Welcome to our dedicated page for Marketaxess Hldgs SEC filings (Ticker: MKTX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission filings for MarketAxess Holdings Inc. (Nasdaq: MKTX), the operator of an electronic trading platform for fixed-income securities. As a company with common stock registered under Section 12(b) of the Securities Exchange Act of 1934 and listed on the Nasdaq Global Select Market, MarketAxess files annual, quarterly and current reports that detail its operations, financial condition and material events.
Investors can use MarketAxess filings to analyze commission revenue from credit and rates trading, services revenue from information, post-trade and technology services, and non-GAAP measures such as EBITDA and free cash flow that the company discusses in its public communications. Current reports on Form 8-K have covered topics such as quarterly financial results, dividend declarations, medium-term financial targets, increases in share repurchase authorizations and plans to enter into accelerated stock repurchase agreements.
Key documents on this page include annual reports on Form 10-K, quarterly reports on Form 10-Q and current reports on Form 8-K. These filings may also contain information on regular quarterly cash dividends, the status of stock repurchase programs, risk factors, regulatory considerations and other disclosures relevant to holders of MKTX common stock. Forms related to executive or director share transactions, such as Form 4, can be used to track insider trading activity when available.
Stock Titan enhances these filings with AI-powered summaries that explain complex sections and highlight important points, helping users interpret MarketAxess disclosures more efficiently. Real-time updates from EDGAR ensure that new MarketAxess filings, including 10-Ks, 10-Qs, 8-Ks and insider transaction reports, are added as they become available, giving investors a structured view of the companys regulatory record.
Quan William reported acquisition or exercise transactions in this Form 4 filing.
MarketAxess Holdings Inc. reported that Chief Technology Officer William Quan received a grant of 218 shares of common stock in the form of restricted stock units under the company’s 2020 Equity Incentive Plan. These units vest in three substantially equal installments on May 1, 2027, May 1, 2028, and May 1, 2029, and Quan now directly holds 218 shares following this award.
MarketAxess Holdings Inc reports that Vanguard Capital Management beneficially owned 1,892,096 shares of Common Stock, representing 5.32% of the class as of 03/31/2026. The filing states Vanguard has sole voting power for 282,837 shares and sole dispositive power for 1,892,096 shares. The statement attributes ownership across Vanguard affiliates and notes these shares include positions held for Vanguard funds and managed accounts. The filing is signed on 04/30/2026.
MarketAxess Holdings Inc. will hold its 2026 Annual Meeting of Stockholders as a virtual-only event on June 10, 2026 at 9:00 a.m. Eastern. Stockholders of record as of April 13, 2026 can vote online, by phone, by mail, or during the live webcast.
Investors are asked to elect 12 directors for one-year terms, ratify PricewaterhouseCoopers LLP as auditor for 2026, approve on an advisory basis executive compensation, and consider a stockholder proposal. Following the meeting, assuming all nominees are elected, the Board will have 12 members, 11 of whom are independent.
The proxy highlights strong governance practices, including an independent chair, fully independent committees, annual director elections, majority voting in uncontested elections, stockholder rights to act by written consent and to call special meetings, and robust stock ownership guidelines. It also describes board refreshment, risk oversight structures, sustainability initiatives, and disciplined expense and emissions management.
MarketAxess Holdings Inc reported that Vanguard Portfolio Management beneficially owned 2,168,085 shares of Common Stock, representing 6.09% of the class as of 03/31/2026. The filing states Vanguard Portfolio Management has sole dispositive power over 2,168,085 shares and sole voting power for 4,414 shares. The filing explains these holdings include securities held by Vanguard funds and certain affiliates over which Vanguard exercises dispositive authority.
MarketAxess Holdings Inc. is updating details about two recently elected directors. The company previously disclosed that Douglas A. Cifu and Kenneth T. Schiciano were elected to the Board effective March 1, 2026, but had not yet assigned them to committees.
On April 15, 2026, the Board appointed Mr. Cifu to the Compensation and Talent Committee and the Finance Committee, and appointed Mr. Schiciano to the Audit Committee. These committee assignments will take effect on May 1, 2026, clarifying their governance roles.
MarketAxess Holdings Inc. General Counsel and Secretary Scott Pintoff reported an open-market sale of company stock. On April 10, 2026 he sold 100 shares of common stock at a price of $171.96 per share. After this transaction, he directly holds 11,986 shares of MarketAxess common stock.
MarketAxess Holdings Inc. Chief Executive Officer Christopher R. Concannon reported a small share disposition related to equity compensation. On the vesting of previously granted restricted stock units, he surrendered 349 shares of common stock to the company to satisfy his tax withholding obligation at $171.46 per share. Following this tax-withholding transaction, he continues to hold 53,600 shares of MarketAxess common stock directly, indicating the move was administrative rather than an open-market sale.
MarketAxess Holdings Inc: The Vanguard Group filed an amendment to its Schedule 13G/A stating that, after an internal realignment, certain Vanguard subsidiaries will report beneficial ownership separately in accordance with SEC Release No. 34-39538 (January 12, 1998). The filing shows 0 shares beneficially owned and 0% ownership of MarketAxess common stock as reported in this amendment.
MARKETAXESS HOLDINGS INC filed an initial insider ownership report for Chief Technology Officer William Quan. This Form 3 shows that as of the reporting date he had no directly owned shares of the company’s common stock outstanding in his name. The filing is an administrative disclosure of his starting ownership position as a corporate officer.