LivaNova (LIVN) files Form 144; Merrill Lynch listed for proposed sale

Rhea-AI Filing Summary

LivaNova PLC files a Form 144 notice reporting proposed sales of Common Stock. The notice lists a broker address at Merrill Lynch, NASDAQ as the market, and a trade date of 05/26/2026. The excerpt also shows prior restricted stock unit vesting events on 06/15/2019 (20 shares), 06/18/2020 (1,435 shares), and 06/29/2021 (345 shares).

The filing includes numeric entries 136,350.00 and 54,933,538 in the securities section; the excerpt does not attach explicit labels for those figures beyond the table context.

Insights

Securities Compliance Attorney

Form 144 is a notice of intent to sell by an affiliate under resale rules.

Form 144 serves as a broker/affiliate notice required when certain officers, directors, or affiliates propose to sell restricted or control securities in reliance on Rule 144. The excerpt lists the broker (Merrill Lynch) and a NASDAQ market designation.

Timing and final sale amounts are governed by Rule 144 conditions; the excerpt shows a proposed trade date of 05/26/2026 but does not state final proceeds or whether the sale met all Rule 144 holding-period and volume conditions.

Equity Compensation Analyst

Vestings listed provide background on share origin but are shown as past RSU vesting events.

The excerpt records RSU vesting on 06/15/2019 (20 shares), 06/18/2020 (1,435 shares), and 06/29/2021 (345 shares), indicating some shares proposed for resale originated from compensation awards.

Whether these vested shares remain subject to transfer restrictions or volume limits under Rule 144 is not specified in the provided excerpt; subsequent filings would clarify sale completion and net proceeds.

Key Figures

Form date / trade date: 05/26/2026 Market: NASDAQ Table numeric entry: 136,350.00 +4 more

7 metrics

Form date / trade date 05/26/2026 date shown in securities table

Market NASDAQ market designation in securities section

Table numeric entry 136,350.00 numeric entry shown in securities section

Table numeric entry 54,933,538 numeric entry shown in securities section

RSU vesting 20 shares Vesting on 06/15/2019

RSU vesting 1,435 shares Vesting on 06/18/2020

RSU vesting 345 shares Vesting on 06/29/2021

Key Terms

Form 144, restricted stock unit award, broker

3 terms

Form 144 regulatory

"Filer Information... 144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

restricted stock unit award financial

"Vesting of restricted stock unit award | LivaNova PLC"

A restricted stock unit award is a promise by a company to give an employee a specified number of company shares at a future date if certain conditions are met, such as staying with the company or hitting performance goals. For investors, these awards matter because they can increase the total number of shares outstanding when converted, diluting existing holders, and they align employees’ incentives with shareholders’ interests much like giving a rising bonus that becomes real only after conditions are satisfied.

broker market

"Merrill Lynch 225 Liberty Street Floor 37 New York NY 10281"

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Merrill Lynch 225 Liberty Street Floor 37 New York NY 10281	1800	136350.00	54933538	05/26/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	06/15/2019	Vesting of restricted stock unit award	LivaNova PLC			20	06/15/2019	Granted as part of issuer equity compensation plan
Common Stock	06/18/2020	Vesting of restricted stock unit award	LivaNova PLC			1435	06/18/2020	Granted as part of issuer equity compensation plan
Common Stock	06/29/2021	Vesting of restricted stock unit award	LivaNova PLC			345	06/29/2021	Granted as part of issuer equity compensation plan

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does LivaNova PLC's Form 144 filing (LIVN) indicate?

It indicates a proposed sale of Common Stock with a broker listed as Merrill Lynch and a trade date of 05/26/2026. The notice is an affiliate resale filing and does not confirm completion or proceeds.

Which prior equity awards are listed in the Form 144 excerpt for LIVN?

The excerpt lists RSU vesting events on 06/15/2019 (20 shares), 06/18/2020 (1,435 shares), and 06/29/2021 (345 shares), shown as granted under issuer equity compensation plans.

Does the Form 144 show how many shares will be sold or proceeds for LIVN?

The excerpt shows numeric entries 136,350.00 and 54,933,538 in the securities table, but the filing excerpt does not explicitly label them as shares offered or proceeds in the provided text.

Which market and broker are named in the LIVN Form 144 excerpt?

The broker is listed as Merrill Lynch, 225 Liberty Street, Floor 37 and the market designation shown is NASDAQ, with a referenced date of 05/26/2026.