Welcome to our dedicated page for Lumen Technologies SEC filings (Ticker: LUMN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Lumen Technologies filings document material events, operating results, capital-structure actions, and governance disclosures for the NYSE-listed telecommunications company. Recent 8-K records include earnings releases and Regulation FD presentation materials, as well as disclosures related to credit agreements, supplemental indentures, guarantees, and debt securities issued or supported by Lumen subsidiaries.
The filing record also covers exchange offers, consent solicitations, tender-offer communications, shareholder voting matters, and registered securities including Lumen common stock and preferred stock purchase rights. Subsidiary registrants and issuers such as Qwest Corporation, Level 3 Parent, LLC, and Level 3 Financing appear in disclosures that describe debt obligations, note listings, collateral arrangements, and related material agreements.
Lumen Technologies and its subsidiary Qwest Corporation have completed an exchange of certain existing Qwest notes for new long-term debt. On June 11, 2026, Qwest issued $1,002,320,075 aggregate principal amount of new 6.500% Notes due 2051 and $381,528,000 aggregate principal amount of new 6.750% Notes due 2052, fully and unconditionally guaranteed on an unsecured basis by Lumen.
The 6.500% Notes due 2051 pay interest quarterly starting September 1, 2026 and the 6.750% Notes due 2052 pay interest quarterly starting September 15, 2026. The 2051 notes are available in $1 and $25 denominations, while the $25-denominated 2051 notes and the 2052 notes are expected to trade on the New York Stock Exchange under the symbols CTGG and CTHH. Qwest also entered into supplemental indentures for its 6.5% Notes due 2056 and 6.75% Notes due 2057 that eliminate substantially all restrictive covenants in those older indentures.
Lumen Technologies and its subsidiary Qwest Corporation have completed exchange offers and related consent solicitations for two long‑dated Qwest note issues. Holders of Qwest’s 6.5% Notes due 2056 tendered $515,297,925 of option 1 notes and $316,631,500 of option 2 notes for new 6.500% Notes due 2051, while holders of 6.75% Notes due 2057 tendered $381,528,000 of option 1 notes and $170,390,650 of option 2 notes for new 6.750% Notes due 2052. Qwest will issue the new senior unsecured notes, fully and unconditionally guaranteed by Lumen, and pay consent fees of $2,079,823.56 and $1,379,796.63 on the two series. Qwest obtained the required majority consents to amend the old indentures and plans to de‑register the old Qwest notes and cease separate SEC reporting after settlement.
Lumen Technologies reported results from its annual shareholder meeting, where investors approved an expansion of its 2024 equity incentive plan and several corporate charter changes. The equity plan now authorizes up to 88,600,000 shares of common stock for awards, an increase of 45,600,000 shares.
Shareholders also approved amendments to the Articles of Incorporation removing certain supermajority voting requirements and updating the definition of “Related Person,” while a separate proposal to remove a supermajority standard on director liability and indemnification did not pass. KPMG LLP was ratified as independent auditor for 2026, directors were re-elected, executive compensation received advisory approval, and a shareholder proposal on rights plan voting was not approved.
Collins Michael reported acquisition or exercise transactions in this Form 4 filing.
Director Michael Collins of Lumen Technologies, Inc. received a grant of 25,197 restricted stock units tied to the company’s Common Stock at a reference price of $9.44 per share. This is a compensation-related award, not an open-market purchase.
The grant will vest on May 21, 2027, and will be paid out in shares of Common Stock at a later date based on Collins’ deferral election. Following this award, he holds 25,197 shares directly, plus indirect holdings of 380 shares through the MC Trust and 115 shares through a spousal trust.
Lumen Technologies director Michael Collins filed an initial Form 3, reporting beneficial ownership of Lumen common stock held indirectly through trusts. The filing lists 115 shares held by a spousal trust and 380 shares held by the MC Trust. It records existing positions rather than new buy or sell transactions.
MCMILLAN STEPHEN reported acquisition or exercise transactions in this Form 4 filing.
Lumen Technologies director Stephen McMillan received an equity grant of company stock. He was awarded 25,197 shares of Lumen Technologies common stock at a reference price of $9.44 per share. Following this grant, he holds 76,591 shares directly. The restricted stock will vest on May 21, 2027, aligning his compensation with longer-term company performance.
Allen Quincy L reported acquisition or exercise transactions in this Form 4 filing.
Lumen Technologies director Allen Quincy L reported an equity award of company stock. On May 21, 2026, he received a grant of 25,197 restricted stock units tied to Lumen common stock, valued at $9.44 per share for reporting purposes.
These restricted stock units will vest on May 21, 2027. According to his deferral election, the vested award will be paid out later in shares of common stock. After this grant, his direct ownership stands at 352,764 shares.
Linear Diankha reported acquisition or exercise transactions in this Form 4 filing.
Lumen Technologies director Linear Diankha received an equity award in the form of restricted stock units. The grant covers 25,197 units of Common Stock valued at $9.44 per share for reporting purposes. Following this award, Diankha is reported as beneficially owning 223,426 shares.
The footnote explains that these restricted stock units will vest on May 21, 2027 and will then be paid out in shares of Common Stock at a later date according to Diankha’s deferral election. This is a compensation-related grant, not an open-market purchase or sale.
GOLDBERG MICHELLE J reported acquisition or exercise transactions in this Form 4 filing.
Lumen Technologies director Michelle J. Goldberg received a grant of 25,197 shares of common stock, treated as restricted stock that was valued at $9.44 per share. This equity award will vest on May 21, 2027 and increases her direct holdings to 76,591 shares.
Bejar Martha Helena reported acquisition or exercise transactions in this Form 4 filing.
Lumen Technologies director Martha Helena Bejar received an equity award linked to company stock. She was granted 25,197 restricted stock units tied to Common Stock at a reference price of $9.44 per share. These units will vest on May 21, 2027 and will be settled in shares of Common Stock at a later date based on her deferral election. Following this award, her directly held position is reported at 421,144 shares.