Welcome to our dedicated page for Comstock SEC filings (Ticker: LODE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Comstock Inc. (NYSE: LODE) SEC filings page on Stock Titan provides access to the company’s official disclosures filed with the U.S. Securities and Exchange Commission. These documents include Current Reports on Form 8-K, which Comstock uses to report material events such as financing arrangements, strategic transactions, governance matters and operational updates.
Recent 8-K filings illustrate how Comstock communicates capital structure and financing changes, including amendments to promissory notes, warrant amendments and payoff agreements related to convertible promissory notes. These filings describe share issuances, debt exchanges, warrant term adjustments and payoff terms that affect the company’s obligations and equity.
Comstock also files 8-Ks to report results of operations and financial condition for specific quarters, furnishing press releases and investor presentations that discuss revenue, net losses, liquidity and strategic and operational initiatives. While these exhibits are furnished rather than filed for certain purposes, they provide additional context on the company’s metals segment and other business segments and investments.
Other 8-Ks cover strategic transactions involving Bioleum Corporation, a strategic investee, such as Bioleum’s acquisitions of Hexas Biomass Inc. and RenFuel’s intellectual property portfolio. These filings outline purchase price structures, stock and warrant components, debt forgiveness and contingent earn-out arrangements, as well as licensing and development service agreements.
Governance-related disclosures appear in filings that describe stock-based compensation for non-employee directors, including grants of common shares under shareholder-approved equity incentive plans and changes to director ownership guidelines. Additional items may address resignations or appointments of officers and directors within Comstock entities.
On Stock Titan, these filings are updated as they become available from EDGAR. AI-powered tools can help summarize key points from 8-Ks, highlight changes in obligations, equity and governance, and surface relevant information about Comstock’s operational updates, strategic investments and regulatory communications, so users can more quickly interpret lengthy regulatory documents.
Comstock Inc. files a shelf prospectus to register 4,110,673 shares of Common Stock for resale by existing selling stockholders, including Flux Photon Corporation and several individual warrant holders. The resale is a secondary offering; the company will receive no proceeds from sellers. The prospectus lists 75,913,084 shares outstanding as of April 23, 2026 and cites a closing market price of $3.26 per share on April 23, 2026. The registration covers shares issued in a private placement and shares issuable upon warrant exercises; selling holders may sell shares on NYSE American at prevailing market prices or by other permitted methods.
Pei Steven Yu-Tsung reported acquisition or exercise transactions in this Form 4 filing.
Comstock Inc. director Pei Steven Yu-Tsung received a grant of 7,993 shares of Common Stock as compensation. The shares were awarded at a price of $0.00 per share for annual director services from April 1, 2026 to June 30, 2026 under Comstock’s 2020 and 2022 Equity Incentive Plans. Following this award, the director holds 7,993 Common Stock shares directly.
Comstock Inc. director Pei Steven Yu-Tsung has filed an initial ownership report showing indirect holdings in the company through Gratia Capital. The filing lists indirect ownership of 1,106,421 shares of Common Stock, along with a long call option and a short call option, each linked to 10,000 underlying Common shares. The long call option has an exercise price of $5.00 and the short call option has an exercise price of $10.00, both expiring on January 15, 2027.
Salinas Mayaguez J reported acquisition or exercise transactions in this Form 4 filing.
Comstock Inc. director J. Salinas Mayaguez received a stock grant of 7,993 shares of Common Stock on April 9, 2026. The award was compensation for annual director services for the period from April 1, 2026 to June 30, 2026 under Comstock’s 2020 and 2022 Equity Incentive Plans, at a stated price of $0.00 per share. Following this grant, the director directly holds 97,699 shares of Comstock Common Stock.
SPENCE ROBERT reported acquisition or exercise transactions in this Form 4 filing.
Comstock Inc. director Robert Spence received a grant of 7,993 shares of Common Stock at $0.00 per share as equity compensation. The shares were granted for annual director services for the period from April 1, 2026 to June 30, 2026 under Comstock’s 2020 and 2022 Equity Incentive Plans. Following this award, he directly holds 7,993 shares of Comstock common stock.
Comstock Inc. is asking shareholders to vote at its May 28, 2026 annual meeting in Reno on electing eight directors, an advisory say‑on‑pay resolution, approval of a new 2026 Equity Incentive Plan, and ratification of Assure CPA, LLC as independent auditor for 2026.
The record date is March 31, 2026, when 74,099,140 common shares were outstanding, each with one vote. A Cooperation Agreement with MAK Capital, which owns 5,763,729 shares, adds three directors, names a new non‑executive chair and vice chair, and sets planned board retirements in 2027. Executive pay is largely salary-based, with no bonuses in 2024–2025 and significant net losses in 2024 and 2025 disclosed in the pay‑versus‑performance discussion.
Slanina Kristin reported acquisition or exercise transactions in this Form 4 filing.
Comstock Inc. director Kristin Slanina received a grant of 7,993 shares of Common Stock as compensation. The shares were awarded for annual director services for the period from April 1, 2026 to June 30, 2026 under Comstock Inc.’s 2020 and 2022 Equity Incentive Plans. After this non-cash grant, Slanina directly holds 111,009 shares of Common Stock.
COLVIN DONALD A reported acquisition or exercise transactions in this Form 4 filing.
Comstock Inc. director Donald A. Colvin received 7,993 shares of Common Stock as a grant for board service. The shares were awarded at a stated price of $0.00 per share and bring his direct holdings to 7,993 shares. The grant compensates annual director services from April 1, 2026 to June 30, 2026 under Comstock’s 2020 and 2022 Equity Incentive Plans.
Drozdoff Leo M reported acquisition or exercise transactions in this Form 4 filing.
Comstock Inc. director Leo M. Drozdoff received a grant of 7,993 shares of Common Stock as compensation. The shares were awarded at a price of $0.00 per share for annual director services covering the period from April 1, 2026 to June 30, 2026 under Comstock Inc.’s 2020 and 2022 Equity Incentive Plans. Following this award, Drozdoff directly holds 186,474 shares of Common Stock.