Welcome to our dedicated page for Lightwave Logic SEC filings (Ticker: LWLG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Lightwave Logic, Inc. (NASDAQ: LWLG) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Lightwave Logic is incorporated in Nevada and reports under Commission File Number 001-40766, with principal executive offices in Englewood, Colorado. Its filings offer detailed information on corporate governance, financing arrangements, executive compensation, and material events related to its electro-optic polymer technology business.
Investors can review current reports on Form 8-K that describe significant developments such as underwritten public offerings of common stock under an effective Form S-3 shelf registration statement, the issuance of underwriter warrants, and the intended use of proceeds for working capital, commercialization acceleration, and expansion of U.S. production capacity. Other 8-K filings cover the termination of an equity purchase agreement with Lincoln Park Capital Fund, LLC, new employment agreements with the Chief Executive Officer, and severance and equity vesting terms in various scenarios, including change-in-control events.
Filings also document leadership and governance changes, including the retirement of the Chief Financial Officer and Chief Operating Officer, transitions on the Board of Directors, and the appointment of Snizhana “Ana” Quan as Principal Financial Officer and Principal Accounting Officer. These disclosures provide insight into the company’s financial oversight and management structure.
Through Stock Titan, users can access Lightwave Logic’s SEC filings with AI-powered summaries that explain the key points of lengthy documents. Real-time updates from EDGAR help surface new 8-Ks and other filings as they are posted. The platform also makes it easier to identify items related to equity offerings, warrants, executive agreements, and other material contracts, allowing investors to quickly understand how regulatory disclosures relate to Lightwave Logic’s electro-optic polymer commercialization strategy and capital structure.
Lightwave Logic, Inc. director Thomas M. Connelly Jr. exercised restricted stock units into common shares. On March 31, 2026 he converted 20,161 RSUs at a stated price of $0.00 per share, increasing his direct common stock holdings to 86,132 shares.
These RSUs were granted under the company’s 2025 Equity Incentive Plan. According to the vesting schedule, 20,162 RSUs vested on July 15, 2025 and 20,161 shares vested on each of September 30, 2025, December 31, 2025 and March 31, 2026.
Lightwave Logic, Inc. director Craig Ciesla exercised restricted stock units into common shares as part of an equity award vesting. On March 31, 2026, 20,161 restricted stock units converted into 20,161 shares of common stock at a price of $0.00 per share. After this transaction, Ciesla directly held 129,824 shares of Lightwave Logic common stock, reflecting a routine compensation-related equity acquisition rather than an open-market purchase or sale.
Lightwave Logic, Inc. director Ronald A. Bucchi exercised restricted stock units and sold shares primarily for taxes. On March 31, 2026 he converted 20,161 restricted stock units into the same number of common shares at a stated price of $0.0000 per share. On April 1, 2026 he sold 11,000 common shares at a weighted average price of $6.92 per share to cover tax withholding obligations tied to this RSU vesting. After these transactions he holds 294,879 common shares directly and 3,000 common shares indirectly through his spouse.
Lightwave Logic director Laila Partridge exercised restricted stock units and sold shares mainly to cover taxes. On March 31, 2026 she converted 20,161 RSUs into the same number of common shares at a $0.00 exercise price. On April 1, 2026 she sold 11,000 common shares at a weighted average price of $6.84 per share, solely to cover tax withholding obligations related to the RSU vesting. After these transactions she directly owned 80,723 common shares.
Lightwave Logic, Inc. submitted a Form 144 notice for the proposed sale of 11,000 shares of Common Stock, tied to RSU vesting. The filing records a prior sale of 10,000 shares on 01/05/2026 by Laila Partridge. The filing lists an exchange identifier and an as of figure dated 04/01/2026.
Lightwave Logic, Inc. Principal Financial Officer Snizhana P. Quan exercised employee stock options for 25,000 shares of common stock at $4.87 per share and on the same day sold 25,000 shares at $7.27 per share in an open-market transaction.
Following these transactions, she holds 51,125 common shares directly and 4,800 shares indirectly through a domestic partner. A footnote states that 24,999 options from this award remain unvested and are subject to forfeiture, with the option grant expiring on October 8, 2033.
Lightwave Logic Inc amended a Schedule 13G/A to report that The Vanguard Group holds 0 shares of Common Stock, representing 0% of the class. The filing explains an internal realignment effective January 12, 2026 under SEC Release No. 34-39538, after which certain Vanguard subsidiaries report holdings separately.
Lightwave Logic affiliate reported insider transactions and proposed sales of common stock. The filing lists vested RSUs totaling 100,000 shares (90,000 vested 11/22/2021; 10,000 vested 12/11/2024) identified as securities to be sold. It also records prior open-market sales by Tom Zelibor of 85,000 shares on 03/20/2026 for $637,500 and 50,000 shares on 03/24/2026 for $375,000.