Welcome to our dedicated page for Liveone SEC filings (Ticker: LVO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The LiveOne, Inc. (NASDAQ: LVO) SEC filings page on Stock Titan provides access to the company’s official disclosures as filed with the U.S. Securities and Exchange Commission. LiveOne is a music, entertainment, and technology platform based in Los Angeles, California, and its common stock is registered on The Nasdaq Capital Market under the symbol LVO. Through its filings, investors can review how the company describes its business, risks, capital structure, and material events.
LiveOne’s current and periodic reports include Annual Reports on Form 10-K and Quarterly Reports on Form 10-Q, which the company cites in its press releases. These documents discuss topics such as reliance on its largest OEM customer for a substantial percentage of revenue, the need to attract and retain users and paid members, content acquisition and development, compliance with financial and debt covenants, and exposure to legal and regulatory risks related to digital assets. They also provide segment information for operations that include Slacker, PodcastOne, PPVOne, Custom Personalization Solutions, LiveXLive, DayOne Music Publishing, Drumify and Splitmind.
LiveOne frequently files Current Reports on Form 8-K to report material events. Recent 8-K filings have covered notices related to Nasdaq listing standards, the implementation of a one-for-ten reverse stock split and its effect on trading, entry into and amendments of senior secured convertible debentures that permit a crypto asset treasury strategy, exchanges of Series A Perpetual Convertible Preferred Stock into common stock with associated warrants, and the announcement of quarterly financial results and investor webcasts.
On Stock Titan, these filings are updated in near real time from EDGAR and are accompanied by AI-powered summaries. The summaries are designed to highlight key points from lengthy documents, such as changes in capital structure, new financing arrangements, reverse stock split details, and risk factor themes, helping users quickly understand what each filing means without reading every page.
In addition to 10-K, 10-Q, and 8-K reports, investors can also monitor other LiveOne filings that may appear over time, such as registration statements or proxy materials referenced in the company’s disclosures. For users interested in governance and capital markets activity, the filings page is a central resource for reviewing how LiveOne communicates with regulators and shareholders about its evolving business, financial condition, and strategic initiatives.
LiveOne, Inc. director Kristopher Wright exercised previously granted Restricted Stock Units, converting 20,040 RSUs into an equal number of common shares at no cash exercise price. These RSUs were granted as director fees for service from October 1, 2024 to September 30, 2025. Following the settlement, Wright directly holds 175,090 shares of LiveOne common stock, and no remaining derivative position is shown in this filing. The activity reflects routine equity compensation vesting rather than an open-market purchase or sale.
LiveOne director Bridget Baker reported a routine equity compensation event. She exercised 21,153 Restricted Stock Units, which converted on a one-for-one basis into 21,153 shares of LiveOne common stock at a price of $0.00 per share.
The vested RSUs were granted as director fees for board service from October 1, 2024 to September 30, 2025. After this settlement, Baker directly owns 268,684 shares of LiveOne common stock. The filing shows no open-market purchases or sales, only the RSU vesting and share delivery.
LiveOne, Inc. director Patrick D. Wachsberger exercised 21,153 restricted stock units into 21,153 shares of common stock. The RSUs converted on a one-for-one basis at an exercise price of $0.00 per share and were granted as director fees for service from October 1, 2024 to September 30, 2025.
After this settlement, Wachsberger directly holds 278,680 shares of LiveOne common stock. The filing reflects a compensation-related derivative exercise and share issuance, with no open-market purchase or sale involved.
Solomon Kenneth A reported acquisition or exercise transactions in this Form 4 filing.
LiveOne, Inc. director Kenneth A. Solomon received a grant of 22,266 restricted stock units (RSUs) as board compensation. The award covers service on the board from October 1, 2024 to September 30, 2025 and leaves him holding 22,266 RSUs after the transaction.
