STOCK TITAN

Mattel (MAT) SVP J. Hugh gains shares from RSU vesting and tax withholding

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Mattel SVP & Corporate Controller J. Hugh reported routine equity compensation activity involving restricted stock units (RSUs). On May 7, 2026, 4,417 RSUs granted on May 7, 2025 vested, resulting in the issuance of 4,417 shares of Mattel common stock.

To satisfy required taxes at vesting, 1,585 shares were automatically disposed of by withholding at an implied value of $15.00 per share, with no open‑market sale. After these transactions, Hugh directly holds 40,282 shares of common stock and 8,970 RSUs.

Positive

  • None.

Negative

  • None.
Insider Hugh Yoon J.
Role SVP & Corporate Controller
Type Security Shares Price Value
Exercise Restricted Stock Units 4,417 $0.00 --
Exercise Common Stock 4,417 $0.00 --
Tax Withholding Common Stock 1,585 $15.00 $24K
Holdings After Transaction: Restricted Stock Units — 8,970 shares (Direct, null); Common Stock — 40,282 shares (Direct, null)
Footnotes (1)
  1. As reported on a Form 4 dated May 7, 2025 and filed on May 9, 2025, the Reporting Person received a grant of 13,387 Restricted Stock Units ("RSUs" or "Units") on May 7, 2025. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On May 7, 2026, the first 33% of these RSUs vested, resulting in the issuance of 4,417 shares of Mattel, Inc. Common Stock. Pursuant to the terms of the May 7, 2025 RSU grant, 1,585 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.
RSUs vested 4,417 shares First 33% of 13,387-unit RSU grant vested May 7, 2026
Shares withheld for taxes 1,585 shares Automatically withheld at vesting to cover tax obligations
Implied tax withholding price $15.00/share Value used for 1,585-share tax-withholding disposition
Net shares from vesting 2,832 shares 4,417 vested minus 1,585 withheld for taxes
Common shares held after transaction 40,282 shares Direct Mattel common stock ownership following Form 4 events
RSUs remaining 8,970 units Restricted stock units outstanding after 4,417 units vested
Original RSU grant size 13,387 units RSUs granted May 7, 2025 with 3-year vesting schedule
Restricted Stock Units financial
"the Reporting Person received a grant of 13,387 Restricted Stock Units ("RSUs" or "Units")"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax withholding financial
"shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding"
Tax withholding is the practice of taking a portion of a payment—such as wages, dividends, or sale proceeds—before it reaches the recipient and sending that portion to the tax authority as an advance on the recipient’s eventual tax bill. For investors it matters because withholding reduces immediate cash received and affects after‑tax returns, estimated tax payments, and whether you may owe more or receive a refund when taxes are finally calculated, like having a small automatic savings set aside for your tax bill.
derivative exercise/conversion financial
"transaction_action": "derivative exercise/conversion""
Form 4 regulatory
"As reported on a Form 4 dated May 7, 2025 and filed on May 9, 2025"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hugh Yoon J.

(Last)(First)(Middle)
333 CONTINENTAL BOULEVARD

(Street)
EL SEGUNDO CALIFORNIA 90245

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
MATTEL INC /DE/ [ MAT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SVP & Corporate Controller
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/07/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/07/2026M4,417A(1)40,282D
Common Stock05/07/2026F1,585(2)D$1538,697D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)05/07/2026M4,417 (1) (1)Common Stock4,417$08,970D
Explanation of Responses:
1. As reported on a Form 4 dated May 7, 2025 and filed on May 9, 2025, the Reporting Person received a grant of 13,387 Restricted Stock Units ("RSUs" or "Units") on May 7, 2025. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On May 7, 2026, the first 33% of these RSUs vested, resulting in the issuance of 4,417 shares of Mattel, Inc. Common Stock.
2. Pursuant to the terms of the May 7, 2025 RSU grant, 1,585 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.
Remarks:
/s/ Tiffani Magri, Attorney-in-Fact for Yoon J. Hugh05/11/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did Mattel (MAT) report for J. Hugh on May 7, 2026?

Mattel’s SVP & Corporate Controller J. Hugh reported RSU vesting on May 7, 2026. 4,417 restricted stock units converted into common shares, and 1,585 of those shares were automatically withheld to cover tax obligations, with the remaining shares added to his direct holdings.

How many Mattel (MAT) shares did J. Hugh effectively acquire from RSU vesting?

J. Hugh had 4,417 RSUs vest into common shares, of which 1,585 shares were withheld for taxes. This left 2,832 net new shares effectively added to his direct ownership as part of routine equity compensation vesting, rather than an open‑market purchase.

Did J. Hugh sell Mattel (MAT) shares on the open market in this Form 4?

The filing does not show any open‑market sale. Instead, 1,585 shares were disposed of through automatic tax‑withholding at vesting, coded as an F transaction, which represents payment of tax liability by delivering shares rather than a discretionary market sale.

What are J. Hugh’s Mattel (MAT) share and RSU holdings after these transactions?

After the May 7, 2026 transactions, J. Hugh directly holds 40,282 shares of Mattel common stock. He also retains 8,970 restricted stock units, which represent additional potential future common shares that may be delivered as further tranches vest over time.

What RSU grant terms are disclosed for J. Hugh’s Mattel (MAT) awards?

The RSU grant dated May 7, 2025 covered 13,387 units that vest 33% on the first anniversary, 33% on the second, and 34% on the third. On each vesting date, one Mattel common share is issued per vested unit, subject to required tax withholding.