Welcome to our dedicated page for Loandepot SEC filings (Ticker: LDI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
loanDepot, Inc. filings document the reporting, capital structure and financing activities of a publicly traded mortgage lender. Form 8-K reports furnish quarterly financial results, investor presentation materials, non-GAAP reconciliations and other material events for the company’s residential mortgage origination and servicing operations.
Other disclosures cover material definitive agreements involving mortgage-related financing structures, including warehouse securitization notes, mortgage servicing rights, excess spread interests and trust subsidiaries. Proxy materials describe board matters, executive compensation and shareholder voting items, while capital-structure filings identify the company’s Class A common stock listed on the New York Stock Exchange and changes involving its common stock classes.
Hsieh Anthony Li reported acquisition or exercise transactions in this Form 4 filing.
loanDepot, Inc. reported that Executive Chair, CEO and President Anthony Li Hsieh received a grant of 1,000,000 restricted stock units (RSUs) tied to Class A common stock. Each RSU represents a right to receive one share upon settlement.
The RSUs are scheduled to vest in three equal annual installments on June 15, 2027, June 15, 2028, and June 15, 2029, aligning the award with multi‑year service and performance at the company. This is a compensation-related equity grant rather than an open‑market stock purchase or sale.
Grassi Joseph J III reported acquisition or exercise transactions in this Form 4 filing.
loanDepot, Inc. reported that Chief Legal & Risk Officer Joseph J. Grassi III received a grant of 44,247 restricted stock units (RSUs) tied to the company’s Class A common stock. Each RSU represents the right to receive one share upon settlement.
The RSUs are scheduled to vest in three equal annual installments on June 15, 2027, June 15, 2028, and June 15, 2029. Following this award, the filing shows Grassi holding 44,247 RSUs directly, reflecting a compensation-related equity grant rather than an open‑market stock purchase or sale.
LEPORE DAWN G reported acquisition or exercise transactions in this Form 4 filing.
loanDepot, Inc. director Dawn G. Lepore reported receiving a grant of 105,932 shares of Class A Common Stock as a stock award, at a stated price of $0.00 per share. After this award, her direct holdings total 338,890 shares. The award consists of unvested restricted stock units that vest in equal portions on August 31, 2026, November 30, 2026, February 26, 2027, and May 28, 2027, tying the compensation to continued service over this period.
loanDepot, Inc. director John Hoon Lee reported an equity award of Class A Common Stock. He received 105,932 shares as a grant, recorded at a price of $0.00 per share, classified as a grant or award acquisition.
After this award, he directly holds 366,532 shares of Class A Common Stock, including 105,932 unvested restricted stock units that vest ratably on August 31, 2026, November 30, 2026, February 26, 2027, and May 28, 2027. He also indirectly holds 62,556 shares through Bluestar Family Holdings LP, over whose assets he has voting and investment power.
OZONIAN STEVEN reported acquisition or exercise transactions in this Form 4 filing.
loanDepot, Inc. director Steven Ozonian reported an equity compensation award of 105,932 shares of Class A common stock. The grant was made at a price of $0.00 per share as a stock award rather than a market purchase, increasing his direct holdings to 323,428 shares.
The footnotes state this includes 105,932 unvested restricted stock units that vest in equal portions on August 31, 2026, November 30, 2026, February 26, 2027, and May 28, 2027. This filing reflects routine director compensation rather than an open-market transaction.
PATENAUDE PAMELA H. reported acquisition or exercise transactions in this Form 4 filing.
loanDepot, Inc. director Pamela H. Patenaude reported an equity award of 105,932 shares of Class A common stock, received as a grant at no cost. The award consists of unvested restricted stock units that vest in equal portions on August 31, 2026, November 30, 2026, February 26, 2027, and May 28, 2027. Following this grant, she holds a total of 448,831.7285 shares directly, including the unvested units. This filing reflects routine stock-based compensation rather than an open-market purchase or sale.
PCP MANAGERS GP, LLC reported acquisition or exercise transactions in this Form 4 filing.
loanDepot, Inc. reported that entities affiliated with Parthenon Capital received an indirect grant of 211,864 restricted stock units (RSUs) of Class A common stock at no cost. These RSUs vest in installments on August 31, 2026, November 30, 2026, February 26, 2027, and May 28, 2027.
Following this award, the affiliated entities are shown as indirectly holding 103,768,936 shares of Class A common stock. The Form 4 notes that the RSUs are held for the benefit of PCP Managers, L.P., and the individuals involved disclaim beneficial ownership except for any pecuniary interest. A separate entry shows 2,500 shares held of record by the father of director Brian Golson, which he oversees.
loanDepot, Inc. reported the results of its 2026 Annual Meeting of Stockholders held on June 4, 2026. Stockholders elected three Class II directors—Andrew Dodson, Steven Ozonian, and Pamela Patenaude—to three-year terms.
They also ratified Ernst & Young LLP as independent registered public accounting firm for the fiscal year ending December 31, 2026. In addition, stockholders approved, on a non-binding, advisory basis, the compensation of the company’s named executive officers.
loanDepot, Inc. Executive Chair and CEO Anthony Hsieh exercised 24,607 restricted stock units into Class A Common Stock on May 29, 2026. These RSUs represented a right to receive one share or its cash value per unit. Following the settlement, his direct Class A holdings total 217,496 shares, with no shares sold in this filing.
loanDepot, Inc. director John Hoon Lee reported equity compensation activity and updated his holdings. He exercised restricted stock units covering 24,607 shares of Class A Common Stock at an exercise price of $0.00 per share, increasing his direct ownership to 260,600 shares. A separate entry shows indirect ownership of 62,556 Class A shares held through Bluestar Family Holdings LP, over whose assets he has voting and investment power.