares of Horizon Technology Finance Corporation (HRZN) common stock. The footnote notes HRZN’s common stock closed at $4.57 on April 13, 2026, the last trading day before the merger closed, and Koenig’s direct, foundation, partnership and spousal holdings all show zero MRCC shares following these transactions.
Monroe Capital Corp’s CFO and CIO, Lewis Solimene, reported a disposal of 980.591 shares of common stock. The shares were returned to the company in a disposition to the issuer and his direct holdings in this security fell to zero shares after the transaction.
The disposition occurred upon completion of the merger under the Agreement and Plan of Merger among Horizon Technology Finance Corporation, Monroe Capital Corporation and related entities. Each MRCC common share was converted into the right to receive 0.9402 shares of Horizon Technology Finance common stock, which closed at $4.57 on April 13, 2026, the last trading day before the merger closed.
MONROE CAPITAL Corp director Allison Thomas J. disposed of 53,102.058 shares of common stock back to the company as part of a completed merger. The shares were surrendered at no stated cash price in exchange for stock in Horizon Technology Finance Corporation.
Under the merger terms, each MRCC common share was converted into the right to receive 0.9402 shares of HRZN common stock. The footnote states HRZN’s stock closed at $4.57 on April 13, 2026, the trading day before the merger closed, providing a reference value for the stock consideration.
Monroe Capital Corporation completed a major restructuring. On April 14, 2026, the company sold all of its investment assets to Monroe Capital Income Plus Corporation for approximately $335.3 million, based on the fair value of the purchased assets as of April 11, 2026, and used a portion of the proceeds to fully repay its ING revolving credit facility.
Immediately afterward, Monroe Capital merged into Horizon Technology Finance Corporation (HRZN). Each outstanding MRCC common share was converted into the right to receive 0.9402 shares of HRZN common stock, with cash paid in lieu of fractional shares, and HRZN will issue approximately 20,370,693 shares of its stock to former MRCC holders. MRCC withdrew its business development company election, will be delisted from Nasdaq via a Form 25 filing, and plans to file Form 15 to deregister its common stock and suspend its Exchange Act reporting obligations. As a result of the initial merger, a change in control occurred and MRCC became a wholly owned subsidiary of HRZN, and MRCC’s prior officers and directors ceased serving in those roles.