Welcome to our dedicated page for Live Oak Bancshares SEC filings (Ticker: LOB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Live Oak Bancshares, Inc. filings document the regulatory record of a financial holding company whose principal subsidiary is Live Oak Bank. The company’s 8-K reports cover operating results and financial condition, dividend declarations on Voting Common Stock and Series A preferred depositary shares, executive compensation actions, equity awards, and risk-management leadership changes.
Proxy materials describe governance matters, executive compensation, equity-award disclosure and shareholder voting items. Other filings include Form 12b-25 filing-status notices and capital-structure references to common stock and the company’s 8.375% Fixed Rate Series A Non-Cumulative Perpetual Preferred Stock.
Live Oak Bancshares director Jeffrey W. Lunsford exercised restricted stock units into common shares. On May 1, 2026, 1,890 restricted stock units vested and converted into 1,890 shares of Live Oak Bancshares voting common stock at a stated price of $0.00 per share. Following this derivative exercise, Lunsford directly holds 12,640 shares of voting common stock. The transaction reflects routine equity compensation vesting rather than an open-market purchase or sale, and no remaining derivative position is shown in this filing.
Live Oak Bancshares, Inc. director and Chief Executive Officer James S. Mahan III, through the James S. Mahan Revocable Trust, reported selling a total of 20,000 shares of Voting Common Stock in open-market transactions. The trust sold 10,000 shares at a weighted average price of $37.6513 on May 27, 2026 and another 10,000 shares at a weighted average price of $37.2481 on May 28, 2026, under a pre-arranged Rule 10b5-1 trading plan adopted on August 27, 2025. Following these sales, the trust held 2,887,844 shares, and the Form 4 also lists additional indirect holdings in other family trusts and entities.
LOB affiliate submitted a notice under Form 144 reporting proposed or recent sales of common stock. The excerpt lists multiple sales of 10,000 shares each on 03/04/2026, 03/05/2026, 03/11/2026, 03/12/2026, 05/13/2026, 05/14/2026, 05/20/2026, 05/21/2026, and 05/27/2026, and an initial listed sale dated 12/18/2008.
The filer name shown is the James S Mahan Rev Trust, which appears as the selling holder for the recent transactions; each reported trade shows a dollar amount associated with the 10,000‑share blocks in the excerpt.
James S. Mahan Rev Trust reports multiple proposed sales of Common shares under a Form 144 notice. The filing lists repeated dispositions of 10,000 shares on several dates, with example proceeds such as $393,218.38 on 02/25/2026 and $370,915.70 on 05/21/2026. The securities are labeled Pre IPO Shares and the transactions are routed through Fidelity Brokerage Services LLC on the NYSE.
Live Oak Bancshares Chief Executive Officer James S. Mahan III, through the James S. Mahan Revocable Trust, sold a total of 10,000 shares of Voting Common Stock on May 21, 2026 in two open-market transactions. The trades covered 3,388 shares at a weighted average price of $37.4223 per share and 6,612 shares at a weighted average price of $36.9221 per share. The filing states these sales were executed under a Rule 10b5-1 trading plan adopted on August 27, 2025. The report also lists indirect holdings of Voting Common Stock by related entities, including 140,150 shares held by Peapod II, LLC, 127,167 shares held by the 2021 Peggy Mahan Family Trust, 127,167 shares held by the 2021 Chip Mahan Family and Charitable Trust, and 3,032,547 shares held by the Marguerite D. Mahan Revocable Trust.
Live Oak Bancshares, Inc. held its 2026 Annual Meeting of Shareholders on May 19, 2026, where shareholders approved two key equity plans and routine governance items. On the March 20, 2026 record date, 46,239,891 voting common shares were outstanding, with 42,159,893 shares present to establish a quorum.
Shareholders elected ten directors to one‑year terms and approved the 2026 Omnibus Stock Incentive Plan and the 2026 Employee Stock Purchase Plan. They also supported a non-binding advisory vote on executive compensation and ratified KPMG LLP as the independent auditor for 2026, confirming the company’s proposed board and compensation framework.
Live Oak Bancshares director Jeffrey W. Lunsford reported a routine equity compensation event. On May 1, 2026, he exercised 1,890 restricted stock units, receiving the same number of shares of Voting Common Stock at a stated price of $0.00 per share.
Following the transaction, Lunsford directly holds 12,640 shares of Voting Common Stock. Footnotes explain that each restricted stock unit represented a contingent right to receive one share of voting common stock and that these units vested on May 1, 2026. The filing shows no open-market purchases or sales, only the conversion of equity awards.
Valine Yousef A. reported acquisition or exercise transactions in this Form 4 filing.
Live Oak Bancshares, Inc. director Valine A. Yousef reported an equity compensation grant and updated holdings of the company’s voting common stock. On May 19, 2026, she received 2,486 restricted stock units (RSUs), each representing a contingent right to one share of voting common stock that vests on May 1, 2027.
After this grant, the filing shows 10,401 shares of voting common stock held directly and 1,500 shares held indirectly through the Valine Revocable Living Trust, plus the 2,486 RSUs tied to future share delivery, subject to vesting.
Petty Miltom Emmett reported acquisition or exercise transactions in this Form 4 filing.
Live Oak Bancshares, Inc. director Miltom Emmett Petty reported an equity compensation grant and updated holdings. He received 2,486 Restricted Stock Units (RSUs), each representing a contingent right to one share of voting common stock. These RSUs vest on May 1, 2027. Following the reported transactions, he directly holds 130,839 shares of voting common stock and 2,486 RSUs. The RSU grant is compensation-related and is not an open‑market stock purchase or sale.
Live Oak Bancshares, Inc. Chief Banking Officer Mark Michael Moroz reported routine equity compensation activity. On May 20, 2026, he exercised derivative awards to acquire 7,117 shares of voting common stock and, in a related transaction, 3,163 shares were withheld at $36.20 per share to cover tax obligations, leaving him with 18,210 shares of common stock held directly after the tax-withholding entry and 21,373 shares after the exercise entry. The filing also shows multiple restricted stock unit awards, each representing a contingent right to receive one share of voting common stock, vesting in equal annual installments beginning on dates between December 9, 2025 and February 9, 2027, subject to his continued service.