Welcome to our dedicated page for Liquidity Svcs SEC filings (Ticker: LQDT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Liquidity Services, Inc. SEC filings document its operating results, governance, and public-company disclosures as an operator of surplus-asset marketplaces and related software platforms. Form 8-K filings include quarterly earnings releases, earnings-call transcripts, non-GAAP financial measure references, and segment commentary for areas such as GovDeals, retail returns, heavy equipment, Machinio, and Software Solutions.
Proxy and annual meeting filings cover director elections, auditor ratification, executive compensation votes, equity incentive plan matters, and board committee structure. Governance-related 8-K disclosures also record board succession matters, board size changes, and Audit Committee and Corporate Governance and Nominating Committee composition.
Liquidity Services Inc EVP & CFO Jorge Celaya reported an option exercise combined with a small share sale. He exercised 10,000 stock options at $9.46 per share. According to the disclosure, 6,158 shares were withheld by the issuer to cover the option cost and taxes, and 3,842 shares were acquired for his benefit.
Those 3,842 shares were held indirectly through The Jorge Celaya Revocable Trust and were then sold at $37.26 per share in an open‑market transaction. Following the exercise, the trust held 70,737 shares of common stock, and after the sale it held 66,895 shares. Celaya also continues to hold a range of unexercised stock options and restricted stock units that vest over several years, some of which depend on the company achieving specified financial milestones.
Morgan Stanley Smith Barney LLC filed a Form 144 to sell 3,842 shares of Common Stock on 06/04/2026 in connection with a stock option exercise. The excerpt lists multiple prior open-market dispositions by Jorge Celaya, including 11,303 shares on 05/26/2026 and 9,951 shares on 06/01/2026.
Liquidity Services Inc EVP & Chief Financial Officer Jorge Celaya reported option exercises and related share sales through the Jorge Celaya Revocable Trust. He exercised a total of 26,014 stock options at an exercise price of $9.46 per share and sold 9,951 common shares in open-market transactions at prices between $36.55 and $36.99 per share. Footnotes state that thousands of shares were withheld by the issuer to cover option costs and taxes, with the remaining shares delivered to the trust. Following these trades, the trust holds 66,895 common shares indirectly, and Celaya continues to hold multiple option and restricted stock unit grants that vest between 2025 and 2030.
LQDT Form 144 filing registers 9,951 shares to be sold following a stock option exercise on 06/01/2026, with cash settlement. The filing names Jorge Celaya as the reporting individual and records multiple prior sales in the past three months, including 11,303 shares on 05/26/2026 and 7,914 shares on 03/09/2026.
The transaction method is listed as Cash and the sale is through the issuer's plan via Morgan Stanley Smith Barney LLC. The filing lists dollar proceeds for prior transactions (for example, $398,359.54 on 05/26/2026).
Liquidity Services Inc. executive Jorge Celaya, EVP & Chief Financial Officer, reported a mix of option exercises and share sales in late May 2026. Through the Jorge Celaya Revocable Trust, he exercised 75,930 stock options at exercise prices between $9.46 and $22.20 per share and sold 22,721 common shares in open-market transactions at prices around $35.00–$36.49 per share.
After these trades, the trust holds 66,895 Liquidity Services common shares. The filing also shows Celaya continues to hold multiple stock option and restricted stock unit grants directly, covering tens of thousands of additional underlying shares with vesting tied to time-based schedules and the company’s achievement of specified financial milestones, and expirations extending from 2027 to 2035.
Morgan Stanley Smith Barney LLC Executive Financial Services filed a Form 144 notice for the proposed sale of 6,098 common shares via a stock option exercise on 05/28/2026 for cash. The filing lists recent dispositions by Jorge Celaya: 5,320 shares on 05/27/2026 ($191,847.55), 11,303 shares on 05/26/2026 ($398,359.54), 213 shares on 03/10/2026 ($7,037.52), and 7,914 shares on 03/09/2026 ($254,039.40).
LQDT reports a Form 144 notice that Jorge Celaya intends to sell 5,320 shares of common stock by 05/27/2026. The filing states the method as a stock option exercise with cash settlement through the issuer via Morgan Stanley Smith Barney LLC.
The filing also lists prior dispositions by Jorge Celaya in the past three months: 11,303 shares on 05/26/2026 for $398,359.54, 213 shares on 03/10/2026 for $7,037.52, and 7,914 shares on 03/09/2026 for $254,039.40.
Liquidity Services Inc. Chief Human Resources Officer Murray Novelette exercised stock options and sold shares of common stock. On May 22, 2026, he exercised options covering 18,831 shares, with a portion of the resulting shares withheld by the company to cover option costs and taxes as described in the footnotes. He sold 6,176 shares in open-market transactions at $34.16 per share and held 35,769 common shares directly after the transactions. Novelette also continues to hold stock options and restricted stock units tied to Liquidity Services’ achievement of specified financial milestones, with expirations between 2027 and 2035, providing additional future equity exposure.
LIQUIDITY SERVICES INC SVP & Chief Technology Officer Steven Weiskircher reported a mix of stock option exercises and share dispositions in Common Stock. He exercised options covering 5,105 shares at exercise prices of $14.00, $17.31 and $21.62, gaining shares through derivative conversions.
Across related transactions, 11,970 shares were disposed of, including open‑market sales at prices around $34.23–$34.45 per share and shares surrendered to the issuer to pay option costs and associated taxes. After these transactions, he directly holds 58,559 shares of Common Stock.
The filing also lists multiple Restricted Stock Unit and Stock Option Grants that remain outstanding, many of which vest based on the company’s achievement of specified financial milestones and time‑based schedules through dates extending to 2035.
Liquidity Services Inc. executive Mark A. Shaffer, VP, General Counsel & Secretary, reported an open-market sale of Common Stock held indirectly through The Mark A. Shaffer Revocable Trust. The trust sold 45,246 shares at $34.00 per share on May 22, 2026, leaving 28,398 shares held indirectly after the transaction.
Shaffer also continues to hold a range of equity awards, including restricted stock units and stock options on Common Stock. These awards cover various underlying share amounts, carry exercise prices such as $23.52 and $21.62 per share, and vest over time or upon Liquidity Services Inc. achieving specified financial milestones, as described in the footnotes.