Mesoblast (MESO) director George Gregory details share, warrant and option holdings
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
Mesoblast Ltd director George Gregory filed an initial ownership report listing his existing holdings in the company. The filing shows direct and indirect positions in ordinary shares, American Depositary Shares, warrants, and stock options with various exercise prices and expirations. A footnote explains that each ADS represents a beneficial interest in 10 ordinary shares.
Positive
- None.
Negative
- None.
Insider Trade Summary
12 transactions reported
Mixed
12 txns
Insider
George Gregory
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Options | -- | -- | -- |
| holding | Options | -- | -- | -- |
| holding | Options | -- | -- | -- |
| holding | Ordinary Shares | -- | -- | -- |
| holding | Ordinary Shares | -- | -- | -- |
| holding | Ordinary Shares | -- | -- | -- |
| holding | Ordinary Shares | -- | -- | -- |
| holding | Ordinary Shares | -- | -- | -- |
| holding | Ordinary Shares | -- | -- | -- |
Holdings After Transaction:
Warrants — 6,830,602 shares (Indirect, Through G to the Fourth Investments, LLC, of which Dr. George is a manager.);
Warrants — 200,000 shares (Direct);
Options — 66,667 shares (Direct);
Ordinary Shares — 5 shares (Direct);
Ordinary Shares — 5,644,192 shares (Indirect, Through G to the Fourth Investments, LLC, of which Dr. George is a manager)
Footnotes (1)
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FAQ
What does the Mesoblast (MESO) Form 3 filing by George Gregory show?
The Form 3 shows George Gregory’s existing ownership in Mesoblast, including ordinary shares, ADS-related holdings, warrants, and stock options. It is an initial disclosure of positions, not a report of new purchases or sales.
What derivative securities does George Gregory report in Mesoblast (MESO)?
George Gregory reports warrants and stock options over Mesoblast ordinary shares and ADS. These derivatives have stated exercise prices and expiration dates, indicating potential future share acquisitions if exercised under their respective terms.
What indirect holdings are reported for George Gregory in Mesoblast (MESO)?
Indirect positions include ordinary shares and warrants held through G to the Fourth Investments, LLC, where Gregory is a manager, and shares held by James and Grant George, who have granted him power of attorney, as reflected in the nature-of-ownership descriptions.
Does the Mesoblast (MESO) Form 3 indicate insider buying or selling activity?
The Form 3 lists holdings as of the reporting date and does not identify any buy or sell transactions. Transaction summaries show no recorded purchases, sales, exercises, gifts, or restructurings, only holding entries across the reported securities.