Welcome to our dedicated page for Lion Group Holding SEC filings (Ticker: LGHL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Lion Group Holding Ltd. (Nasdaq: LGHL) is a Cayman Islands–incorporated foreign private issuer in the securities brokerage industry, and its SEC filings provide detailed insight into its trading platform operations, capital structure, and digital asset strategy. As a Form 20-F filer, the company supplements its annual report with frequent Form 6-K submissions that disclose interim financial results, corporate actions, and key transactions.
On this page, you can review Lion Group’s Form 6-K reports that cover unaudited interim financial results, notices and outcomes of annual shareholders’ meetings, adoption of the 2025 Share Incentive Plan, and descriptions of its senior secured convertible notes and related Right to Receive Tokens agreement. These filings explain how the company uses a convertible note facility to finance its operations and to accumulate digital assets for its treasury.
The filings also describe Lion Group’s dual-class share structure, voting rights for Class A and Class B ordinary shares, and changes to its authorized share capital and memorandum of association. Separate 6-Ks address the company’s American Depositary Shares (ADSs), including a planned change in the ADS-to-Class A ordinary share ratio that the company characterizes as having the same effect as a one-for-thirteen reverse ADS split.
Through Stock Titan, investors can access Lion Group’s 10-K/20-F–equivalent disclosures and interim 6-Ks with AI-powered summaries that highlight important sections, such as financing terms, equity incentive plans, and capital changes. Filings related to token-linked agreements and treasury allocations help clarify how LGHL integrates digital assets into its broader brokerage and trading business.
Lion Group Holding Ltd. reports that its wholly owned subsidiary, Lion Wealth Management Limited, has entered into a six-month Exclusivity Agreement to negotiate a proposed restructuring of Skyfame Realty (Holdings) Limited, whose shares are suspended from trading on the Hong Kong Stock Exchange.
The agreement grants Lion Wealth exclusive rights to advance talks and potentially sign a formal restructuring deal aimed at resuming Skyfame’s trading on HKEX, but it expressly creates no binding obligation for any transaction. Lion Wealth has assembled a team of financial advisers, legal counsel, valuers, auditors and other specialists to work with Skyfame’s joint provisional liquidators on the resumption application.
HRT Financial LP, a ten percent owner of Lion Group Holding Ltd, reported mixed trading in the company’s Class A Shares. On April 10, it executed an open-market sale of 39,250 Class A Shares at $0.88 per share, leaving 3,967 shares directly owned afterward.
On April 9, it had made an open-market purchase of 1,452 Class A Shares at $0.89 per share. Overall, these trades represent a net disposition of 37,798 shares over the two days.
HRT Financial LP, a ten percent owner of Lion Group Holding Ltd, reported a series of open-market trades in Class A Shares. Over several days, it purchased 56,652 shares at prices between $0.83 and $0.96 per share and sold 6,437 shares at $0.99 per share.
These transactions resulted in a net purchase of 50,215 shares and brought HRT Financial LP’s direct holdings to 41,765 Class A Shares following the most recent trade.
HRT Financial LP filed an initial ownership report on Form 3 for Lion Group Holding Ltd. The filing lists direct ownership of 23,179 Class A Shares as of April 2, 2026, reflecting HRT Financial LP’s status as a ten percent owner of the company.
Lion Group Holding Ltd director and CFO Lee Sze Hau filed an initial statement of beneficial ownership, reporting direct holdings of 4,500,000 Class B ordinary shares. The filing lists this position as of the reported date, without showing any new buy or sell transaction.
Lion Group Holding Ltd director and president Zhang Yan has filed an initial ownership report showing a significant equity position. The Form 3 indicates direct beneficial ownership of 4,500,000 Class B ordinary shares as of the reported date. This filing records existing holdings and does not reflect a new purchase or sale.
Lion Group Holding Ltd director and CEO Wang Chunning filed an initial ownership report showing substantial Class B ordinary share holdings. He holds 798,112,875 Class B shares directly and 1,931,140 Class B shares indirectly through Legend Success Ventures Limited, where he is the sole shareholder and director with sole voting and dispositive control.
HRT Financial LP, a 10% owner of Lion Group Holding Ltd, reported both buying and selling Class A Shares over two days. It purchased 4,122 shares at $1.10 per share on March 19, 2026, then sold 9,408 shares at $1.05 per share on March 20, 2026. After these trades, HRT Financial LP directly held 14,141 Class A Shares.
HRT FINANCIAL LP filed an initial ownership report for Lion Group Holding Ltd, identifying itself as a ten percent owner. The filing shows direct ownership of 23,549 Class A Shares as of the reported date, with no buy or sell transactions indicated in this form.
Lion Group Holding Ltd director Lo Tak Wing has filed an initial insider ownership report on Form 3. This filing establishes his status as a director and registers him as a reporting insider under securities rules, but does not disclose any specific share transactions or changes in ownership.