STOCK TITAN

Mobia Medical (MOBI) COO exercises stock options for 15,000 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Mobia Medical, Inc. Chief Operating Officer Prashant B. Rawat exercised stock options to acquire 15,000 shares of common stock on June 10, 2026. The options were exercised at an exercise price of $3.38 per share, a routine derivative conversion rather than an open-market purchase or sale.

Following the transaction, Rawat directly holds 15,000 shares of common stock and continues to hold 182,243 stock options. The option grant vested 25% on June 27, 2023 and the remainder in 36 substantially equal monthly installments, reflecting standard compensation-related equity vesting.

Positive

  • None.

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Insider Rawat Prashant B.
Role Chief Operating Officer
Type Security Shares Price Value
Exercise Stock Option 15,000 $0.00 --
Exercise Common Stock 15,000 $3.38 $51K
Holdings After Transaction: Stock Option — 182,243 shares (Direct, null); Common Stock — 15,000 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Shares acquired via option exercise 15,000 shares Common stock acquired on June 10, 2026
Option exercise price $3.38 per share Exercise price for stock options
Shares held after transaction 15,000 shares Direct common stock holdings after exercise
Options held after transaction 182,243 options Stock options remaining following exercise
Option vesting start 25% on June 27, 2023 Initial vesting date for underlying shares
Option expiration date December 14, 2032 Expiration of stock option grant
Stock Option financial
"security_title": "Stock Option""
A stock option is a contract that gives you the right to buy or sell a company's stock at a specific price within a certain time frame. People use them to potentially make money if the stock's price moves favorably or to protect against losses. It's like holding a coupon that can be used to buy or sell stock at a set price later on.
Exercise or conversion of derivative security financial
"transaction_code_description": "Exercise or conversion of derivative security""
vesting financial
"will vest thereafter in 36 substantially equal monthly installments."
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
Common Stock financial
"security_title": "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
expiration date financial
"expiration_date": "2032-12-14T00:00:00.000Z""
The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Rawat Prashant B.

(Last)(First)(Middle)
2802 FLINTROCK TRACE, SUITE 226

(Street)
AUSTIN TEXAS 78738

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Mobia Medical, Inc. [ MOBI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Operating Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/10/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/10/2026M15,000A$3.3815,000D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option$3.3806/10/2026M15,000 (1)12/14/2032Common Stock15,000$0182,243D
Explanation of Responses:
1. The stock option vested as to 25% of the underlying shares on June 27, 2023, and will vest thereafter in 36 substantially equal monthly installments.
/s/ Chase Leavitt, Attorney-in-Fact06/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Mobia Medical (MOBI) report for its COO?

Mobia Medical reported that COO Prashant B. Rawat exercised stock options to acquire 15,000 shares of common stock. This was a derivative exercise, not an open-market buy or sale, and reflects use of existing equity compensation rather than a new cash investment.

At what price did the Mobia Medical (MOBI) COO exercise stock options?

The COO exercised stock options with an exercise price of $3.38 per share. This price is set by the option grant terms and does not necessarily match the market price on the exercise date, making the event primarily a compensation-related equity conversion.

How many Mobia Medical (MOBI) shares does the COO hold after this Form 4?

After the reported transaction, the COO directly holds 15,000 shares of Mobia Medical common stock. These shares came from exercising stock options and represent his direct equity position as shown in this filing, separate from his remaining unexercised stock options.

How many Mobia Medical (MOBI) stock options does the COO retain after exercising?

Following the exercise, the COO retains 182,243 stock options. These options continue to provide potential future share acquisitions under the original grant, with vesting and expiration terms specified in the award and summarized in the Form 4 data.

Is the Mobia Medical (MOBI) COO’s Form 4 transaction a buy or a sale?

The transaction is classified as an option exercise, coded “M,” meaning a derivative conversion to acquire shares. It is neither an open-market purchase nor a sale, but rather the use of previously granted options as part of equity compensation.

What are the vesting terms of the Mobia Medical (MOBI) COO’s stock options?

The stock option vested 25% of its underlying shares on June 27, 2023. The remaining 75% vests in 36 substantially equal monthly installments, reflecting a typical multi-year vesting schedule aimed at aligning executive incentives with longer-term company performance.