Welcome to our dedicated page for LGL Group SEC filings (Ticker: LGL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The LGL Group, Inc. (LGL) files a range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations as a holding company engaged in electronic instruments, merchant investment, and manufacturing. On this page, investors can review Forms 10-K and 10-Q for information on segment results, including Electronic Instruments and Merchant Investment, as well as consolidated financial statements, backlog disclosures, and details on cash, cash equivalents, and marketable securities.
LGL’s Form 8-K filings highlight material events such as quarterly and annual earnings releases, changes to warrant terms, share repurchase authorizations, and executive leadership changes. Recent 8-Ks describe extensions of the expiration date of warrants to purchase common stock, the addition of an over-subscription privilege, and the appointment of Jason Lamb as Chief Executive Officer with Marc Gabelli transitioning to Executive Chairman. An 8-K/A further details Mr. Lamb’s compensation arrangements.
For capital markets activity, investors can examine filings related to warrants and listing status. A Form 25 filed with the SEC in December 2025 concerns the removal from listing and/or registration of LGL’s warrants to purchase common stock on the NYSE American, specifying that the affected class of securities is the warrants. Other filings reference a post-effective amendment to a Form S-1 registration statement that governs the exercise of warrants and related over-subscription rights.
Stock Titan’s platform presents these SEC filings with AI-powered summaries that explain key points in accessible language, helping users interpret complex disclosures on segment performance, investment activities, warrant programs, and governance changes. Real-time updates from EDGAR, along with structured access to 10-Ks, 10-Qs, 8-Ks, and other forms, allow investors to monitor how LGL reports its financial condition, strategic initiatives, and capital structure decisions over time.
The LGL Group, Inc. has issued its 2026 proxy for the annual stockholder meeting on May 12, 2026 at the Harvard Club of New York City. Stockholders of record as of March 31, 2026 may vote in person or by proxy.
Six directors, including Executive Chairman Marc Gabelli and five independent directors, are nominated for one‑year terms. The Board also asks stockholders to approve a redomestication converting the company from a Delaware corporation to a Nevada corporation, citing reduced franchise taxes and broader protection for directors and officers, with no change to business, assets or management.
Other proposals include an advisory vote on executive compensation, an advisory vote on the frequency of future say‑on‑pay (recommended annually), approval of an amended and restated 2021 Incentive Plan, and ratification of PKF O’Connor Davies, LLP as independent registered public accounting firm. The Board unanimously recommends voting FOR all proposals.
Kilrain Colin J. reported acquisition or exercise transactions in this Form 4 filing.
LGL Group Inc director Colin J. Kilrain reported receiving a grant of 2,067 shares of common stock as equity compensation. The shares were awarded at no cash cost and will vest three years from the grant date, on March 26, 2029. After this award, he holds 2,067 shares directly.
Kalha Manjit reported acquisition or exercise transactions in this Form 4 filing.
LGL Group Inc. director Manjit Kalha received a grant of 2,067 shares of common stock on March 26, 2026 as equity compensation, at a stated price of $0.00 per share. These shares vest three years from the grant date, on March 26, 2029. Following this award, Kalha directly holds 32,060 shares of LGL Group common stock.
Francois Herve reported acquisition or exercise transactions in this Form 4 filing.
LGL Group Inc director Francois Herve received an equity grant of 2,067 shares of Common Stock on 3/26/2026 at a stated price of $0.00 per share, reflecting a stock-based compensation award rather than an open-market purchase. These shares vest three years from the grant date, on 3/26/2029, meaning Herve must remain eligible through that date to receive them in full. Following this grant, he directly holds 7,249 shares of LGL Group common stock.
DeRemer Darlene T. reported acquisition or exercise transactions in this Form 4 filing.
LGL Group Inc director Darlene T. DeRemer received a grant of 2,067 shares of Common Stock as equity compensation. The shares were awarded at a stated price of $0.00 per share and will vest three years from the grant date, on March 26, 2029. Following this award, she directly holds 7,249 shares of LGL Group common stock.
Aslansan Kaan Kerem reported acquisition or exercise transactions in this Form 4 filing.
LGL Group Inc. director Kaan Kerem Aslansan reported receiving a grant of 2,067 shares of common stock as compensation, at a stated price of $0.00 per share. Following this award, he holds 7,249 shares of LGL common stock directly.
According to the filing, these granted shares will vest three years from the grant date, on March 26, 2029, meaning they become fully earned over time rather than immediately.
The LGL Group, Inc. files its annual report describing a small holding company built around electronic instruments and a merchant investment platform. The Electronic Instruments segment, run through PTF, generated 2025 net sales of $2,453, with its four largest customers accounting for 53.9% of revenue.
The company emphasizes value investing and special purpose vehicles within its Merchant Investment business. As of December 31, 2025, LGL held Cash and cash equivalents and Marketable securities with a fair value of about $41,550, supporting its acquisition-focused strategy. Net income was $688 in 2025 versus $432 in 2024.
LGL highlights risks from potential Investment Company Act classification, concentrated and sometimes illiquid investments, leverage, macroeconomic volatility, tariffs, reliance on a single manufacturing line at PTF, customer concentration, and evolving cybersecurity threats. The company reports an order backlog of $625, up from $336, and continues to operate with a very small workforce across its segments.
The LGL Group, Inc. updated the compensation terms for Chief Executive Officer Jason Lamb. Effective January 5, 2026, when he began serving as CEO, Mr. Lamb is entitled to an annual base salary of $190,000, subject to annual review by the Board of Directors.
This base salary is in addition to the previously disclosed $60,000 incentive draw. The Board approved this modification on March 25, 2026, and there were no other changes to Mr. Lamb’s compensation arrangements.
GABELLI MARC reported acquisition or exercise transactions in this Form 4 filing.
LGL Group Inc. director and ten percent owner Marc Gabelli received a grant of 2,067 shares of Common Stock as compensation, at a stated price of $0.0000 per share. These shares vest three years from the grant date, on March 26, 2029, bringing his direct holdings to 146,381 shares.
The LGL Group, Inc. filed an 8-K announcing its 2026 Annual Meeting of Stockholders and an investor meeting. The annual meeting will be held on May 12, 2026, at 8:30 a.m. ET at the Harvard Club of New York City. Management will then host an investor meeting at 10:00 a.m. ET at the New York Stock Exchange.
At the investor meeting, management plans to discuss building a defense technology platform within LGL Group through selective investments, acquisitions and partnerships, as well as its partnership with Legion Capital, a new defense technology investment platform. The discussion is expected to emphasize precision time and frequency capabilities and other critical technologies supporting national security, defense and resilient infrastructure.