STOCK TITAN
  1. Home
  2. Sec-filings
  3. MMC
  4. [Form 4] MARSH & MCLENNAN COMPANIES, INC. Insider Trading Activity

MMC (NYSE: MMC) CFO receives 59,627 RSUs vesting 2027-2029

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

MCGIVNEY MARK C reported acquisition or exercise transactions in this Form 4 filing.

Marsh & McLennan Companies executive Mark C. McGivney received a grant of 59,627 restricted stock units. These units were awarded as compensation and are convertible into an equal number of Marsh & McLennan common shares on a 1-for-1 basis.

The restricted stock units vest in three equal annual installments on May 15, 2027, 2028, and 2029, subject to continued service and any plan terms. Following this grant, McGivney holds 59,627 restricted stock units directly, with no open-market buying or selling reported in this filing.

Positive

  • None.

Negative

  • None.
Insider MCGIVNEY MARK C
Role EVP, CFO and COO
Type Security Shares Price Value
Grant/Award Restricted Stock Units 59,627 $0.00 --
Holdings After Transaction: Restricted Stock Units — 59,627 shares (Direct, null)
Footnotes (1)
  1. The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. These restricted stock units vest in three equal annual installments on May 15, 2027, 2028 and 2029. Not applicable.
RSUs granted 59,627 units Restricted stock units granted to EVP, CFO and COO on May 1, 2026
Conversion ratio 1-for-1 Each restricted stock unit converts into one share of common stock
Vesting schedule start May 15, 2027 First of three equal annual vesting installments
Vesting schedule end May 15, 2029 Final of three equal annual vesting installments
RSUs after transaction 59,627 units Total restricted stock units held directly following the grant
Transaction price per unit $0.00 Grant of restricted stock units as compensation, not a market purchase
Restricted Stock Units financial
"The security title is listed as "Restricted Stock Units" for this grant."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
1-for-1 basis financial
"The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis."
vest in three equal annual installments financial
"These restricted stock units vest in three equal annual installments on May 15, 2027, 2028 and 2029."
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
MCGIVNEY MARK C
(Last)(First)(Middle)
1166 AVENUE OF THE AMERICAS
(Street)
NEW YORK NEW YORK 10036
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
MARSH & MCLENNAN COMPANIES, INC. [ MRSH ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, CFO and COO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/01/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)05/01/2026A(2)59,627 (3) (3)Common Stock59,627$059,627D
Explanation of Responses:
1. The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
2. These restricted stock units vest in three equal annual installments on May 15, 2027, 2028 and 2029.
3. Not applicable.
/s/ Tessa Patti, Attorney-in-fact05/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did MMC executive Mark C. McGivney report in this Form 4?

Mark C. McGivney reported receiving a grant of 59,627 restricted stock units as compensation. These units represent a right to receive Marsh & McLennan common stock in the future, rather than an open-market stock purchase or sale on the transaction date.

How many Marsh & McLennan (MMC) restricted stock units were granted?

The filing shows a grant of 59,627 restricted stock units to Mark C. McGivney. Each unit is linked to one share of common stock, providing equity-based compensation that aligns the executive’s interests with shareholders over the vesting period.

When do Mark C. McGivney’s 59,627 MMC restricted stock units vest?

These restricted stock units vest in three equal annual installments on May 15, 2027, May 15, 2028, and May 15, 2029. Vesting spreads the compensation over several years, encouraging longer-term retention and performance alignment for the executive.

Do the restricted stock units convert into MMC common stock?

Yes. The filing states the security converts into Marsh & McLennan common stock on a 1-for-1 basis. Each of the 59,627 restricted stock units can ultimately become one share of common stock once the applicable vesting and plan conditions are satisfied.

Did this MMC Form 4 show any stock sales or open-market purchases?

No. The reported transaction is a grant of 59,627 restricted stock units with a transaction price of $0.00 per unit. It reflects compensation rather than an open-market buy or sell of Marsh & McLennan common stock by the executive on the transaction date.