Welcome to our dedicated page for Liveone SEC filings (Ticker: LVO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The LiveOne, Inc. (NASDAQ: LVO) SEC filings page on Stock Titan provides access to the company’s official disclosures as filed with the U.S. Securities and Exchange Commission. LiveOne is a music, entertainment, and technology platform based in Los Angeles, California, and its common stock is registered on The Nasdaq Capital Market under the symbol LVO. Through its filings, investors can review how the company describes its business, risks, capital structure, and material events.
LiveOne’s current and periodic reports include Annual Reports on Form 10-K and Quarterly Reports on Form 10-Q, which the company cites in its press releases. These documents discuss topics such as reliance on its largest OEM customer for a substantial percentage of revenue, the need to attract and retain users and paid members, content acquisition and development, compliance with financial and debt covenants, and exposure to legal and regulatory risks related to digital assets. They also provide segment information for operations that include Slacker, PodcastOne, PPVOne, Custom Personalization Solutions, LiveXLive, DayOne Music Publishing, Drumify and Splitmind.
LiveOne frequently files Current Reports on Form 8-K to report material events. Recent 8-K filings have covered notices related to Nasdaq listing standards, the implementation of a one-for-ten reverse stock split and its effect on trading, entry into and amendments of senior secured convertible debentures that permit a crypto asset treasury strategy, exchanges of Series A Perpetual Convertible Preferred Stock into common stock with associated warrants, and the announcement of quarterly financial results and investor webcasts.
On Stock Titan, these filings are updated in near real time from EDGAR and are accompanied by AI-powered summaries. The summaries are designed to highlight key points from lengthy documents, such as changes in capital structure, new financing arrangements, reverse stock split details, and risk factor themes, helping users quickly understand what each filing means without reading every page.
In addition to 10-K, 10-Q, and 8-K reports, investors can also monitor other LiveOne filings that may appear over time, such as registration statements or proxy materials referenced in the company’s disclosures. For users interested in governance and capital markets activity, the filings page is a central resource for reviewing how LiveOne communicates with regulators and shareholders about its evolving business, financial condition, and strategic initiatives.
LiveOne, Inc. received a Schedule 13G filing showing that a group of related entities led by Broadcast Music, LLC and ultimately tied to Steven B. Klinsky beneficially owns 1,000,000 shares of Common Stock, representing 7.6% of the class. The filing states the percentage is calculated using 12,148,566 shares outstanding following an offering described in a prospectus supplement on Form 424B5 filed March 10, 2026, plus the one million shares issued to the Reporting Persons on April 24, 2026. The Schedule 13G lists the reporting persons, their chain of ownership, shared voting and dispositive power of the one million shares, and includes a joint filing agreement and certifications.
LiveOne, Inc. is issuing 1,000,000 shares of common stock at $7.50 per share to Broadcast Music, Inc. (BMI Inc.) as payment in full for certain Slacker royalty obligations through March 31, 2027, pursuant to a Shares Issuance Agreement dated April 17, 2026. The issuance is subject to certain closing conditions and is expected to close on or about April 24, 2026. The Company will not receive cash proceeds from the issuance; the Shares will offset payments due under the License Agreements and the Company expects to incur approximately $20,000 of related expenses.
The prospectus supplement also discloses prior equity transactions, a one‑for‑ten reverse stock split, and LiveOne’s corporate cryptocurrency treasury strategy, including Board authorization to acquire up to $500,000,000 of crypto and current holdings of approximately 43.14866 bitcoins purchased for about $5.0 million.
LiveOne, Inc. agreed to issue 1,000,000 shares of common stock to Broadcast Music, LLC at a deemed price of $7.50 per share to fully satisfy music royalty obligations due through March 31, 2027 under existing Slacker license agreements.
The parties extended the license term through December 31, 2027, with automatic annual renewals thereafter. BMI’s daily sales of the shares are limited to 5% of 20-day average trading volume, though it may sell at least 3,500 shares per trading day. LiveOne will not receive cash proceeds from this stock issuance.
LiveOne, Inc. director Ramin Arani exercised restricted stock units into common shares as part of board compensation. On the reported date, 22,266 Restricted Stock Units converted on a one-for-one basis into 22,266 shares of common stock as director fees for service from October 1, 2024 to September 30, 2025. After this derivative exercise and share settlement, Arani directly holds 279,867 shares of LiveOne common stock.
Krigsman Jay E. reported acquisition or exercise transactions in this Form 4 filing.
LiveOne, Inc. director Jay E. Krigsman received a grant of 28,946 Restricted Stock Units as board fees for serving on the company’s board from October 1, 2024 to September 30, 2025. The RSUs vested on March 31, 2026 and each unit represents one share of common stock or its cash value.
The board will decide whether the payout is in cash, stock, or a mix, under LiveOne’s 2016 Equity Incentive Plan. Krigsman may choose to defer settlement of the RSUs until he leaves the board or for up to five years after the vesting date.
LiveOne, Inc. director Kristopher Wright exercised previously granted Restricted Stock Units, converting 20,040 RSUs into an equal number of common shares at no cash exercise price. These RSUs were granted as director fees for service from October 1, 2024 to September 30, 2025. Following the settlement, Wright directly holds 175,090 shares of LiveOne common stock, and no remaining derivative position is shown in this filing. The activity reflects routine equity compensation vesting rather than an open-market purchase or sale.
LiveOne director Bridget Baker reported a routine equity compensation event. She exercised 21,153 Restricted Stock Units, which converted on a one-for-one basis into 21,153 shares of LiveOne common stock at a price of $0.00 per share.
The vested RSUs were granted as director fees for board service from October 1, 2024 to September 30, 2025. After this settlement, Baker directly owns 268,684 shares of LiveOne common stock. The filing shows no open-market purchases or sales, only the RSU vesting and share delivery.
LiveOne, Inc. director Patrick D. Wachsberger exercised 21,153 restricted stock units into 21,153 shares of common stock. The RSUs converted on a one-for-one basis at an exercise price of $0.00 per share and were granted as director fees for service from October 1, 2024 to September 30, 2025.
After this settlement, Wachsberger directly holds 278,680 shares of LiveOne common stock. The filing reflects a compensation-related derivative exercise and share issuance, with no open-market purchase or sale involved.
Solomon Kenneth A reported acquisition or exercise transactions in this Form 4 filing.
LiveOne, Inc. director Kenneth A. Solomon received a grant of 22,266 restricted stock units (RSUs) as board compensation. The award covers service on the board from October 1, 2024 to September 30, 2025 and leaves him holding 22,266 RSUs after the transaction.
The RSUs vest on March 31, 2026, subject to his continued board service. Each RSU represents a contingent right to receive one share of LiveOne common stock or the cash value, with the board deciding the payout form under the company’s 2016 Equity Incentive Plan. Solomon may defer settlement until he leaves the board or up to five years after vesting, making this a routine, non-market, compensation-related equity grant.
Wright Kristopher reported acquisition or exercise transactions in this Form 4 filing.
LiveOne, Inc. director Kristopher Wright received a grant of 20,040 restricted stock units as board fees for service from October 1, 2024 to September 30, 2025. These RSUs vest on March 31, 2026, subject to his continued board service.
Each RSU represents a right to receive one share of common stock or its cash value, with the board deciding the payout form under the company’s 2016 Equity Incentive Plan. Wright may defer settlement until he leaves the board or up to five years after vesting.