Welcome to our dedicated page for LOCAL BOUNTI SEC filings (Ticker: LOCL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Local Bounti Corporation (NYSE: LOCL) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures, including current reports, proxy materials and financing-related documents. These filings offer detailed information about Local Bounti’s operations as a U.S. indoor agriculture company using its patented Stack & Flow Technology® to grow leafy greens, herbs and salad kits in controlled environments.
Investors can review Form 8-K current reports that Local Bounti files to announce material events. Recent 8-Ks describe quarterly financial results, the appointment of executives such as the Interim Chief Financial Officer, leadership and board changes, and the terms of a $10 million convertible note and warrant transaction with U.S. Bounti, LLC. Other 8-K filings detail amendments to the company’s senior credit agreement, including debt reductions and revised terms.
The company’s definitive proxy statement (DEF 14A) provides insight into governance matters, including special meetings of stockholders, proposals to approve share issuances required under New York Stock Exchange rules, and information about voting procedures and stockholder rights. These materials help explain how Local Bounti seeks stockholder approval for transactions such as the conversion of convertible notes and the exercise of warrants.
Through Stock Titan, users can monitor Local Bounti’s ongoing SEC reporting, including real-time updates as new filings appear on EDGAR. AI-powered tools summarize key points from lengthy documents, helping readers quickly understand topics such as capital structure changes, financing arrangements, and board or management updates without reading every page. For those analyzing LOCL stock, these filings offer primary-source detail on the company’s financial obligations, equity structure, governance framework and significant corporate events.
McCandless Margaret reported acquisition or exercise transactions in this Form 4 filing.
Local Bounti Corporation (LOCL) General Counsel & Secretary Margaret McCandless received a grant of 40,000 shares of common stock in the form of restricted stock units (RSUs). The RSUs were awarded at no cash cost per share and increase her direct holdings to 109,537 shares.
The RSUs will vest in three equal installments on November 1, 2026, November 1, 2027, and November 1, 2028, provided she continues serving the company through each vesting date. This filing reflects a compensation-related equity award rather than an open-market stock purchase or sale.
Local Bounti Corporation interim CFO Anthony Hughes reported an equity compensation award. He received 60,000 shares of Common Stock in the form of restricted stock units (RSUs) at a price of $0.0000 per share, classified as a grant or award acquisition.
According to the footnote, these RSUs will vest in three equal installments on November 1, 2026, November 1, 2027, and November 1, 2028, subject to his continuous service on each vesting date. Following this award, Hughes directly holds 120,270 shares of Local Bounti common stock.
Local Bounti Corporation Executive Chairman Craig M. Hurlbert reported a compensation-related equity award and updated share holdings. He received 75,000 shares of Common Stock in the form of RSUs at $0.00 per share, classified as a grant or award acquisition. These RSUs vest in three equal installments on November 1, 2026, November 1, 2027, and November 1, 2028, conditioned on his continued service. After this award, he directly holds 889,803 shares of Common Stock and has an indirect position of 1,177,386 shares held by Wheat Wind Farms, LLC, where he serves as Member-Manager with sole voting and dispositive power, while disclaiming beneficial ownership except to the extent of his pecuniary interest.
VALIASEK KATHLEEN reported acquisition or exercise transactions in this Form 4 filing.
Local Bounti Corporation President and CEO Kathleen Valiasek received an equity award of 200,000 shares of common stock in the form of restricted stock units (RSUs) at a grant price of $0.00 per share. Following this grant, she directly holds 1,643,580 common shares.
The RSUs will vest in three equal installments on November 1, 2026, November 1, 2027, and November 1, 2028, subject to her continuous service with the company on each vesting date.
Local Bounti Corporation is asking stockholders to approve routine annual items and a major share issuance tied to insider financing at its virtual-only 2026 annual meeting.
Stockholders will vote on re-electing two Class II directors, ratifying WithumSmith+Brown as auditor, and a NYSE Approval Proposal allowing issuance of up to 7,882,861 shares upon conversion of a $15.0 million note to U.S. Bounti and up to 5,500,000 warrant shares at $0.125 per share. The filing outlines voting mechanics, broker non-vote treatment, director/committee structure, executive and director pay, and significant related-party arrangements, including the Grow Bitterroot lease and services agreements. There were 22,795,198 shares outstanding on the April 13, 2026 record date.
Local Bounti Corporation is soliciting proxies for its virtual 2026 annual meeting on June 10, 2026. The Board asks stockholders to (1) elect two Class II directors, (2) ratify WithumSmith+Brown as auditor, (3) approve NYSE-related authorization tied to a $15.0 million convertible note and a warrant, and (4) approve adjournment if needed.
The NYSE approval would permit issuance of the Conversion Shares from a note with an initial conversion price of $2.50 and potential issuance of up to 8,105,102 conversion shares assuming maximum PIK interest; the Warrant is exercisable at $0.125 and could cover up to 5,500,000 Warrant Shares. The record date was April 13, 2026.
Local Bounti Corporation interim CFO Anthony Hughes reported a tax-related share disposition. On settlement of previously awarded restricted stock units, 23,064 shares of Common Stock were withheld by the company at $1.63 per share to cover his withholding tax liability.
After this tax-withholding transaction, Hughes directly holds 60,270 shares of Local Bounti Common Stock. This event reflects compensation-related share withholding rather than an open-market purchase or sale.
Local Bounti Corporation Executive Chairman Craig M. Hurlbert reported selling 100,000 shares of common stock at $1.16 per share. According to the filing, these sales were executed as a sell-to-cover transaction to satisfy tax withholding obligations on equity award settlements.
Following the sale, Hurlbert directly holds 814,803 shares of Local Bounti common stock. He also has indirect exposure to 1,177,386 shares held by Wheat Wind Farms, LLC, where he serves as Member-Manager with sole voting and dispositive power, while formally disclaiming beneficial ownership except for his pecuniary interest.
Local Bounti Corporation President and CEO Kathleen Valiasek reported an open-market sale of 200,000 shares of Common Stock at $1.16 per share on April 1, 2026. After this transaction, she directly holds 1,443,580 shares of the company.
According to the filing’s footnote, these shares were sold solely to cover tax withholding obligations related to the settlement of equity awards through a “sell to cover” transaction, indicating a compensation-driven, mechanical sale rather than a discretionary portfolio move.