Welcome to our dedicated page for Loandepot SEC filings (Ticker: LDI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The loanDepot, Inc. (NYSE: LDI) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures, including current reports on Form 8-K and other key documents filed with the U.S. Securities and Exchange Commission. These filings offer detailed insight into loanDepot’s mortgage lending operations, servicing activities, financing structures and governance matters.
Recent Form 8-K filings describe material definitive agreements related to facilities secured by mortgage servicing rights and excess spread, including base indentures, indenture supplements and master repurchase agreements involving indirect subsidiaries and institutional counterparties. They also cover the issuance of term notes and variable funding notes backed by participation interests in excess spread relating to Fannie Mae mortgage servicing rights, as well as the termination and replacement of prior credit facilities.
Other filings report quarterly financial results, with references to rate lock volume, pull-through weighted lock volume, loan origination volume, gain on sale margins, servicing fee income and non-GAAP measures such as adjusted revenue, adjusted net income (or loss) and adjusted EBITDA. Governance-related 8-Ks detail leadership changes, including appointments to executive roles such as Chief Executive Officer and positions overseeing Consumer Direct Lending, strategy, servicing and digital initiatives.
On Stock Titan, these documents are updated as they are posted to EDGAR, and AI-powered tools can help summarize complex agreements and highlight key terms, such as maturity dates, collateral descriptions and the nature of new obligations. Users can also review filings that relate to insider and equity compensation arrangements, including inducement grants made under exchange listing rules. This page is a centralized resource for understanding loanDepot’s regulatory history, capital structure decisions and operational disclosures through its official SEC filings.
loanDepot, Inc. entered into a new warehouse securitization structure through its indirect subsidiaries on April 27, 2026. Mello Warehouse Securitization Trust 2026-1 issued $500 million of MWST Notes under an Indenture with U.S. Bank entities as trustee, note calculation agent, standby servicer and securities intermediary.
The MWST Notes are backed by a revolving warehouse line of credit secured by newly originated, first‑lien residential mortgage loans meeting Fannie Mae, Freddie Mac, Ginnie Mae or loanDepot jumbo guidelines, subject to eligibility criteria in a new Master Repurchase Agreement. loanDepot’s obligations under that agreement are guaranteed by LD Holdings Group, LLC.
The MWST Notes bear interest at 30‑day Term SOFR plus a margin and terminate on the earlier of April 24, 2029, optional prepayment in full, or an event of default with acceleration. In connection with this transaction, loanDepot prepaid in full and terminated its prior 2024‑1 Securitization Facility, under which $300 million of notes had been issued, with no borrowings outstanding and no termination penalties incurred.
BlackRock, Inc. reported beneficial ownership of 9,054,907 shares of LOANDEPOT INC Class A common stock, representing 4.0% of the class as disclosed in an amended Schedule 13G/A. The filing lists 8,955,773 shares as sole voting power and 9,054,907 as sole dispositive power, with CUSIP 53946R106. The cover shows 03/31/2026 as the reporting date and the amendment is signed on 04/27/2026.
loanDepot, Inc. is asking stockholders to vote at a fully virtual 2026 annual meeting on June 4, 2026. Investors will elect three Class II directors (Andrew Dodson, Steven Ozonian and Pamela Patenaude), ratify Ernst & Young LLP as auditor for 2026, and cast an advisory vote on executive pay.
The company highlights a classified seven‑member board, with a majority of independent directors and three fully independent committees. It notes that loanDepot is no longer a New York Stock Exchange “controlled company” after Hsieh Stockholders’ voting power fell below 50% in 2025.
The proxy details a director pay package of $250,000 per year, split evenly between cash and RSUs, plus committee chair retainers. It also outlines 2025 executive compensation, including founder‑CEO Anthony Hsieh’s $2.1 million total pay, CFO David Hayes’s $2.7 million, and Chief Digital Officer Dominick Marchetti’s $10.6 million, with significant performance‑based stock units tied to profitability and share‑price hurdles.
loanDepot, Inc. Chief Investment Officer Jeffrey Michael DerGurahian exercised and settled equity awards, acquiring 141,844 shares of Class A Common Stock on April 15, 2026 through the conversion of Restricted Stock Units and Performance Share Units.
To cover tax obligations, 34,540 shares were withheld at $1.55 per share, leaving him with 1,317,684 shares held directly. Additional Class A shares are held indirectly through CDG Financial LLC, where he is managing member. Remaining RSUs and PSUs are scheduled to vest on April 15, 2027.
loanDepot, Inc. Chief Risk Officer Joseph J. Grassi III exercised equity awards into Class A Common Stock and covered related taxes in shares. On April 15, 2026, he exercised derivative awards tied to 92,198 shares, consisting of restricted stock units and performance share units converting at $0.00 per share.
To satisfy tax obligations, 27,752 Class A shares were withheld at $1.55 per share, a non-market disposition. After these transactions, he directly held 274,105 Class A shares. Footnotes state remaining RSUs and PSUs are scheduled to vest on April 15, 2027, with PSUs tied to achieving one fiscal quarter of positive adjusted net income.
loanDepot, Inc. Chief Accounting Officer Darren Graeler increased his direct equity stake through equity award vesting. On April 15, 2026, he exercised restricted stock units and performance share units covering a total of 21,276 shares of Class A Common Stock. To satisfy tax obligations, 9,762 shares were withheld at $1.55 per share, leaving a net addition of 11,514 shares. Following these transactions, Graeler directly owned 253,453 shares of Class A Common Stock. The footnotes state the remaining RSUs and PSUs are scheduled to vest on April 15, 2027, and that the PSUs were tied to loanDepot achieving one fiscal quarter of positive adjusted net income.
loanDepot, Inc. Chief Financial Officer David R. Hayes reported equity compensation activity involving restricted and performance share units that converted into Class A Common Stock. On April 15, 2026, he exercised or settled awards covering 234,042 shares of Class A Common Stock in total.
To cover tax obligations, 83,976 shares of Class A Common Stock were withheld at a tax-withholding price of $1.55 per share, rather than sold in the open market. After these transactions, Hayes directly held 758,441 shares of Class A Common Stock.
Footnotes explain that each RSU and PSU converts into one share of Class A Common Stock at settlement. The PSUs vested after loanDepot achieved one fiscal quarter of positive adjusted net income, and remaining RSUs and PSUs are scheduled to vest on April 15, 2027.
loanDepot, Inc. Chief Legal Officer Gregory Smallwood exercised equity awards and increased his shareholdings. On April 15, 2026 he converted 92,198 restricted and performance share units into Class A Common Stock at a stated price of $0.00 per share.
To cover tax obligations, 22,452 shares were withheld at $1.55 per share, leaving him with 367,798 Class A shares held directly after the transactions. The remaining restricted stock units and performance share units are scheduled to vest on April 15, 2027, with the PSUs tied to adjusted net income performance having been granted on April 15, 2024.
loanDepot, Inc. Chief Investment Officer Jeffrey Michael DerGurahian reported compensation-related equity activity in Class A Common Stock and units. He exercised 182,482 restricted stock units into the same number of shares, with 46,797 shares withheld at $1.56 per share to cover tax obligations. He also received new grants of 471,698 restricted stock units that vest in three equal annual installments beginning March 16, 2027, and 157,232 performance share units that vest only if the stock reaches specified price levels. Following these transactions, he holds 1,210,380 Class A shares directly and 5,842,969 shares indirectly through CDG Financial LLC, where he is managing member and disclaims beneficial ownership beyond his pecuniary interest.