Welcome to our dedicated page for Lufax Holding SEC filings (Ticker: LU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Lufax Holding Ltd. filings document a foreign private issuer operating a China-focused financial services enablement business for small business owners and other borrowers. Form 6-K submissions include annual and interim results materials, condensed consolidated financial statements, Hong Kong Stock Exchange announcements, ESG reporting, and updates on lending-related income categories, credit impairment, expenses, and securities movements.
The filing record also covers ADS and Hong Kong depositary receipt movements, annual general meeting and proxy-related matters, board and committee composition, compliance officer appointments, NYSE listing-compliance communications, subscriptions of wealth management products, and governance disclosures associated with its dual-market public-company reporting.
Lufax Holding Ltd, a foreign private issuer based in Shanghai, has submitted a Form 6-K for June 2026. The report forwards materials for its upcoming annual general meeting, including a proposal to re-elect directors and a proposal to re-appoint its auditors.
The filing also includes a form of proxy for shareholders to vote at the annual general meeting. The report is signed on behalf of Lufax by Chief Financial Officer Tongzhuan Xi, dated June 3, 2026.
Lufax Holding Ltd has regained compliance with New York Stock Exchange continued listing standards after catching up on its U.S. SEC reporting. The NYSE sent a letter dated April 30, 2026 confirming the company is current with its periodic filings and compliant with Section 802.01E of the NYSE Listed Company Manual.
Lufax had earlier delayed its annual report on Form 20-F for the year ended December 31, 2024 due to a change of auditors, appointing Ernst & Young and Ernst & Young Hua Ming LLP in 2025. It filed the 2024 Form 20-F on February 17, 2026 and a Form 6-K with semi-annual financials for the six-month period ended June 30, 2025 on April 30, 2026, bringing its SEC filings up to date.
As a result, Lufax will be removed from the NYSE late filers’ list and the late filer indicator will be taken off its securities. The company describes itself as a leading financial services enabler for small business owners in China, with relationships with 87 funding partner financial institutions.
Lufax Holding Ltd has filed an insider ownership report for executive Wang Xiaodi, who serves as Chief Compliance Officer. The Form 3 data provided shows no reported transactions or derivative positions for this officer in this filing.
Lufax Holding Ltd, a financial services platform for small business owners in China, has filed its Annual Report on Form 20-F for the fiscal year ended December 31, 2025 with the U.S. Securities and Exchange Commission. The company notified investors of this filing through a Form 6-K submission.
The Annual Report, which includes audited consolidated financial statements, is available on Lufax’s investor relations website, and shareholders and ADS holders can request a hard copy free of charge. Lufax highlights that it works with 85 financial institutions in China as funding partners, many with multi-year relationships.
Lufax Holding Ltd reported higher income but a smaller loss for the six months ended June 30, 2025. Total income rose to RMB 14,084,249 thousand from RMB 12,034,039 thousand a year earlier, driven mainly by higher net interest and guarantee income plus a swing to investment income.
At the same time, credit impairment losses increased to RMB 7,858,211 thousand, which offset much of the income growth. After expenses and taxes, the company recorded a net loss of RMB 518,975 thousand, compared with a much larger loss of RMB 2,297,474 thousand in the prior-year period.
On the balance sheet, total assets were RMB 195,392,030 thousand as of June 30, 2025, with loans to customers of RMB 103,418,445 thousand. Total equity was RMB 83,100,067 thousand, and basic loss per share improved to RMB 0.44, or RMB 0.88 per ADS.
Lufax Holding Ltd, a Cayman Islands holding company, filed its annual report covering the year ended December 31, 2025. The group operates in China mainly through PRC subsidiaries and contractual arrangements with consolidated affiliated entities, which contributed 0.8%, 1.8% and 1.0% of total revenues in 2023, 2024 and 2025.
The report highlights legal and operational risks from its China base, including uncertainty over PRC regulation of its contractual structure, stringent licensing, foreign exchange controls and evolving rules on offshore listings, cybersecurity and data. It also discusses potential trading bans under the Holding Foreign Companies Accountable Act if PCAOB inspection access is lost again.
As of December 31, 2025, Lufax had 1,733,377,784 ordinary shares outstanding. The company has a semi-annual dividend policy targeting 20%–40% of annual net profit but recorded net losses in both halves of 2025 and paid no dividends for that year after significant cash and share dividends in 2022–2024.
Lufax Holding Ltd, a financial services enabler for small business owners in China, has appointed Ms. Xiaodi Wang as its Chief Compliance Officer with immediate effect. She brings extensive legal and compliance experience from Ping An Asset Management and AXA-SPDB Investment Managers.
The company also set its 2026 annual general meeting for June 30, 2026. Holders of ordinary shares on the register as of the close of business on May 18, 2026 (Hong Kong time) and ADS holders as of the same date (New York time) will be entitled to vote.
Lufax Holding Ltd, a financial services enabler for small business owners in China, has appointed Ms. Xiaodi Wang as its Chief Compliance Officer with immediate effect. She brings extensive legal and compliance experience from Ping An Asset Management and AXA-SPDB Investment Managers.
The company also set its 2026 annual general meeting for June 30, 2026. Holders of ordinary shares on the register as of the close of business on May 18, 2026 (Hong Kong time) and ADS holders as of the same date (New York time) will be entitled to vote.