The RSUs vest on March 31, 2026, subject to his continued board service. Each RSU represents a contingent right to receive one share of LiveOne common stock or the cash value, with the board deciding the payout form under the company’s 2016 Equity Incentive Plan. Solomon may defer settlement until he leaves the board or up to five years after vesting, making this a routine, non-market, compensation-related equity grant.
Wright Kristopher reported acquisition or exercise transactions in this Form 4 filing.
LiveOne, Inc. director Kristopher Wright received a grant of 20,040 restricted stock units as board fees for service from October 1, 2024 to September 30, 2025. These RSUs vest on March 31, 2026, subject to his continued board service.
Each RSU represents a right to receive one share of common stock or its cash value, with the board deciding the payout form under the company’s 2016 Equity Incentive Plan. Wright may defer settlement until he leaves the board or up to five years after vesting.
Baker Bridget reported acquisition or exercise transactions in this Form 4 filing.
LiveOne, Inc. director Bridget Baker received a grant of 21,153 Restricted Stock Units as compensation for serving on the company’s board from October 1, 2024 to September 30, 2025. These RSUs vest on March 31, 2026, subject to her continued board service through that date.
Each RSU represents a contingent right to receive either one share of LiveOne common stock or the cash value of a share, with the board deciding the payout form under the company’s 2016 Equity Incentive Plan. Baker may also elect to defer settlement until she leaves the board or for up to five years after vesting.
Wachsberger Patrick D reported acquisition or exercise transactions in this Form 4 filing.
LiveOne, Inc. director Patrick D. Wachsberger reported receiving a grant of 21,253 Restricted Stock Units as board fees for service from October 1, 2024 to September 30, 2025. The RSUs vest on March 31, 2026, assuming he continues serving on the board through that date.
Each RSU represents a right to receive one share of LiveOne common stock or the cash value of a share. The board will decide whether payout is in cash, stock, or a mix under the company’s 2016 Equity Incentive Plan, and Wachsberger may defer settlement until he leaves the board or up to five years after vesting.
LiveOne, Inc. registers 500,000 shares of common stock under a prospectus supplement; these Shares are being issued and sold directly to Music and Entertainment Rights Licensing Independent Network Limited ("Merlin") at $7.50 per share pursuant to a Shares Issuance Agreement dated March 3, 2026.
The Shares are issued to satisfy payment and royalty obligations of the Company’s subsidiary Slacker, Inc. and the Company will not receive cash proceeds from the issuance; any net proceeds Merlin obtains from resales will be offset against those Payments. The offering is expected to close on or about March 10, 2026, subject to customary closing conditions.
LiveOne, Inc. entered a Shares Issuance Agreement with its subsidiary Slacker, Inc. and Merlin under which LiveOne will issue 500,000 shares of common stock at a deemed price of $7.50 per share to Merlin.
The shares will be used to pay both outstanding and future music royalty fees owed by Slacker to Merlin under their Digital Music Services Agreement, whose term is extended through November 30, 2026 and may be further extended to November 30, 2027. Merlin’s sale proceeds from the shares will be offset against royalties, and Slacker may either repurchase any unsold shares or settle remaining amounts in cash at contract end.
The shares will be issued off LiveOne’s effective shelf registration, the company will receive no cash proceeds, and Merlin agreed not to sell more than 5% of the average daily trading volume over the prior 20 trading days when disposing of the shares.
Arani Ramin reported acquisition or exercise transactions in this Form 4 filing.
LiveOne, Inc. director Ramin Arani reported receiving a grant of 22,266 Restricted Stock Units (RSUs) as director fees for serving on the board from October 1, 2024 to September 30, 2025. The RSUs vest on March 31, 2026, if he continues serving on the board through that date.
Each RSU represents a contingent right to receive either one share of LiveOne common stock or the cash value of a share, as determined by the board under the company’s 2016 Equity Incentive Plan. Settlement can be deferred until Arani leaves the board or up to five years after vesting.