STOCK TITAN

Ligand (LGND) director John Kozarich receives RSUs and stock options grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Ligand Pharmaceuticals director John W. Kozarich received new equity awards as part of his board compensation. On June 5, 2026, he was granted 836 restricted stock units, each representing one share of common stock, and a non-qualified stock option for 2,938 shares at an exercise price of $237.00 per share. Both awards fully vest on the earlier of the company’s next annual stockholder meeting following the grant date or the first anniversary of the grant date. Following these grants, Kozarich directly holds 42,622 shares of Ligand common stock.

Positive

  • None.

Negative

  • None.
Insider KOZARICH JOHN W
Role null
Type Security Shares Price Value
Grant/Award Non-Qualified Stock Option (right to buy) 2,938 $0.00 --
Grant/Award Common Stock 836 $0.00 --
Holdings After Transaction: Non-Qualified Stock Option (right to buy) — 2,938 shares (Direct, null); Common Stock — 42,622 shares (Direct, null)
Footnotes (1)
  1. Represents restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. Acquired by a grant of the Board of Directors of the Company at their annual meeting on June 5, 2026. Fully vests on the earlier of (A) the date of the next annual meeting of the Company stockholders following the grant date or (B) on the first anniversary of the date of grant. Acquired by a grant of the Board of Directors of the Company at their annual meeting on June 5, 2026. Fully vests on the earlier of (A) the date of the next annual meeting of the Company stockholders following the grant date or (B) on the first anniversary of the date of grant.
Restricted stock units granted 836 RSUs Equity grant on June 5, 2026
Options granted 2,938 options Non-qualified stock option grant on June 5, 2026
Option exercise price $237.00 per share Non-qualified stock option for common stock
Shares underlying options 2,938 shares Underlying common stock for new option grant
Shares held after transaction 42,622 shares Direct common stock holdings after June 5, 2026 grants
restricted stock units ("RSUs") financial
"Represents restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
Non-Qualified Stock Option financial
"Non-Qualified Stock Option (right to buy) with an exercise price of 237.0000"
A non-qualified stock option (NSO) is a contract that lets an employee or service provider buy company shares at a fixed price for a set period, like a voucher to purchase stock later at today’s price. It matters to investors because exercising NSOs creates ordinary income for the holder and can increase share count, affecting a company’s earnings and ownership mix; think of it as a future sale that can dilute existing shareholders and has immediate tax consequences for the recipient.
exercise price financial
"Non-Qualified Stock Option (right to buy) with an exercise price of 237.0000"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
annual meeting of the Company stockholders regulatory
"Fully vests on the earlier of (A) the date of the next annual meeting of the Company stockholders"
contingent right financial
"Each RSU represents a contingent right to receive one share of the Issuer's common stock"
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
KOZARICH JOHN W

(Last)(First)(Middle)
555 HERITAGE DRIVE
SUITE 200

(Street)
JUPITER FLORIDA 33458

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
LIGAND PHARMACEUTICALS INC [ LGND ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/05/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/05/2026A836(1)A$0.042,622D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Non-Qualified Stock Option (right to buy)$23706/05/2026A2,938 (2)06/05/2036Common Stock2,938$0.02,938D
Explanation of Responses:
1. Represents restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. Acquired by a grant of the Board of Directors of the Company at their annual meeting on June 5, 2026. Fully vests on the earlier of (A) the date of the next annual meeting of the Company stockholders following the grant date or (B) on the first anniversary of the date of grant.
2. Acquired by a grant of the Board of Directors of the Company at their annual meeting on June 5, 2026. Fully vests on the earlier of (A) the date of the next annual meeting of the Company stockholders following the grant date or (B) on the first anniversary of the date of grant.
By: /s/ Andrew Reardon, Attorney-in-Fact For: John W. Kozarich06/09/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Ligand Pharmaceuticals (LGND) director John W. Kozarich receive in this Form 4?

John W. Kozarich received equity compensation consisting of restricted stock units and stock options. The filing shows 836 RSUs and a non-qualified stock option for 2,938 shares, reflecting routine board compensation rather than an open-market stock purchase or sale.

How many Ligand (LGND) shares are covered by Kozarich’s new equity awards?

The awards cover 3,774 potential shares of Ligand common stock. This includes 836 restricted stock units and a non-qualified stock option for 2,938 shares, each option exercisable at a fixed price if vested and exercised in the future under the plan terms.

What is the exercise price of John W. Kozarich’s new Ligand (LGND) stock options?

The newly granted non-qualified stock options have an exercise price of $237.00 per share. This means Kozarich can buy Ligand common stock at that fixed price upon vesting and exercise, subject to the option’s expiration date and plan conditions.

When do John W. Kozarich’s new Ligand (LGND) RSUs and options vest?

Both the RSUs and the stock options fully vest on the earlier of two events. They vest at the next annual meeting of Ligand stockholders following June 5, 2026, or on the first anniversary of the June 5, 2026 grant date, whichever occurs first.

How many Ligand (LGND) shares does John W. Kozarich hold after these awards?

After the June 5, 2026 grant, John W. Kozarich directly holds 42,622 shares of Ligand common stock. This total includes his existing holdings plus the 836 newly awarded restricted stock units, which each represent a contingent right to receive one share upon vesting.

Are John W. Kozarich’s Ligand (LGND) awards open-market purchases or sales?

The awards are grants from Ligand’s board, not open-market trades. The Form 4 uses transaction code “A,” indicating a grant or award, with no reported open-market buying or selling activity by Kozarich on the June 5, 2026 transaction date.