Welcome to our dedicated page for Lion Group Holding SEC filings (Ticker: LGHL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Lion Group Holding Ltd. filings document foreign-private-issuer disclosures for its trading platform business, ADS program, capital structure, and governance matters. Recent Form 6-K reports cover interim financial results, material-event disclosures, purchase agreement waivers, share and ADS issuance terms, annual meeting materials, and voting results.
The filing record also describes shareholder approvals, director elections, auditor ratification, authorized share-capital matters, and the company’s 2025 Share Incentive Plan. Other disclosures address Class A and Class B ordinary-share voting rights, registration-statement incorporation by reference, depositary voting instructions for ADS holders, and press-release exhibits tied to digital-asset treasury activity.
Lion Group Holding Ltd. has called its Annual General Meeting for July 13, 2026 in Singapore, with shareholders of record on June 15, 2026 eligible to vote. The agenda includes re-electing three Class II directors and approving a 2026 Employee Share Incentive Plan covering up to 40,491,277,770 ordinary shares.
Shareholders are also asked to approve a share capital reduction and reorganization, cutting par value from US$0.0001 to US$0.0000001 per share while keeping authorized capital at US$20,000,000 divided into 200,000,000,000,000 shares, and to amend the memorandum and articles accordingly. Another proposal would increase Class B voting power from 10,000 to 100,000 votes per share. As of June 15, 2026, there were 268,384,151,615 Class A and 1,557,700,185 Class B ordinary shares outstanding, with Class B carrying super-voting rights.
Lion Group Holding Ltd. has entered into an Investment Participation and Economic Interest Arrangement Agreement with Meili Capital Management Limited. Under this agreement, Lion will participate in Meili’s planned investment in PT NUSANTARA BUMI SANGKARA, where Meili is to acquire a 10% equity or equivalent economic interest for an aggregate investment consideration of US$12,000,000. The consideration may be provided by Lion in cash, Lion shares, shares of a designated affiliate, or another form agreed in writing. The arrangement is subject to customary closing conditions, including internal and regulatory approvals, due diligence, and execution of definitive transaction documents.
Lion Group Holding Ltd. has signed a non-binding memorandum of understanding with Aquila Hash, Inc. for the potential acquisition of 100% of Aquila Hash’s outstanding capital stock. The parties have agreed to a 60-day mutual due diligence and exclusivity period, after which they may negotiate a definitive acquisition agreement.
The memorandum is non-binding apart from customary provisions, and there is no assurance a final agreement will be signed or that the transaction will close. Lion Group also issued a press release about this potential transaction, which has been filed as an exhibit.
Lion Group Holding Ltd. has entered into a memorandum of understanding with Meili Capital Management Limited to establish a strategic cooperation framework. The collaboration targets investment opportunities in high-growth technology areas.
The focus includes digital payment infrastructure, tokenization of real-world assets, Decentralized Physical Infrastructure Networks (DePIN), and the convergence of Web3 and AI technologies. Lion Group also issued a press release announcing this memorandum, which is included as an exhibit.
Lion Group Holding Ltd. filed a report highlighting its continued long-term holding of Hyperliquid (HYPE) tokens as part of its treasury management strategy. The company has not sold any of its 193,775 HYPE tokens since establishing the position.
As of May 25, 2026, this HYPE position was valued at approximately USD 11.9 million, based on prevailing market prices on that date. The company states this reflects strong conviction in Hyperliquid’s fundamentals and long-term potential, and notes broader ecosystem developments such as protocol upgrades and new spot HYPE ETFs.
Lion Group Holding Ltd. files its annual report describing a Cayman‑incorporated holding structure with operations mainly in Hong Kong, Singapore, the Cayman Islands and the U.S., and 151,658,568,130 ordinary shares outstanding as of December 31, 2025.
The company details extensive use of ADSs, warrants and multiple senior secured convertible debentures maturing between 2025 and 2028, and discloses consecutive net losses of $5.8 million in 2023, $27.6 million in 2024 and $5.0 million in 2025. It explains how cash is transferred among subsidiaries, with $17.1 million funded to units and $7.9 million returned in 2025.
The filing highlights significant regulatory risks tied to PRC data, cybersecurity and overseas‑listing rules, even though the group currently has no operating PRC subsidiary and does not use a VIE structure. It also warns that future developments under the Holding Foreign Companies Accountable Act and PCAOB inspection access could ultimately lead to U.S. trading prohibitions or delisting of its securities.
Lion Group Holding Ltd. reports that its wholly owned subsidiary, Lion Wealth Management Limited, has entered into a six-month Exclusivity Agreement to negotiate a proposed restructuring of Skyfame Realty (Holdings) Limited, whose shares are suspended from trading on the Hong Kong Stock Exchange.
The agreement grants Lion Wealth exclusive rights to advance talks and potentially sign a formal restructuring deal aimed at resuming Skyfame’s trading on HKEX, but it expressly creates no binding obligation for any transaction. Lion Wealth has assembled a team of financial advisers, legal counsel, valuers, auditors and other specialists to work with Skyfame’s joint provisional liquidators on the resumption application.
HRT Financial LP, a ten percent owner of Lion Group Holding Ltd, reported mixed trading in the company’s Class A Shares. On April 10, it executed an open-market sale of 39,250 Class A Shares at $0.88 per share, leaving 3,967 shares directly owned afterward.
On April 9, it had made an open-market purchase of 1,452 Class A Shares at $0.89 per share. Overall, these trades represent a net disposition of 37,798 shares over the two days.
HRT Financial LP, a ten percent owner of Lion Group Holding Ltd, reported a series of open-market trades in Class A Shares. Over several days, it purchased 56,652 shares at prices between $0.83 and $0.96 per share and sold 6,437 shares at $0.99 per share.
These transactions resulted in a net purchase of 50,215 shares and brought HRT Financial LP’s direct holdings to 41,765 Class A Shares following the most recent trade.
HRT Financial LP filed an initial ownership report on Form 3 for Lion Group Holding Ltd. The filing lists direct ownership of 23,179 Class A Shares as of April 2, 2026, reflecting HRT Financial LP’s status as a ten percent owner of the company.