Welcome to our dedicated page for Lightwave Logic SEC filings (Ticker: LWLG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Lightwave Logic, Inc. filings document formal disclosures for a Nevada technology company developing proprietary electro-optic polymers and polymer-based optical modulator technology. Recent 8-K reports cover material definitive agreements, common-stock financing arrangements, public offering activity, amendments to sales agreements and termination of a prior equity purchase arrangement.
The company’s regulatory record also includes proxy materials for annual stockholder matters, executive appointments and compensation arrangements, Regulation FD investor-presentation disclosures, and an accounting non-reliance determination tied to previously issued interim financial statements. These filings describe governance, capital structure, reporting controls and securities-registration matters for the company’s common stock.
Lightwave Logic, Inc. has filed a Form S-3 shelf registration dated June 11, 2026 to register the potential offering of its common stock, preferred stock, warrants and units, and to permit certain selling stockholders to offer and sell shares from time to time. The prospectus states that offerings may occur "from time to time after this Registration Statement becomes effective" and that the company will not receive proceeds from sales by selling stockholders. The prospectus discloses authorized share capital of 250,000,000 common shares and 1,000,000 preferred shares, and that 154,124,842 shares of common stock were outstanding as of June 11, 2026. The company’s common stock is listed on the Nasdaq Capital Market under the symbol LWLG, with a reported last sale price of $9.23 per share on June 10, 2026. Specific offering amounts, prices, and selling‑holder allocations will be provided in future prospectus supplements.
Quan Snizhana P. reported acquisition or exercise transactions in this Form 4 filing.
Lightwave Logic, Inc. Principal Financial Officer Snizhana P. Quan reported an equity award rather than a market purchase or sale. She received 2,500 shares of Common Stock as a grant of restricted stock units (RSUs) at $0.00 per share under the company’s 2025 Equity Incentive Plan.
According to the vesting schedule, 836 RSUs will vest on June 1, 2027, and the remaining units will vest in eight quarterly installments of 208 RSUs each, starting on September 1, 2027. After this award, Quan directly owns 53,280 shares of Common Stock and is also reported as indirectly owning 4,800 shares through a domestic partner.
El-Ahmadi Siraj Nour reported acquisition or exercise transactions in this Form 4 filing.
Lightwave Logic, Inc. director El-Ahmadi Siraj Nour received a grant of 13,612 shares of Common Stock in the form of restricted stock units under the company’s 2025 Equity Incentive Plan. The RSUs vest in four quarterly installments beginning on August 31, 2026. Following this award, Nour directly holds 110,780 shares.
Ciesla Craig reported acquisition or exercise transactions in this Form 4 filing.
Lightwave Logic, Inc. director Craig Ciesla received a grant of 13,612 shares of common stock in the form of restricted stock units under the company’s 2025 Equity Incentive Plan. The award has no cash purchase price and increases his direct holdings to 132,436 shares.
The RSUs will vest in four quarterly installments beginning on August 31, 2026, meaning the shares are delivered over time as service-based conditions are met. This is a routine equity compensation grant designed to align the director’s interests with long-term shareholder value.
CONNELLY THOMAS M JR reported acquisition or exercise transactions in this Form 4 filing.
Lightwave Logic, Inc. director Thomas M. Connelly Jr received a grant of 13,612 restricted stock units (RSUs) at no cost under the company’s 2025 Equity Incentive Plan. These RSUs will vest in four quarterly installments beginning on August 31, 2026.
After this compensation-related award, Connelly’s reported direct holdings increased to 90,744 shares of common stock. The transaction reflects routine equity-based compensation rather than an open-market purchase or sale.
Partridge Laila reported acquisition or exercise transactions in this Form 4 filing.
Lightwave Logic, Inc. director Laila Partridge reported an equity compensation grant rather than an open-market trade. She received 13,612 shares of common stock in the form of restricted stock units (RSUs) at no cash cost, increasing her directly held stake to 94,335 shares after the award. According to the disclosure, these RSUs were granted under the company’s 2025 Equity Incentive Plan and will vest in four quarterly installments beginning on August 31, 2026, tying the full benefit of the grant to her continued service over time.
Lightwave Logic, Inc. director Ronald A. Bucchi reported an equity compensation award and updated share holdings. He received a grant of 13,612 restricted stock units (RSUs) of common stock at $0.00 per share, characterized as a grant or award acquisition. According to the footnote, these RSUs, granted under the company’s 2025 Equity Incentive Plan, will vest in four quarterly installments beginning on August 31, 2026, tying the award to continued service over time.
Following this grant, Bucchi directly owns 208,491 shares of common stock. The filing also notes 3,000 shares of common stock held indirectly by his spouse, reflecting additional associated ownership. The transactions do not involve any open-market purchases or sales, and primarily reflect routine director compensation and an updated record of indirect holdings.
Lightwave Logic, Inc. Principal Financial Officer Snizhana P. Quan reported a small share sale primarily to cover taxes on equity compensation. On June 1, 2026, she sold 345 shares of common stock at $11.41 per share to satisfy tax withholding obligations tied to a restricted stock award (RSA) that vested on May 31, 2026.
After this transaction, she holds 50,780 shares of Lightwave Logic common stock directly and an additional 4,800 shares indirectly through a domestic partner. The filing reflects a routine, compensation-related sale rather than a discretionary reduction of her overall ownership stake.
Lightwave Logic affiliate filed a Form 144 to sell common stock. The filing lists a proposed sale of 350 shares associated with RSU vesting dated 06/01/2026, with proceeds transfer method described as Wire. The excerpt also records prior dispositions of 25,000 shares on 03/30/2026 and 20,000 shares on 04/10/2026, with post-transaction holdings shown as 181,000 and 207,188 respectively in the same lines.
Lightwave Logic, Inc. held its 2026 Annual Meeting of Shareholders on May 21, 2026. As of April 6, 2026 the company had 150,610,710 shares of common stock outstanding, and 79,045,985 shares were represented in person or by proxy, establishing a quorum of approximately 52.4%.
Shareholders elected Laila Partridge and Thomas Connelly, Jr. as directors to serve until the 2029 Annual Meeting. They received 35,317,887 and 37,034,752 votes for, respectively, with broker non-votes recorded. Shareholders also approved the ratification of Stephano Slack LLP as the independent registered public accounting firm for fiscal year 2026 with 78,101,889 votes for, 66,274 against, and 877,822 abstentions.